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12. In regulation 31 (returns of information by account manager)—
(a)in paragraph (3)(b)(ii), after “component of the account”, omit: “subject to paragraph (6),”; and
(b)in paragraph (4)(a)(i), after “ non-UCITS retail scheme,”, insert: “officially listed on a recognised stock exchange”;;
(c)after paragraph (4)(a)(i), insert—
“(ia)such shares admitted to trading on a recognised stock exchange in an EEA State,”.
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