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PART IX DETERMINATION OF LIABILITIES
INFORMATION TO BE SUBMITTED: LONG TERM BUSINESS
PART I COMPANIES WHOSE HEAD OFFICE IS IN THE UNITED KINGDOM
7.§ Names of the persons who will be directors, controllers...
8.Particulars of any association which exists or which is proposed...
11.† The nature of the commitments which the company proposes...
14.† The guiding principles as to reinsurance including the company’s...
15.* The assets which represent or will represent the minimum...
16.† The estimated costs of installing the administrative services and...
18.The technical bases used to calculate the forecast and estimates...
19.Other information, agreements, treaties and certificates required
21.† Copies or drafts of any standard agreements with brokers...
22.† Copies or drafts of any agreements with persons (other...
2.* Copies of the memorandum and articles of association of...
4.* Names and addresses of the company’s principal bankers in...
7.Particulars of any association which exists or which is proposed...
11.† The nature of the commitments which the company proposes...
12.† A statement in respect of the United Kingdom business...
14.† The guiding principles as to reinsurance of business written...
15.A statement showing the current margin of solvency of the...
16.† The estimated costs of installing the administrative services and...
18.The technical bases used to calculate the forecast and estimates...
20.A statement showing the types of investments which are expected...
21.† Copies or drafts of any separate reinsurance treaties covering...
22.† Copies or drafts of any standard agreements which the...
23.† Copies or drafts of any agreements which the company...
3.A statement of the classes of insurance business which the...
4.The assets which represent or will represent the minimum guarantee...
6.* Names and addresses of the company’s principal bankers in...
7.§ Names of the persons who will be directors, controllers...
8.Particulars of any association which exists or which is proposed...
11.† The nature of the commitments which the company proposes...
12.† A statement in respect of United Kingdom business showing...
14.† The guiding principles as to reinsurance of business written...
15.A statement showing the current margin of solvency of the...
16.† The estimated costs of installing the administrative services and...
18.The technical bases used to calculate the forecast and estimates...
19.Other information, accounts, agreements, treaties and certificates required
20.A statement showing the types of investments which are expected...
21.For each of the first three financial years following authorisation,...
22.A brief description of the risks the company will underwrite...
23.A brief summary of the reinsurance arrangements for the business...
24.Estimated capital expenditure in respect of operations outside the United...
25.† Copies or drafts of any separate reinsurance treaties covering...
26.† Copies or drafts of any standard agreements which the...
27.†Copies or drafts of any agreements which the company will...
PART IV COMPANIES WHOSE HEAD OFFICE IS NOT IN THE UNITED KINGDOM (REINSURANCE ONLY)
3.A statement showing the classes of insurance business which the...
5.A statement showing the current margin of solvency of the...
7.* Names and addresses of the company’s principal bankers in...
8.† Names of the persons who will be directors, controllers...
9.Particulars of any association which exists or which is proposed...
12.† The nature of the commitments which the company proposes...
14.† A statement in respect of the United Kingdom business...
15.† The guiding principles as to reinsurance of business written...
16.† The estimated costs of installing the administrative services and...
17.Other information, agreements, treaties and certificates required
18.A brief summary of the retrocession arrangements for the business...
19.For each of the first three financial years following authorisation,...
20.The technical bases used to calculate the forecast and estimates...
21.A statement of the types of investments which are expected...
22.† Copies or drafts of any separate reinsurance treaties covering...
23.† Copies or drafts of any agreements which the company...
24.† Copies or drafts of any standard agreements which the...
26.A certificate by the actuary of the company stating that...
INFORMATION TO BE SUBMITTED: GENERAL BUSINESS
PART I COMPANIES WHOSE HEAD OFFICE IS IN THE UNITED KINGDOM
3.A statement showing the amount by which assets are expected...
7.§ Names of the persons who will be directors, controllers...
9.Particulars of any association which exists or which is proposed...
13.† The guiding principles as to reinsurance including the company’s...
14.† The assets which represent or will represent the minimum...
15.† The estimated costs of installing the administrative services and...
19.† Copies or drafts of any agreements which the company...
20.† Copies or drafts of any standard agreements which the...
21.† Copies or drafts of agreements which the company will...
2.* Copies of the memorandum and articles of association of...
4.* Names and addresses of the company’s principal bankers in...
8.Particulars of any association which exists or which is proposed...
14.Notwithstanding paragraph 12 or 13 above, the general and special...
15.† The guiding principles as to reinsurance of business written...
16.A statement showing the current margin of solvency of the...
17.† The estimated costs of installing the administrative services and...
19.Other information, accounts, agreements and treaties required
20.A statement showing the types of investments which are expected...
21.† Copies or drafts of any separate reinsurance treaties covering...
22.† Copies or drafts of any standard agreements which the...
23.† Copies or drafts of any agreements which the company...
24.† Copies or drafts of any agreements which the company...
3.A statement of the classes of insurance business which the...
4.The assets which represent or will represent the minimum guarantee...
6.* Names and addresses of the company’s principal bankers in...
7.§ Names of the persons who will be directors, controllers...
8.Particulars of any association which exists or which is proposed...
14.Notwithstanding paragraph 12 or 13 above, the general and special...
15.† The guiding principles as to reinsurance of business written...
17.Other information, accounts, agreements and treaties required
18.Brief description of the risks the company will underwrite outside...
19.Brief summary of the reinsurance arrangements for the business of...
20.Estimated capital expenditure in respect of operations outside the United...
21.A statement showing the current margin of solvency of the...
22.† The estimated costs of installing the administrative services and...
24.A statement showing the types of the investments which are...
25.† Copies or drafts of any separate reinsurance treaties covering...
26.† Copies or drafts of any standard agreements which the...
27.† Copies or drafts of any agreements which the company...
28.† Copies or drafts of any agreements which the company...
PART IV COMPANIES WHOSE HEAD OFFICE IS NOT IN THE UNITED KINGDOM (REINSURANCE ONLY)
3.A statement showing the classes of insurance business which the...
5.A statement showing the current margin of solvency of the...
7.* Names and addresses of the company’s principal bankers in...
8.§ Names of the persons who will be directors, controllers...
10.Particulars of any association which exists or which is proposed...
14.† The guiding principles as to reinsurance of business written...
15.†‡ Estimates of the premium income (both gross and net...
16.The estimated costs of installing the administrative services and the...
18.Brief summary of the retrocession arrangements for the business of...
19.For each of the first three financial years following authorisation—...
20.A statement showing the types of investments which are expected...
21.† Copies or drafts of any separate reinsurance treaties covering...
22.† Copies or drafts of any standard agreements which the...
23.† Copies or drafts of any agreements which the company...
24.† Copies or drafts of any agreements which the company...
GENERAL BUSINESS SOLVENCY MARGIN: FIRST METHOD OF CALCULATION (PREMIUM BASIS)
1.In this Schedule— “gross premiums”, in relation to an insurance...
2.The gross premiums receivable in respect of the company’s entire...
3.From the aggregate arrived at under paragraph 2 above there...
6.Where there has been a division into two portions pursuant...
7.In the case of general business consisting of health insurance...
8.For the purposes of paragraph 7 above, the necessary conditions...
9.Where paragraph 7 above applies to a company whose general...
10.(1) If the provision for claims outstanding at the end...
11.(1) For the purposes of paragraph 10 above, the amount...
12.(1) For the purposes of paragraph 10 above, the provision...
13.From the amount determined under paragraph 10(1) or (2) above...
14.The amount determined under paragraph 13 above shall be expressed...
GENERAL BUSINESS SOLVENCY MARGIN: SECOND METHOD OF CALCULATION (CLAIMS BASIS)
1.In this Schedule “reference period”, in relation to an insurance...
4.The aggregate obtained under paragraph 3(1) or (2) above shall...
6.Where there has been a division into two portions pursuant...
7.In the case of general business consisting of health insurance...
8.The necessary conditions for the purposes of paragraph 7 above...
PART II SPECIFIED PARTICULARS AND NOTICES
1.In the case of an authorised insurance company notifying the...
2.In the case of an individual notifying the Secretary of...
3.In the case of an individual notifying the Secretary of...
5.In the case of an authorised insurance company notifying the...
8.In the case of a person notifying an authorised insurance...
9.In the case of a person notifying an authorised insurance...
10.Where pursuant to section 60(1), 61(1) or section 62(1) of...
APPOINTMENT OF INDIVIDUAL PARTICULARS TO BE PROVIDED
A2.The proposed or assumed position to which the notification relates....
A3.If the proposed position is that of controller, the provision...
C2.Any previous names by which known (including name before marriage)....
C5.Place of birth (including town and where appropriate the London...
C7.If other than the particulars specified in response to C6...
C8.Nationality, including a statement as to whether it was acquired...
D2.Details of all employment or occupation over the last ten...
E2.Details of all other directorships held during the last ten...
E3.Details of all bodies corporate in which the individual or...
F2.Details of any draft or formal application made for an...
F3.Details of any conviction for any offence involving fraud or...
F4.Details of other convictions, including full particulars of the court...
F6.* Details of any compromise or arrangement with creditors or...
F9.Details of any adjudication by a court making the individual...
F10.Details of any dismissal from any office or employment or...
F11.* Details of any refusal of entry to any professional...
F12.* Details of any disqualification by a court from acting...
F13.* Details of any case of warning, censure, prosecution, criticism...
PART IV APPOINTMENT OF BODY CORPORATE
A2.The proposed or assumed position to which the notification relates....
C5.Where the company is an oversea company within the meaning...
C8.Address of principal place of business in the United Kingdom....
C9.Where the company is an oversea company within the meaning...
C10.Summary of the share ownership identifying those owning more than...
C11.Any reports, resolutions and other circulars issued to shareholders during...
F3.Full details of all financial transactions which have been, or...
G5.* Details of any compromise or arrangement with creditors or...
G6.* Details of the appointment of any receiver or administrative...
G7.* Details of any petition served on the position holder...
G8.* Details of any case of warning, censure, prosecution, criticism,...
G10.Details of any current, pending or proposed litigation, which is...
H2.Intended changes (if any) to the business strategy of the...
H3.* Any intended appointments of, removals of, or changes in...
H4.* Intended changes (if any) to the sources of business...
H5.* Intended changes (if any) to the authorised insurance company’s...
H6.* Details of any transactions or arrangements in which the...
PART V PERSON BECOMING CONTROLLER OR SHAREHOLDER CONTROLLER OF ANY DESCRIPTION
PART VI PERSON CEASING TO BE CONTROLLER OR SHAREHOLDER CONTROLLER OF ANY DESCRIPTION
PART I DESCRIPTIONS OF PROPERTY BY REFERENCE TO WHICH BENEFITS MAY BE DETERMINED
1.Securities (other than derivative contracts) which are listed.
2.Unlisted securities (other than derivative contracts) in aggregate up to...
4.Loans— (a) which are fully secured by mortgage or charge...
5.Units in— (a) a unit trust scheme falling within Council...
7.Loans to or deposits with an approved credit institution, an...
PART II INDICES BY REFERENCES TO WHICH BENEFITS MAY BE DETERMINED
METHODS OF CALCULATING THE EQUALISATION RESERVE FOR CREDIT INSURANCE BUSINESS
2.Such reserve shall in each financial year receive 75 per...
2.The minimum amount of the equalisation reserve shall be 134...
3.Such reserve shall in each of the successive financial years...
2.The equalisation reserve shall be calculated on the basis of...
2.The equalisation reserve shall be calculated on the basis of...
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