The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2010

The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001

5.  The Principal Order is amended as follows—

(a) in article 18(2)(b) for “or 77” substitute “, 77 or 77A”;

(b) in article 25D(2)(a)(1) after “77,” insert “77A,”;

(c) in article 71(6)(a)(i) for “or 77” substitute “, 77 or 77A”;

(d) in article 71(6)(a)(ii) for “and 77” substitute “, 77 and 77A”;

(e) in article 72F(1)(2) after sub-paragraph (a)(ii) in the definition of “Business Angel-led Enterprise Capital Fund” insert—

“(iia) article 77A, being rights under an alternative finance investment bond issued by an unlisted company;”;

(f) in article 79(1) after “77” insert “, 77A”.

(1)

Article 25D was inserted by the Financial Services and Markets Act 2000 (Regulated Activities) (Amendment No. 3) Order 2006, S.I. 2006/3384, arts 2 and 13.

(2)

Article 72F was inserted by the Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2005, S.I. 2005/1518, art 2(1) and (3).