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The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019

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Changes over time for: Section 6

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There are currently no known outstanding effects for the The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019, Section 6. Help about Changes to Legislation

Prohibition of dealing etc in transferable securities without approved prospectusU.K.

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6.—(1) Section 85 (prohibition of dealing etc in transferable securities without approved prospectus) M1 is amended as follows.

(2) In subsection (5), for paragraphs (a) and (b) substitute—

(a)those listed in Article 1(2) of the prospectus regulation;

(b)any offered in an offer falling within Article 1(3) of the prospectus regulation..

(3) In subsection (6), for “other than” to the end, substitute “ other than those listed in Article 1(2) of the prospectus regulation. ”

(4) After subsection (6) insert—

(6A) Schedule 11A makes provision that applies for the purposes of Article 1(2)(e) of the prospectus regulation.

F1(5) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Commencement Information

I1Reg. 6 in force at 21.7.2019, see reg. 1(1)

Marginal Citations

M1Section 85 was substituted by S.I. 2005/1433.

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