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The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019
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- UK Statutory Instruments
- 2019 No. 1043
- PART 2
- Regulation 6
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Prohibition of dealing etc in transferable securities without approved prospectusU.K.
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6.—(1) Section 85 (prohibition of dealing etc in transferable securities without approved prospectus) M1 is amended as follows.
(2) In subsection (5), for paragraphs (a) and (b) substitute—
“(a)those listed in Article 1(2) of the prospectus regulation;
(b)any offered in an offer falling within Article 1(3) of the prospectus regulation.”.
(3) In subsection (6), for “other than” to the end, substitute “ other than those listed in Article 1(2) of the prospectus regulation. ”
(4) After subsection (6) insert—
“(6A) Schedule 11A makes provision that applies for the purposes of Article 1(2)(e) of the prospectus regulation.”
F1(5) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Textual Amendments
F1Reg. 6(5) omitted (31.12.2020) by virtue of The Prospectus (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/1234), regs. 1(4), 30 (as substituted by S.I. 2020/628, regs. 1(3), 17(2); 2020 c. 1, Sch. 5 para. 1(1)
Commencement Information
I1Reg. 6 in force at 21.7.2019, see reg. 1(1)
Marginal Citations
M1Section 85 was substituted by S.I. 2005/1433.
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