The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017, Paragraph 3 is up to date with all changes known to be in force on or before 03 March 2025. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
3. In paragraph 28 of Schedule 1 to the Uncertificated Securities Regulations 2001 M1 (requirements for approval of a person as operator)—
(a)omit sub-paragraph (3) M2; and
(b)in sub-paragraph (4) M3—
(i)in the definition of “branch”, for “4.1.26” substitute “ 4.1.30 ”;
(ii)in the definition of “financial instrument”, for “4.1.17” substitute “ 4.1.15 ”;
(iii)in the definition of “markets in financial instruments directive” for “2004/39/EC” substitute “ 2014/65/EU ”; and
(iv)in the definition of “markets in financial instruments directive” for “21st April 2004” substitute “ 15 May 2014 ”.
Marginal Citations
M1S.I. 2001/3755; paragraph 28 was inserted by S.I. 2007/124.
M2Paragraph 28(3) was inserted by S.I. 2007/124.
M3Paragraph 28(4) was inserted by S.I. 2007/124 and amended by S.I. 2013/3115, there are other amendments to this paragraph but none is relevant.
All content is available under the Open Government Licence v3.0 except where otherwise stated. This site additionally contains content derived from EUR-Lex, reused under the terms of the Commission Decision 2011/833/EU on the reuse of documents from the EU institutions. For more information see the EUR-Lex public statement on re-use.
