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The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment No. 3) Order 2006

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  1. Introductory Text

  2. PART 1

    1. 1.Citation, commencement and interpretation

  3. PART 2

    1. 2.Amendments of the principal Order

    2. 3.In article 3(1) (interpretation)— (a) in paragraph (a) of the...

    3. 4.In article 4 (specified activities: general)— (a) for paragraph (4)...

    4. 5.In article 14 (dealing in investments as principal)—

    5. 6.In article 15 (absence of holding out etc.) after paragraph...

    6. 7.In article 16 (dealing in contractually based investments)—

    7. 8.In article 19 (risk management) after paragraph (2) insert—

    8. 9.In article 21 (dealing in investments as agent)—

    9. 10.In article 22 (deals with or through authorised persons) after...

    10. 11.In article 23 (risk management) after paragraph (2) insert—

    11. 12.In article 25 (arranging deals in investments) after paragraph (2)...

    12. 13.After article 25C (arranging regulated home purchase plans) insert— Operating...

    13. 14.In article 29 (arranging deals with or through authorised persons)...

    14. 15.In article 30 (arranging transactions in connection with lending on...

    15. 16.In article 36 (other exclusions) afterparagraph (2) insert—

    16. 17.In article 38 (attorneys)— (a) the existing text becomes paragraph...

    17. 18.In article 64 (agreeing to carry on specified kinds of...

    18. 19.In article 66 (trustees, nominees and personal representatives) after paragraph...

    19. 20.In article 67 (activities carried on in the course of...

    20. 21.In article 68 (activities carried on in connection with the...

    21. 22.In article 69 (groups and joint enterprises) after paragraph (12)...

    22. 23.In article 70 (activities carried on in connection with the...

    23. 24.In article 72 (overseas persons)— (a) in paragraph (1) after...

    24. 25.In article 72E (Business Angel-led Enterprise Capital Funds) after paragraph...

    25. 26.In article 83 (options)— (a) the existing text becomes paragraph...

    26. 27.In article 84 (futures) after paragraph (1) insert—

    27. 28.In article 85 (contracts for differences etc.) after paragraph (2)...

    28. 29.For Schedule 2 (Annex to the investment services directive) substitute—...

    29. 30.For Schedule 3 (Article 2.2 of the investment services directive)...

  4. PART 3

    1. 31.Amendment of the Fair Trading Act 1973

    2. 32.Amendment of the Companies Act 1989

    3. 33.Amendment of the Terrorism Act 2000

  5. PART 4

    1. 34.Amendment of the Consumer Protection (Cancellation of Contracts Concluded away from Business Premises) Regulations 1987

    2. 35.Amendment of the Companies (No. 2) (Northern Ireland) Order 1990

    3. 36.Amendment of the Collective Investment Schemes Order

    4. 37.Amendment of the Carrying on Regulated Activities by Way of Business Order

    5. 38.Amendment of the Consultation with Competent Authorities Regulations

    6. 39.Amendment of the Money Laundering Regulations

    7. 40.Amendment of the Financial Promotion Order

  6. Signature

  7. Explanatory Note

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