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The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
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The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017, Paragraph 3 is up to date with all changes known to be in force on or before 01 March 2025. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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Changes and effects yet to be applied to Schedule 5 Paragraph 3:
- reg. 16(1A)(1B) omitted by 2023 c. 29 Sch. 2 para. 46(4)
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Whole provisions yet to be inserted into this Instrument (including any effects on those provisions):
- reg. 16(1A)(1B) omitted by 2023 c. 29 Sch. 2 para. 46(4)
Uncertificated Securities Regulations 2001U.K.
This section has no associated Explanatory Memorandum
3. In paragraph 28 of Schedule 1 to the Uncertificated Securities Regulations 2001 M1 (requirements for approval of a person as operator)—
(a)omit sub-paragraph (3) M2; and
(b)in sub-paragraph (4) M3—
(i)in the definition of “branch”, for “4.1.26” substitute “ 4.1.30 ”;
(ii)in the definition of “financial instrument”, for “4.1.17” substitute “ 4.1.15 ”;
(iii)in the definition of “markets in financial instruments directive” for “2004/39/EC” substitute “ 2014/65/EU ”; and
(iv)in the definition of “markets in financial instruments directive” for “21st April 2004” substitute “ 15 May 2014 ”.
Marginal Citations
M1S.I. 2001/3755; paragraph 28 was inserted by S.I. 2007/124.
M2Paragraph 28(3) was inserted by S.I. 2007/124.
M3Paragraph 28(4) was inserted by S.I. 2007/124 and amended by S.I. 2013/3115, there are other amendments to this paragraph but none is relevant.
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