The Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) Order 2017

Minor and consequential amendments to the Order

12.—(1) The Order is further amended as follows.

(2) In article 4(1) (specified activities: general), in paragraph (4)(b)—

(a) after “16,” insert “18,”;

(b) after “29,” insert “34,”.

(3) In articles 14(2)(2) (dealing in investments as principal), 21(2) (dealing in investments as agent) and 25(3) (arranging deals in investments) after “25D” insert “or 25DA”.

(4) In article 18(3) (issue by a company of its own shares etc), after paragraph (2) insert—

“(3) This article is subject to article 4(4).”.

(5) In article 25D(2)(a), after “81,” insert “82B,”.

(6) In article 34 (arrangements for the issue of shares etc), after paragraph (2) insert—

“(3) This article is subject to article 4(4).”.

(7) In article 64(4) (agreeing to carry on specified kinds of activity) after “25D,” insert “25DA,”.

(8) In article 72H(5) (insolvency practitioners) after paragraph (2)(d) insert—

“(da) article 25DA (operating an organised trading facility);”.

(1)

Article 4(4) was substituted by S.I. 2006/3384.

(2)

Article 14 was amended by S.I. 2006/3384.

(3)

Article 18 was amended by S.I. 2001/3544 and 2010/86.

(4)

Article 64 was amended by S.I. 2002/682, 2006/3384, 2009/1389 and 2013/1773 and 1881.

(5)

Article 72H was inserted by S.I. 2014/366.