The Russia (Sanctions) (EU Exit) Regulations 2019

1. Introductory Text

2. PART 1 General

   1. 1. Citation and commencement

   2. 2. Interpretation

   3. 3. Application of prohibitions and requirements outside the United Kingdom

   4. 4. Purposes

3. PART 2 Designation of persons

   1. 5. Power to designate persons

   2. 6. Designation criteria

   3. 6A. Conditions for the designation of persons by description

   4. 7. Meaning of “owned or controlled directly or indirectly”

   5. 8. Notification and publicity where designation power used

   6. 9. Confidential information in certain cases where designation power used

   7. 9A. Notification and publicity where power to designate by description is used

   8. 9B. Confidential information in certain cases where power to designate by description is used

4. PART 3 Finance

   1. CHAPTER 1 Asset-freeze etc.

      1. 10. Meaning of “designated person”

      2. 11. Asset-freeze in relation to designated persons

      3. 12. Making funds available to designated person

      4. 13. Making funds available for benefit of designated person

      5. 14. Making economic resources available to designated person

      6. 15. Making economic resources available for benefit of designated person

   2. CHAPTER 2 Other financial and investment restrictions

      1. 16. Dealing with transferable securities or money-market instruments

      2. 17. Loans and credit arrangements

      3. 17A. Correspondent banking relationships and processing payments

      4. 18. Investments in relation to non-government controlled Ukrainian territory

      5. 18A. Provision of financial services relating to foreign exchange reserve and asset management

      6. 18B. Investments in relation to Russia

      7. 18C. Trust services

   3. CHAPTER 3 Further provision

      1. 19. Circumventing etc. prohibitions

      2. 19A. Interpretation of Part 3

5. PART 3A Director disqualification sanctions

   1. 19B. Director disqualification sanctions

6. PART 4 Immigration

   1. 20. Immigration

7. PART 5 Trade

   1. CHAPTER 1 Interpretation

      1. 21. Interpretation of this Part

      2. 21A. Definition of interception and monitoring services

   2. CHAPTER 2 Restricted goods, restricted technology and related activities

      1. 22. Export of restricted goods

      2. 23. Import of arms and related materiel

      3. 24. Supply and delivery of restricted goods

      4. 25. Making available or acquiring restricted goods and restricted technology

      5. 26. Transfer of restricted technology

      6. 27. Technical assistance relating to restricted goods and restricted technology

      7. 28. Financial services and funds relating to restricted goods and restricted technology

      8. 29. Brokering services: non-UK activity relating to restricted goods and restricted technology

      9. 29A. Insurance and reinsurance services relating to aviation and space goods and aviation and space technology

      10. 30. Enabling or facilitating military activities

   3. CHAPTER 2A Goods and technology relating to non-government controlled Ukrainian territory

      1. 30A. Interpretation

      2. 30B. Export of relevant restricted goods

      3. 30C. Supply and delivery of relevant restricted goods

      4. 30D. Making available relevant restricted goods and relevant restricted technology

      5. 30E. Transfer of relevant restricted technology

      6. 30F. Technical assistance relating to relevant restricted goods and relevant restricted technology

      7. 30G. Financial services and funds relating to relevant restricted goods and relevant restricted technology

      8. 30H. Brokering services relating to relevant restricted goods and relevant restricted technology

   4. CHAPTER 3 Dual-use goods, dual-use technology and related activities

      1. 31. Interpretation of this Chapter

      2. 32. Export of dual-use goods

      3. 33. Supply and delivery of dual-use goods

      4. 34. Making dual-use goods and dual-use technology available

      5. 35. Transfer of dual-use technology

      6. 36. Technical assistance relating to dual-use goods and dual-use technology

      7. 37. Financial services and funds relating to dual-use goods and dual-use technology

      8. 38. Brokering services: non-UK activity relating to dual-use goods and dual-use technology

   5. CHAPTER 4 Energy-related goods and related activities

      1. 39. Interpretation of this Chapter

      2. 40. Export of energy-related goods

      3. 41. Supply and delivery of energy-related goods

      4. 42. Making energy-related goods available

      5. 43. Technical assistance relating to energy-related goods

      6. 44. Financial services and funds relating to energy-related goods ...

      7. 45. Brokering services: non-UK activity relating to energy-related goods ...

      8. 46. Prohibition on providing other energy-related services

   6. CHAPTER 4A Aircraft and ships

      1. 46A. Technical assistance relating to aircraft and ships

   7. CHAPTER 4B Luxury goods

      1. 46B. Luxury goods

      2. 46BA. Technical assistance relating to luxury goods

      3. 46BB. Financial services and funds relating to luxury goods

      4. 46BC. Brokering services relating to luxury goods

   8. CHAPTER 4C Iron and steel products

      1. 46C. Interpretation

      2. 46D. Import of iron and steel products

      3. 46E. Acquisition of iron and steel products

      4. 46F. Supply and delivery of iron and steel products

      5. 46G. Technical assistance relating to iron and steel products

      6. 46H. Financial services and funds relating to iron and steel products

      7. 46I. Brokering services relating to iron and steel products

   9. CHAPTER 4CA Iron and steel products processed in a third country ...

      1. 46IA. Interpretation

      2. 46IB. Import of relevant processed iron or steel products

      3. 46IC. Technical assistance relating to relevant processed iron or steel products

      4. 46ID. Financial services and funds relating to relevant processed iron or steel products

      5. 46IE. Brokering services relating to relevant processed iron or steel products

   10. CHAPTER 4CB Metals

       1. 46IF. Interpretation

       2. 46IG. Import of metals

       3. 46IH. Acquisition of metals

       4. 46II. Supply and delivery of metals

   11. CHAPTER 4D Interception and monitoring services

       1. 46J. Interpretation

       2. 46K. Interception and monitoring services

   12. CHAPTER 4E Banknotes

       1. 46L. Banknotes

   13. CHAPTER 4F Jet fuel and fuel additives

       1. 46M. Interpretation

       2. 46N. Jet fuel and fuel additives

       3. 46O. Technical assistance relating to jet fuel and fuel additives

       4. 46P. Financial services and funds relating to jet fuel and fuel additives

       5. 46Q. Brokering services relating to jet fuel and fuel additives

   14. CHAPTER 4G Schedule 3D Revenue generating goods

       1. 46R. Interpretation

       2. 46S. Import of Schedule 3D revenue generating goods

       3. 46T. Acquisition of Schedule 3D revenue generating goods

       4. 46U. Supply and delivery of revenue generating goods

       5. 46V. Technical assistance relating to Schedule 3D revenue generating goods

       6. 46W. Financial services and funds relating to Schedule 3D revenue generating goods

       7. 46X. Brokering services relating to Schedule 3D revenue generating goods

   15. CHAPTER 4GA Schedule 3DA revenue generating goods

       1. 46XA. Interpretation

       2. 46XB. Import of Schedule 3DA revenue generating goods

       3. 46XC. Acquisition of Schedule 3DA revenue generating goods

       4. 46XD. Supply and delivery of Schedule 3DA revenue generating goods to a third country

       5. 46XE. Technical assistance relating to Schedule 3DA revenue generating goods

       6. 46XF. Financial services and funds relating to Schedule 3DA revenue generating goods

       7. 46XG. Brokering services relating to Schedule 3DA revenue generating goods

   16. Chapter 4H G7 dependency and further goods

       1. 46Y. G7 dependency and further goods

       2. 46Z. Technical assistance relating to G7 dependency and further goods

       3. 46Z1. Financial services and funds relating to G7 dependency and further goods

       4. 46Z2. Brokering services relating to G7 dependency and further goods

   17. CHAPTER 4I Oil and Oil Products

       1. 46Z3. Meaning of “relevant day”

       2. 46Z4. Import of oil and oil products

       3. 46Z5. Acquisition of oil and oil products

       4. 46Z6. Supply and delivery of oil and oil products

       5. 46Z7. Technical assistance relating to oil and oil products

       6. 46Z8. Financial services and funds relating to oil and oil products

       7. 46Z9. Brokering services relating to oil and oil products

   18. CHAPTER 4IA Maritime transportation of certain oil and oil products

       1. 46Z9A. Interpretation

       2. 46Z9B. Maritime transportation of certain oil and oil products to and between third countries

       3. 46Z9C. Financial services and funds relating to maritime transportation of certain oil and oil products

       4. 46Z9D. Brokering services relating to maritime transportation of certain oil and oil products

   19. CHAPTER 4J Gold

       1. 46Z10. Meaning of “relevant day”

       2. 46Z11. Prohibition on the import of gold from Russia

       3. 46Z12. Acquisition of gold from Russia

       4. 46Z13. Supply and delivery of gold from Russia

       5. 46Z14. Technical assistance relating to gold

       6. 46Z15. Financial services and funds relating to gold

       7. 46Z16. Brokering services relating to gold

   20. CHAPTER 4JA Gold jewellery and relevant processed gold

       1. 46Z16A. Interpretation

       2. 46Z16B. Prohibition on the import of gold jewellery from Russia

       3. 46Z16C. Prohibition on the import of relevant processed gold

       4. 46Z16D. Acquisition of gold jewellery from Russia

       5. 46Z16E. Technical assistance relating to gold jewellery

       6. 46Z16F. Technical assistance relating to relevant processed gold

       7. 46Z16G. Financial services and funds relating to gold jewellery

       8. 46Z16H. Financial services and funds relating to relevant processed gold

       9. 46Z16I. Brokering services relating to gold jewellery and relevant processed gold

   21. CHAPTER 4JB Diamonds and diamond jewellery

       1. 46Z16J. Interpretation

       2. 46Z16K. Import of diamonds and diamond jewellery

       3. 46Z16L. Acquisition of diamonds and diamond jewellery

       4. 46Z16M. Supply and delivery of diamonds and diamond jewellery

       5. 46Z16N. Technical assistance relating to diamonds and diamond jewellery

       6. 46Z16O. Financial services and funds relating to diamonds and diamond jewellery

       7. 46Z16P. Brokering services relating to diamonds and diamond jewellery

   22. CHAPTER 4JC Certain diamonds processed in a third country

       1. 46Z16Q. Interpretation

       2. 46Z16R. Import of relevant processed diamonds

       3. 46Z16S. Technical assistance relating to relevant processed diamonds

       4. 46Z16T. Financial services and funds relating to relevant processed diamonds

       5. 46Z16U. Brokering services relating to relevant processed diamonds

   23. CHAPTER 4K Coal and Coal Products

       1. 46Z17. Meaning of relevant day

       2. 46Z18. Import of coal and coal products

       3. 46Z19. Acquisition of coal and coal products

       4. 46Z20. Supply and delivery of coal and coal products

       5. 46Z21. Technical assistance relating to coal and coal products

       6. 46Z22. Financial services and funds relating to coal and coal products

       7. 46Z23. Brokering services relating to coal and coal products

   24. CHAPTER 4L Liquefied natural gas

       1. 46Z24. Interpretation

       2. 46Z25. Import of liquefied natural gas

       3. 46Z26. Acquisition of liquefied natural gas

       4. 46Z27. Technical assistance relating to liquefied natural gas

       5. 46Z28. Financial services and funds relating to liquefied natural gas

       6. 46Z29. Brokering services relating to liquefied natural gas

   25. CHAPTER 4M Russia’s vulnerable goods

       1. 46Z30. Russia’s vulnerable goods

       2. 46Z31. Technical assistance relating to Russia’s vulnerable goods

       3. 46Z32. Financial services and funds relating to Russia’s vulnerable goods

       4. 46Z33. Brokering services relating to Russia’s vulnerable goods

   26. CHAPTER 5 Exports and imports, and related activities, in relation to non-government controlled Ukrainian territory

       1. 47. Imports from non-government controlled Ukrainian territory

       2. 48. Export of infrastructure-related goods to non-government controlled Ukrainian territory

       3. 49. Supply and delivery of infrastructure-related goods

       4. 50. Making infrastructure-related goods available

       5. 51. Technical assistance relating to infrastructure-related goods

       6. 52. Financial services and funds relating to infrastructure-related goods etc.

       7. 53. Brokering services: non-UK activity relating to infrastructure-related goods and goods from non-government controlled Ukrainian territory

       8. 53A. Application of prohibitions and requirements in Chapter 2 of Part 5 to non-government controlled Ukrainian territory

   27. CHAPTER 6 Other services relating to non-government controlled Ukrainian territory

       1. 54. Prohibition on providing certain services relating to non-government controlled Ukrainian territory

   28. CHAPTER 6A Internet services

       1. 54A. Preventing provision of internet services to or for the benefit of designated persons

   29. CHAPTER 6B Professional and Business Services

       1. 54B. Interpretation of this Chapter

       2. 54C. Professional and business services

       3. 54D. Legal advisory services

   30. CHAPTER 7 Further provision

       1. 55. Circumventing etc. prohibitions

       2. 56. Defences

8. PART 6 Ships

   1. 57. Crimean ports direction, Donetsk ports direction or Kherson and Zaporizhzhia ports direction

   2. 57A. Prohibition on port entry

   3. 57B. Directions prohibiting port entry

   4. 57C. Movement of ships

   5. 57D. Detention of ships

   6. 57E. Registration of ships in the United Kingdom

   7. 57F. Specification of ships

   8. 57G. Notification and publicity where specification power used

   9. 57H. Directions under this Part: general

   10. 57I. Interpretation of Part 6

9. PART 6A Aircraft

   1. 57J. Movement of aircraft

   2. 57K. Directions under regulation 57J

   3. 57L. Directions under regulation 57J: supplementary

   4. 57M. Registration of an aircraft in the United Kingdom

   5. 57N. Offences

   6. 57O. Interpretation of Part 6A

10. PART 7 Exceptions and licences

    1. 58. Asset-freeze etc.: exceptions from prohibitions

    2. 58A. Asset-freeze etc.: exception from prohibitions for required payments

    3. 59. Exceptions relating to loans and credit arrangements

    4. 59A. Exceptions relating to processing payments

    5. 60. Exceptions relating to investments in relation to non-government controlled Ukrainian territory

    6. 60ZZA. Exceptions relating to investments in relation to Russia

    7. 60ZZB. Exceptions relating to trust services

    8. 60ZA. Trade: exceptions relating to non-government controlled areas of the Donetsk and Luhansk oblasts

    9. 60A. Trade: exceptions in relation to personal effects etc.

    10. 60B. Trade: exceptions in relation to consumer communication devices and software updates

    11. 60C. Trade: exceptions in relation to aircraft and vessels

    12. 60D. Trade: exception relating to the safety of aircraft and ships

    13. 60DA. Trade: exceptions relating to professional and business services

    14. 60DB. Trade: exceptions relating to legal advisory services

    15. 60E. Trade: exceptions in relation to maritime goods and maritime technology

    16. 60F. Trade: exceptions in relation to banknotes

    17. 60G. Trade: exception in relation to certain ... goods consigned from Russia

    18. 60GA. Trade: exception in respect of the acquisition of iron and steel products and metals

    19. 60GAA. Trade: exception in respect of iron and steel products, relevant processed iron or steel products and metals exported from Russia before the relevant day

    20. 60GAB. Trade: exception relating to ancillary services relating to acquisition when iron and steel products are in third countries

    21. 60GB. Trade: exception in respect of the acquisition of Schedule 3DA revenue generating goods

    22. 60GC. Trade: exception in respect of the acquisition of diamonds and diamond jewellery

    23. 60H. Trade: exception in relation to oil and oil products

    24. 60HA. Trade: exception in relation to maritime transportation of certain oil and oil products

    25. 60I. Trade: exceptions in relation to Energy-related Goods

    26. 61. Trade: exception for emergencies in certain cases

    27. 61ZA. Trade: exception for humanitarian assistance activity in non-government controlled areas of the Donetsk, Kherson, Luhansk and Zaporizhzhia oblasts

    28. 61A. Ships: exceptions from prohibition on port entry

    29. 61B. Aircraft: exceptions from prohibitions

    30. 62. Exception relating to trade restrictions in relation to non-government controlled Ukrainian territory

    31. 62A. Exception for authorised conduct in a relevant country

    32. 63. Exception for acts done for purposes of national security or prevention of serious crime

    33. 64. Treasury licences

    34. 64A. Director disqualification licences

    35. 65. Trade licences

    36. 65A. Aircraft licences

    37. 66. Licences: general provisions

    38. 67. Finance: licensing offences

    39. 67A. Director disqualification: licensing offences

    40. 68. Trade: licensing offences

    41. 68A. Aircraft: licensing offences

    42. 69. Section 8B(1) to (3) of Immigration Act 1971: directions

11. PART 8 Information and records

    1. 70. Finance: reporting obligations

    2. 70ZA. Finance: reporting obligations for required payments

    3. 70A. Designated persons: reporting obligations

    4. 71. “Relevant firm”

    5. 72. Finance: powers to request information

    6. 73. Finance: production of documents

    7. 74. Finance: information offences

    8. 75. Trade: application of information powers in CEMA

    9. 76. General trade licences: records

    10. 77. General trade licences: inspection of records

    11. 77A. Internet services: power to request information and produce documents

    12. 77B. Internet services: information offences

    13. 78. Disclosure of information

    14. 78A. Finance: disclosure to the Treasury

    15. 79. Part 8: supplementary

12. PART 9 Enforcement

    1. 80. Penalties for offences

    2. 81. Liability of officers of bodies corporate etc.

    3. 82. Jurisdiction to try offences

    4. 83. Procedure for offences by unincorporated bodies

    5. 84. Time limit for proceedings for summary offences

    6. 85. Trade enforcement: application of CEMA

    7. 86. Trade offences in CEMA: modification of penalty

    8. 87. Application of Chapter 1 of Part 2 of Serious Organised Crime and Police Act 2005

    9. 88. Monetary penalties

    10. 88A. OFCOM: power to impose monetary penalties

    11. 88B. OFCOM: monetary penalties: procedural rights

    12. 88C. Treasury: power to impose monetary penalties

    13. 88D. Treasury monetary penalties: procedural rights

13. PART 10 Maritime enforcement

    1. 89. Exercise of maritime enforcement powers

    2. 90. Maritime enforcement officers

    3. 91. Power to stop, board, search etc.

    4. 92. Seizure power

    5. 93. Restrictions on exercise of maritime enforcement powers

    6. 94. Interpretation of Part 10

14. PART 11 Supplementary and final provision

    1. 95. Notices

    2. 96. Article 20 of the Export Control Order 2008

    3. 97. Trade: overlapping offences

    4. 97A. Disapplication of Banking Act 2009 requirement to recognise third-country resolution actions

    5. 98. Revocations of relevant retained EU law

    6. 99. Other revocations and amendments

    7. 100. Transitional provision: Treasury licences

    8. 101. Transitional provision: trade licences

    9. 102. Transitional provision: pending applications for trade licences

    10. 103. Transitional provision: prior obligations

15. Signature

16. SCHEDULES

    1. SCHEDULE 1

       Rules for interpretation of regulations 7(2) and 16(7)

       1. 1. Application of Schedule

       2. 2. Joint interests

       3. 3. Joint arrangements

       4. 4. Calculating shareholdings

       5. 5. Voting rights

       6. 6. In applying regulations 7(2) and 16(7) and this Schedule, the...

       7. 7. Rights to appoint or remove members of the board

       8. 8. A reference to a board of directors, in the case...

       9. 9. Shares or rights held “indirectly”

       10. 10. Shares held by nominees

       11. 11. Rights treated as held by person who controls their exercise

       12. 12. “Arrangement” includes— (a) any scheme, agreement or understanding, whether or...

       13. 13. Rights exercisable only in certain circumstances etc.

       14. 14. Rights attached to shares held by way of security

    2. SCHEDULE 2

       Persons named in relation to financial restrictions

       1. 1. Sberbank

       2. 2. VTB bank

       3. 3. Gazprombank

       4. 4. Vnesheconombank (VEB)

       5. 5. Rosselkhozbank

       6. 6. OPK Oboronprom

       7. 7. United Aircraft Corporation

       8. 8. Uralvagonzavod

       9. 9. Rosneft

       10. 10. Transneft

       11. 11. Gazprom Neft

    3. SCHEDULE 2A

       Critical-industry goods and critical-industry technology

       1. PART 1

          1. 1. Interpretation

          2. 2. (1) In this Schedule— “controlled materials” means controlled energetic materials...

       2. PART 1A Special materials and related equipment

       3. PART 1B MATERIALS PROCESSING

       4. PART 2 Electronics

       5. PART 3 Computers

       6. PART 4 Telecommunications and information security

          1. CHAPTER 1 Telecommunication equipment

          2. CHAPTER 2 Information security

       7. PART 5 Sensors and lasers

       8. PART 6 Navigation and avionics

       9. PART 7 Marine

       10. PART 8 Aerospace and Propulsion

       11. PART 9 Miscellaneous items

           1. 1. Equipment for oil production or oil exploration as follows—

           2. 2. Collector equipment for metal ores in deep seabed.

           3. 3. Equipment for the “production” of printed electronics for organic light...

           4. 4. Equipment for the “production” of microelectromechanical systems (MEMS) using the...

           5. 5. Equipment, specially designed for the production of E-Fuels (electrofuels and...

           6. 6. Numerical controlled machine tools, having one or more linear axis...

           7. 7. Advanced materials as follows— (a) materials for cloaking or adaptive...

           8. 8. Conjugated polymers (conductive, semiconductive, electroluminescent) for printed or organic electronics....

           9. 9. Energetic materials as follows and mixtures thereof, except where the...

           10. 10. “Technology” “required” for the “development”, “production” or “use” of the...

           11. 11. “Software” specially designed or modified for the “development”, “production” or...

           12. 12. Nettings, Canopies, Tents, Blankets and Apparel, specially designed for camouflage....

    4. SCHEDULE 2B

       Consumer communication devices

       1. 1. In regulation 60B, “ consumer communication device ” means any...

       2. 2. For the purposes of paragraph 1, goods and technology are...

    5. SCHEDULE 2C

       Aviation and space goods and technology

       1. PART 1 General

          1. 1. Interpretation

          2. 2. Terms printed in quotation marks and not defined in this...

       2. PART 2 Aviation and space goods

          1. 3. Any thing falling within chapter 88 of the Goods Classification...

       3. PART 3 Aviation and space technology

          1. 4. “Technology” for the “development”, “production” or “use” of things falling...

          2. 5. “Software” for the “development”, “production” or “use” of things falling...

    6. SCHEDULE 2D

       Oil refining goods and technology

       1. PART 1

          1. 1. Interpretation

       2. PART 2

          1. 2. Oil refining goods

          2. 3. Catalysts used in the following processes for the refining of...

          3. 4. Oil refining technology

          4. 5. “Technology” for the “development”, “production” or “use” of any thing...

    7. SCHEDULE 2E

       Quantum computing and advanced materials goods and technology PART 1

       1. 1. Interpretation

       2. PART 2

          1. 2. Quantum computing and advanced materials goods

          2. 3. “Cryogenic refrigeration systems” designed to maintain temperatures below 1.1 kelvin...

          3. 4. Ultra-High vacuum (“ UHV ”) equipment as follows—

          4. 5. High quantum efficiency (“ QE ”) photodetectors and sources with...

          5. 6. Manufacturing equipment as follows— (a) additive manufacturing equipment for the...

          6. 7. Metal powders and metal alloy powders specially designed for the...

          7. 8. Microscopes, related equipment and detectors, as follows—

          8. 9. “Decapsulation” equipment for semiconductor devices. Note: “ Decapsulation ” means...

          9. 10. Quantum computing and advanced materials technology

          10. 11. “Software” for digital twins (DT) of additive manufactured products or...

          11. 12. “Technology” “required” for the “development”, “production” or “use” of the...

    8. SCHEDULE 3

       Energy-related goods and infrastructure-related goods

       1. PART 1 General

          1. 1. Interpretation

       2. PART 2 Energy-related goods

          1. 2. Any thing falling within the following commodity codes— 7304 11...

          2. 3. Any thing falling— (a) within a commodity code mentioned in...

          3. 3A. Any thing falling within the first column of the following...

       3. PART 3 Infrastructure-related goods

          1. 4. Any thing falling within the following chapters—

          2. 5. Any thing falling within the following commodity codes— 3824 3826...

    9. SCHEDULE 3A

       Luxury goods

       1. PART 1

          1. 1. Interpretation

       2. PART 2

          1. 2. Luxury items

          2. 3. Caviar and caviar substitutes, meaning any thing which falls within...

          3. 4. Truffles and preparations thereof falling within the commodity codes set...

          4. 5. Wines (including sparkling wines), beers, spirits and spirituous beverages, meaning...

          5. 6. Cigars or cigarillos falling within the commodity codes set out...

          6. 7. Perfumes, toilet waters and cosmetics, including beauty and make-up products,...

          7. 8. Leather, saddlery, travel goods, handbags or similar articles, meaning any...

          8. 9. Garments, clothing, accessories or shoes, meaning any thing which falls...

          9. 10. Carpets, rugs and tapestries, hand-made or not, meaning any thing...

          10. 11. Pearls, precious and semi-precious stones, articles of pearls, jewellery, gold-...

          11. 12. Coins and banknotes, meaning any thing which falls within the...

          12. 13. Any item of cutlery, bladed or edged instruments and tools...

          13. 14. Tableware of porcelain, china, stoneware or earthenware or fine pottery...

          14. 15. Items of lead crystal falling within the commodity codes set...

          15. 16. Electronic items for domestic use, meaning any thing which falls...

          16. 17. Electrical/electronic or optical apparatus for recording and reproducing sound and...

          17. 18. Vehicles, except ambulances, for the transport of persons on earth,...

          18. 19. Clocks and watches and their parts, meaning any thing which...

          19. 20. Musical instruments, meaning any thing which falls within the commodity...

          20. 21. Works of art, collectors’ pieces and antiques, meaning any thing...

          21. 22. Articles and equipment for sports, including skiing, golf, diving and...

          22. 23. Articles and equipment for billiards, automatic bowling, casino games and...

    10. SCHEDULE 3B

        Iron and steel products

        1. Part 1

           1. 1. Interpretation

        2. PART 2

           1. 2. Specified products for the purposes of Part 2

        3. PART 3

           1. 3. Specified products for the purposes of Part 3

        4. PART 4

           1. 4. Specified products for the purposes of Part 4

    11. SCHEDULE 3BA

        Metals

        1. PART 1

           1. 1. Interpretation

        2. PART 2

           1. 2. Specified products for the purposes of this Schedule

    12. SCHEDULE 3C

        Defence and Security Goods and Defence and Security Technology

        1. PART 1 PRELIMINARY

           1. 1. Application to non-government controlled Ukrainian territory

           2. 2. CAS numbers

        2. PART 2 Interception and monitoring goods and interception and monitoring technology

           1. 1. Interception and monitoring equipment

           2. 2. Any software which can perform any of the functions described...

           3. 3. Other software and other technology

           4. 4. Interpretation

        3. PART 3 Internal repression goods and internal repression technology

           1. 1. Firearms and related goods

           2. 2. Simulators for training persons to use firearms.

           3. 3. Bombs and grenades.

           4. 3A. Other related goods

           5. 4. Vehicles

           6. 5. Explosive substances and related goods

           7. 6. Other goods

           8. 7. Night vision equipment.

           9. 8. Thermal imaging equipment.

           10. 9. Image intensifier tubes.

           11. 10. Razor barbed wire.

           12. 11. The following types of knives— (a) knives that are designed...

           13. 12. Law enforcement striking weapons, including saps, police batons, side handle...

           14. 13. (1) Handcuffs, straitjackets and specially designed components and accessories.

           15. 14. Technology exclusively for the development or production of equipment controlled...

           16. 15. (1) Chemical agents, including tear gas formulation containing 1 per...

           17. 16. Fingerprinting powders, dyes, and inks.

           18. 17. Production equipment

           19. 18. Software and technology

           20. 19. Any technology which is specially designed for the development, production...

           21. 20. Interpretation

        4. PART 4 Chemicals and equipment

    13. SCHEDULE 3D

        Schedule 3D Revenue generating goods

        1. PART 1

           1. 1. Paragraph 1 of Schedule 3 applies for the purpose of...

           2. 1A. In this Schedule, “n.e.s” means “not elsewhere specified”.

           3. 2. A Schedule 3D revenue generating good is any thing falling...

        2. PART 2

        3. PART 3

    14. SCHEDULE 3DA

        Schedule 3DA Revenue Generating Goods

        1. PART 1 Interpretation

           1. 1. Paragraph 1 of Schedule 3 applies for the purpose of...

           2. 2. In this Schedule, “n.e.s” means “not elsewhere specified”.

           3. 3. A Schedule 3DA revenue generating good is any thing falling...

        2. PART 2

        3. PART 3

    15. SCHEDULE 3E

        G7 dependency and further goods

        1. PART 1 General

           1. 1. Interpretation

           2. 1A. In this Schedule, “n.e.s” means “not elsewhere specified”.

        2. PART 2 G7 dependency and further goods

           1. 2. Subject to paragraph 2A, any thing falling within a commodity...

           2. 2A. Goods coming within commodity codes 8703 23, 8703 24, 8703...

        3. PART 3 Additional G7 Dependency and Further Goods

           1. 3. Any thing falling within a commodity code mentioned in column...

        4. PART 4 Further goods with potential military and industrial uses

           1. 4. Any thing (other than a thing falling within commodity code...

    16. SCHEDULE 3F

        Oil and Oil Products

        1. PART 1 General

           1. 1. Interpretation

        2. PART 2

           1. Oil and Oil Products

              1. 2. Any thing falling within a commodity code mentioned in column...

    17. SCHEDULE 3G

        Gold and Products Related to Gold

        1. PART 1 General

           1. 1. Interpretation

        2. PART 2

           1. 2. Any thing falling within a commodity code mentioned in column...

           2. 3. Any thing falling— (a) within a commodity code mentioned in...

        3. PART 3

           1. 4. Any thing falling— (a) within a commodity code mentioned in...

    18. SCHEDULE 3GA

        Diamonds and diamond jewellery

        1. PART 1 General

           1. 1. Paragraph 1 of Schedule 3 applies for the purposes of...

        2. PART 2 Diamonds

           1. 2. Any thing falling within a commodity code mentioned in column...

        3. PART 3 Diamond jewellery

           1. 3. Any thing falling within both a commodity code mentioned in...

    19. SCHEDULE 3H

        Coal and Coal Products

        1. PART 1 General

           1. 1. Interpretation

        2. PART 2

           1. 2. Any thing falling within a commodity code mentioned in column...

    20. SCHEDULE 3I

        Russia’s vulnerable goods

        1. 1. Paragraph 1 of Schedule 3 applies for the purposes of...

        2. 2. In this Schedule, “n.e.s” means “not elsewhere specified”. (1) Commodity...

    21. SCHEDULE 3J

        Professional and business services

        1. 1. Interpretation

        2. 2. Meaning of accounting services

        3. 3. Meaning of advertising services

        4. 4. Meaning of architectural services

        5. 5. Meaning of auditing services

        6. 6. Meaning of business and management consulting services

        7. 7. Meaning of engineering services

        8. 8. Meaning of IT consultancy and design services

        9. 8A. Meaning of legal advisory services

        10. 9. Meaning of public relations services

    22. SCHEDULE 4

        Persons named in relation to dual-use items restrictions

        1. 1. JSC Sirius

        2. 2. OJSC Stankoinstrument

        3. 3. OAO JSC Chemcomposite

        4. 4. JSC Kalashnikov

        5. 5. JSC Tula Arms Plant

        6. 6. NPK Technologii Maschinostrojenija

        7. 7. OAO Wysokototschnye Kompleksi

        8. 8. OAO Almaz Antey

        9. 9. OAO NPO Bazalt

    23. SCHEDULE 5

        Treasury licences: purposes

        1. PART A1 Interpretation

           1. A1. Interpretation of Schedule 5

        2. PART 1 Asset-freeze etc.

           1. 1. Interpretation of Part 1

           2. 2. Basic needs

           3. 3. Legal services

           4. 4. Maintenance of frozen funds and economic resources

           5. 5. Extraordinary expenses

           6. 6. Judicial decisions etc.

           7. 7. Extraordinary situation

           8. 8. Prior obligations

           9. 9. Consular posts

           10. 9A. Humanitarian assistance activity

           11. 9B. Medical goods or services

           12. 9C. Food

           13. 9D. Diplomatic missions etc.

        3. PART 1ZA Divestment etc.

           1. 9DA. Interpretation of Part 1ZA

           2. 9DB. Divestment

           3. 9DC. Enabling others to divest themselves of funds or economic resources

        4. Part 1ZB Insolvency

           1. 9DD. Insolvency

        5. PART 1A Loans and credit arrangements

           1. 9E. Humanitarian assistance activity

           2. 9F. Medical goods or services

           3. 9G. Food

           4. 9H. Diplomatic missions etc.

           5. 9I. Space

           6. 9J. Extraordinary situation

        6. PART 1B Correspondent banking relationships and processing payments

           1. 9K. Interpretation of Part 1B

           2. 9L. Basic needs

           3. 9M. Legal services

           4. 9N. Financial regulation

           5. 9O. Extraordinary situation

        7. PART 1C Processing payments

           1. 9P. Humanitarian assistance activity

           2. 9Q. Medical goods or services

           3. 9R. Food

           4. 9S. Diplomatic missions etc.

           5. 9T. Space

           6. 9TA. Other licensing purposes

        8. PART 1D Foreign exchange reserve and asset management services

           1. 9U. Humanitarian assistance activity

           2. 9V. Financial regulation

           3. 9W. Financial stability

           4. 9X. Safety and soundness of a firm

           5. 9Y. Extraordinary situation

        9. PART 2 Investment in non-government controlled Ukrainian territory

           1. 10. Consular posts

           2. 11. Medical and educational purposes

           3. 12. To enable anything to be done in relation to the...

           4. 13. Health and the environment

        10. PART 3 Investments in relation to Russia

            1. 14. Extraordinary situation

            2. 15. Humanitarian assistance activity

            3. 16. Medical goods or services

            4. 17. Food

            5. 18. Diplomatic missions etc.

            6. 19. Safety and soundness of a firm

            7. 20. Space

        11. PART 3A Trust services

            1. 20A. Extraordinary situation

            2. 20B. Humanitarian assistance activity

            3. 20C. Medical goods or services

            4. 20D. Food

            5. 20E. Diplomatic missions etc.

            6. 20F. Safety and soundness of a firm

            7. 20G. Financial regulation

            8. 20H. Financial stability

            9. 20I. Unauthorised unit trust schemes

        12. PART 4 Maritime transportation of certain oil and oil products

            1. 21. Extraordinary situation

17. Explanatory Note