- Latest available (Revised)
- Original (As made)
The Undertakings for Collective Investment in Transferable Securities Regulations 2011 is up to date with all changes known to be in force on or before 06 September 2024. There are changes that may be brought into force at a future date.
Revised legislation carried on this site may not be fully up to date. Changes and effects are recorded by our editorial team in lists which can be found in the ‘Changes to Legislation’ area. Where those effects have yet to be applied to the text of the legislation by the editorial team they are also listed alongside the affected provisions when you open the content using the Table of Contents below.
PART 2 Amendments to the Financial Services and Markets Act 2000
PART 3 Amendments to secondary legislation
3.Amendment of the Open-Ended Investment Companies Regulations 2001
4.Amendment of the Financial Services and Markets Act 2000 (Compensation Scheme: Electing Participants) Regulations 2001
5.Amendment of the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
6.Amendment of the Financial Services and Markets Act 2000 (Collective Investment Schemes Constituted in other EEA States) Regulations 2001
1.The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001
2.The Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001
3.The Electronic Commerce Directive (Financial Services and Markets) Regulations 2002
4.The Reporting of Savings Income Information Regulations 2003
5.The Financial Conglomerates and Other Financial Groups Regulations 2004
6.The Montserrat Reporting of Savings Income Information Order 2005
7.The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005
8.The Financial Services and Markets Act 2000 (Controllers) (Exemption) Order 2009
Directive functions transferred to the Authority
2.To specify the information to be provided to the Authority...
5.To determine standard forms, templates and procedures for the notification...
6.To specify the information to be provided to the Authority...
7.To establish standard forms, templates and procedures for the provision...
8.To specify the provisions concerning the content of the prospectus,...
Latest Available (revised):The latest available updated version of the legislation incorporating changes made by subsequent legislation and applied by our editorial team. Changes we have not yet applied to the text, can be found in the ‘Changes to Legislation’ area.
Original (As Enacted or Made): The original version of the legislation as it stood when it was enacted or made. No changes have been applied to the text.
Explanatory Memorandum sets out a brief statement of the purpose of a Statutory Instrument and provides information about its policy objective and policy implications. They aim to make the Statutory Instrument accessible to readers who are not legally qualified and accompany any Statutory Instrument or Draft Statutory Instrument laid before Parliament from June 2004 onwards.
Access essential accompanying documents and information for this legislation item from this tab. Dependent on the legislation item being viewed this may include:
Impact Assessments generally accompany all UK Government interventions of a regulatory nature that affect the private sector, civil society organisations and public services. They apply regardless of whether the regulation originates from a domestic or international source and can accompany primary (Acts etc) and secondary legislation (SIs). An Impact Assessment allows those with an interest in the policy area to understand:
This timeline shows the different points in time where a change occurred. The dates will coincide with the earliest date on which the change (e.g an insertion, a repeal or a substitution) that was applied came into force. The first date in the timeline will usually be the earliest date when the provision came into force. In some cases the first date is 01/02/1991 (or for Northern Ireland legislation 01/01/2006). This date is our basedate. No versions before this date are available. For further information see the Editorial Practice Guide and Glossary under Help.
Use this menu to access essential accompanying documents and information for this legislation item. Dependent on the legislation item being viewed this may include:
Click 'View More' or select 'More Resources' tab for additional information including: