The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020

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1. Introductory Text

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   PART 1 General provisions

   1. 1. Citation and commencement

   2. 2. Interpretation

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   PART 2 Cooperation arrangements, regulatory decisions and equivalence directions

   1. 3. Cooperation arrangements between UK regulators and EEA regulators

   2. 4. Applications for a regulatory decision before IP completion day

   3. 5. Regulatory decisions

   4. 6. Application of the 2000 Act to the Bank in relation to its functions under these Regulations

   5. 6A. Misleading the FCA: criminal offence

   6. 7. Fees

   7. 8. Effect of applications, equivalence directions and regulatory decisions on or after IP completion day

   8. 8A. Power for the FCA to establish arrangements for Article 5(7) of CRAR with third country regulators before IP completion day

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   PART 3 Amendments to existing secondary legislation

   1. 9. The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018

   2. 10. The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018

   3. 11. The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019

   4. 12. The Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019

   5. 13. The Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019

   6. 14. The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020

5. Signature

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      SCHEDULE 1

      Equivalence directions and relevant cooperation arrangements

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      SCHEDULE 2

      Cooperation arrangements before IP completion day

      1. 1. Cooperation arrangements for the purposes of Article 30(4) of the Benchmarks Regulation

      2. 2. Cooperation arrangements for the purposes of Article 5(7) of CRAR

      3. 3. Cooperation arrangements for the purposes of Article 25(10) of CSDR

      4. 4. Cooperation arrangements for the purposes of Article 75(3) of EMIR

      5. 5. Cooperation arrangements for the purposes of Article 47(2) of MiFIR

      6. 6. Cooperation arrangements for the purposes of Article 30(1) of the Prospectus Regulation

      7. 7. Cooperation arrangements for the purposes of Article 19(5)(b) of SFTR

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      SCHEDULE 3

      Regulatory decisions

      1. 1. Regulatory decisions for EEA benchmarks for the purposes of Article 30(1) of the Benchmarks Regulation

      2. 2. Regulatory decisions for credit rating agencies for the purposes of Article 5(2) and (4) of CRAR

      3. 3. Regulatory decisions for EEA CSDs for the purposes of Article 25(4) of CSDR

      4. 4. Regulatory decisions for trade repositories for the purposes of Article 77(2) of EMIR

      5. 5. Regulatory decisions for the purposes of Article 46(2) of MiFIR

      6. 6. Regulatory decisions for the purposes of Article 19(4) of SFTR

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      SCHEDULE 4

      Equivalence directions and regulatory decisions on or after IP completion day

7. Explanatory Note