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The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001
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The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001, Section 9D is up to date with all changes known to be in force on or before 22 December 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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Changes and effects yet to be applied to Article 9D:
- Sch. 3 Pt. 1 para. 2(c) words substituted by S.I. 2023/548 art. 2(5)
- art. 72B(1)(c) words omitted by S.I. 2024/1239 reg. 5(4)(c)
- art. 72B(1)(c)(i) sum substituted by S.I. 2024/1239 reg. 5(4)(a)
- art. 72B(1)(c)(ii) sum substituted by S.I. 2024/1239 reg. 5(4)(b)
Changes and effects yet to be applied to the whole Instrument associated Parts and Chapters:
Whole provisions yet to be inserted into this Instrument (including any effects on those provisions):
- Sch. 3 Pt. 1 para. 2(c) words substituted by S.I. 2023/548 art. 2(5)
- art. 72B(1)(c) words omitted by S.I. 2024/1239 reg. 5(4)(c)
- art. 72B(1)(c)(i) sum substituted by S.I. 2024/1239 reg. 5(4)(a)
- art. 72B(1)(c)(ii) sum substituted by S.I. 2024/1239 reg. 5(4)(b)
[F1Applications for certificatesU.K.
9D. The following provisions of the Act apply to applications to [F2the FCA] for certificates under 9C (and the determination of such applications) as they apply to applications for Part IV permissions (and the determination of such applications)—
[F3(a)section 55U(1)(b) and (4) to (8);
(b)section 55V;
(c)section 55X(2) and (4)(f); and
(d)section 55Z3(1).]]
Textual Amendments
F1Pt. 2 Ch. 2A inserted (11.4.2002 for specified purposes, 27.4.2002 in so far as not already in force) by The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2002 (S.I. 2002/682), arts. 1(2), 4 (with arts. 9, 10)
F2Words in art. 9D substituted (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 35(a)
F3Art. 9D(a)-(d) substituted for art. 9D(a)-(c) (1.4.2013) by The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013 (S.I. 2013/472), art. 1(1), Sch. 2 para. 35(c)
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