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415.—(1) Regulation 16 of the Financial Markets and Insolvency Regulations 1991 (circumstances in which member or designated non-member dealing as principal to be treated as acting in different capacities) is amended as follows.
(2) For paragraph (1)(a)(i) substitute—
“(i)which is a relevant investment; and”.
(3) After paragraph (2) insert—
“(3) In paragraph (1)(a)(i) “relevant investment” means an investment of one of the following kinds—
(a)options;
(b)futures;
(c)contracts for differences;
(d)rights to or interests in an investment of a kind mentioned in sub-paragraphs (a) to (c).
(4) Paragraph (3) must be read with—
(a)section 22 of the Financial Services and Markets Act 2000;
(b)any relevant order under that section; and
(c)Schedule 2 to that Act.”.
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