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The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 1) Order 2003
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- 2003 No. 1475
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PART 2 AMENDMENTS TO THE REGULATED ACTIVITIES ORDER
6.Exclusion where a person provides means of communication between parties
8.Exclusion of arrangements where transaction is with or through an authorised person
9.Exclusion of arrangements made in the course of administration by authorised person
10.Exclusion of arrangements which consist of introduction to an authorised person etc. for independent advice
11.Exclusion of arrangements consisting of an introduction to an authorised person etc.
14.Exclusion of advice given in print, electronic or broadcast media
15.Exclusion of advice given in the course of administration by authorised person
18.Exclusion of trustees, nominees and personal representatives
19.Exclusion of activities carried on in the course of a profession or non-investment business
PART 4 AMENDMENTS TO OTHER INSTRUMENTS MADE UNDER THE FINANCIAL SERVICES AND MARKETS ACT 2000
23.Amendment to the Financial Services and Markets Act 2000 (Appointed Representatives) Regulations 2001
24.Amendment to the Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001
25.Amendment to the Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) Order 2001
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