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The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001
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Changes over time for: Section 21
Changes to legislation:
The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001, Section 21 is up to date with all changes known to be in force on or before 21 December 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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Revised legislation carried on this site may not be fully up to date. Changes and effects are recorded by our editorial team in lists which can be found in the ‘Changes to Legislation’ area. Where those effects have yet to be applied to the text of the legislation by the editorial team they are also listed alongside the legislation in the affected provisions. Use the ‘more’ link to open the changes and effects relevant to the provision you are viewing.
Changes and effects yet to be applied to Article 21:
- Sch. 3 Pt. 1 para. 2(c) words substituted by S.I. 2023/548 art. 2(5)
- art. 72B(1)(c) words omitted by S.I. 2024/1239 reg. 5(4)(c)
- art. 72B(1)(c)(i) sum substituted by S.I. 2024/1239 reg. 5(4)(a)
- art. 72B(1)(c)(ii) sum substituted by S.I. 2024/1239 reg. 5(4)(b)
Changes and effects yet to be applied to the whole Instrument associated Parts and Chapters:
Whole provisions yet to be inserted into this Instrument (including any effects on those provisions):
- Sch. 3 Pt. 1 para. 2(c) words substituted by S.I. 2023/548 art. 2(5)
- art. 72B(1)(c) words omitted by S.I. 2024/1239 reg. 5(4)(c)
- art. 72B(1)(c)(i) sum substituted by S.I. 2024/1239 reg. 5(4)(a)
- art. 72B(1)(c)(ii) sum substituted by S.I. 2024/1239 reg. 5(4)(b)
Dealing in investments as agentU.K.
21.—[F1(1)] Buying, selling, subscribing for or underwriting securities[F2, structured deposits] or [F3relevant investments] F4... as agent is a specified kind of activity.
[F5(2) Paragraph (1) does not apply to a kind of activity to which article 25D [F6or 25DA] applies.]
Textual Amendments
F1Art. 21(1): art. 21 renumbered as art. 21(1) (1.4.2007 for specified purposes, 1.11.2007 in so far as not already in force) by virtue of The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment No. 3) Order 2006 (S.I. 2006/3384), arts. 1(2), 9(a)
F2Words in art. 21(1) inserted (1.4.2017 for specified purposes, 3.1.2018 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2017 (S.I. 2017/488), arts. 1(2), 4(1)
F3Words in art. 21 substituted (31.10.2004 for specified purposes, 14.1.2005 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2003 (S.I. 2003/1476), arts. 1(3), 4(1)
F4Words in art. 21(1) omitted (28.1.2021 for specified purposes, 30.7.2022 in so far as not already in force) by virtue of The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2021 (S.I. 2021/90), arts. 1(2)(3), 2(3)
F5Art. 21(2) inserted (1.4.2007 for specified purposes, 1.11.2007 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment No. 3) Order 2006 (S.I. 2006/3384), arts. 1(2), 9(b)
F6Words in art. 21(2) inserted (1.4.2017 for specified purposes, 3.1.2018 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2017 (S.I. 2017/488), arts. 1(2), 12(3)
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