Search Legislation

The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020

Changes to legislation:

The Securities Financing Transactions, Securitisation and Miscellaneous Amendments (EU Exit) Regulations 2020 is up to date with all changes known to be in force on or before 25 December 2024. There are changes that may be brought into force at a future date. Help about Changes to Legislation

Close

Changes to Legislation

Revised legislation carried on this site may not be fully up to date. Changes and effects are recorded by our editorial team in lists which can be found in the ‘Changes to Legislation’ area. Where those effects have yet to be applied to the text of the legislation by the editorial team they are also listed alongside the affected provisions when you open the content using the Table of Contents below.

View outstanding changes

Changes and effects yet to be applied to :

  1. Introductory Text

  2. PART 1 General provision

    1. 1.Citation and commencement

  3. PART 2 Transitional and saving provisions concerning the SFT Regulation

    1. CHAPTER 1 Advance applications

      1. 2.Advance application for registration as a trade repository

      2. 3.Assessment of whether an advance application is complete

      3. 4.Determination of an advance application

      4. 5.Effect of determining an advance application

    2. CHAPTER 2 Temporary registration

      1. 6.Temporary deemed registration under the SFT Regulation

      2. 7.Application of regulation 6

      3. 8.Conditions to be satisfied for regulation 6 to apply

      4. 9.Period during which regulation 6 is to apply

      5. 10.Cessation following a determination by the FCA

    3. CHAPTER 3 Temporary registration for run-off period

      1. 11.Temporary deemed registration under the SFT Regulation for run-off period

      2. 12.Application of regulation 11

      3. 13.Condition to be satisfied for regulation 11 to apply

      4. 14.Period during which regulation 11 is to apply

      5. 15.Transitional arrangements during the run-off period

      6. 16.Notification of a decision to impose requirements under regulation 15

      7. 17.Right to refer to the Tribunal

      8. 18.Application of Part 9 of the Financial Services and Markets Act 2000

    4. CHAPTER 4 Registration conversion

      1. 19.Registration under the SFT Regulation

      2. 20.Application to regulation 19

      3. 21.Conditions to be satisfied for regulation 19 to apply

      4. 22.Notification for registration

      5. 23.Acknowledgement of receipt

      6. 24.FCA response

    5. CHAPTER 5 General provisions

      1. 25.Misleading the FCA: criminal offence

      2. 26.Further information to be supplied by a person to whom regulation 9 or 13 applies

      3. 27.Directions

      4. 28.Enforcement

      5. 29.Interpretation

  4. PART 3 Transitional and saving provisions concerning the Securitisation Regulation

    1. CHAPTER 1 Advance applications

      1. 30.Advance application for registration as a securitisation repository

      2. 31.Assessment of whether an advance application is complete

      3. 32.Determination of an advance application

      4. 33.Effect of determining an advance application

    2. CHAPTER 2 General provisions

      1. 34.Misleading the FCA: criminal offence

      2. 35.Directions

      3. 36.Interpretation

  5. PART 4 Amendment of primary legislation

    1. 37.Insolvency Act 1986

    2. 38.Financial Services and Markets Act 2000

    3. 39.Banking Act 2009

  6. PART 5 Amendment of secondary legislation

    1. 40.The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001

    2. 41.The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001

    3. 42.The Financial Services and Markets Act 2000 (Benchmarks) Regulations 2018

    4. 43.The Financial Regulators’ Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018

    5. 44.The Central Counterparties (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2018

    6. 45.The Credit Transfers and Direct Debits in Euro (Amendment) (EU Exit) Regulations 2018

    7. 46.The Deposit Guarantee Scheme and Miscellaneous Provisions (Amendment) (EU Exit) Regulations 2018

    8. 47.The Trade Repositories (Amendment and Transitional Provision) (EU Exit) Regulations 2018

    9. 48.The Capital Requirements (Amendment) (EU Exit) Regulations 2018

    10. 49.The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018

    11. 50.The Credit Rating Agencies (Amendment etc.) (EU Exit) Regulations 2019

    12. 51.The Market Abuse (Amendment) (EU Exit) Regulations 2019

    13. 52.The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2019

    14. 53.The Packaged Retail and Insurance-based Investment Products (Amendment) (EU Exit) Regulations 2019

    15. 54.The Solvency 2 and Insurance (Amendment, etc.) (EU Exit) Regulations 2019

    16. 55.The Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment etc) (EU Exit) Regulations 2019

    17. 56.The Transparency of Securities Financing Transactions and of Reuse (Amendment) (EU Exit) Regulations 2019

    18. 57.The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019

    19. 58.The Benchmarks (Amendment and Transitional Provision) (EU Exit) Regulations 2019

    20. 59.The Securitisation (Amendment) (EU Exit) Regulations 2019

    21. 60.The Gibraltar (Miscellaneous Amendments) (EU Exit) Regulations 2019

    22. 61.The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019

    23. 62.The International Accounting Standards and European Public Limited-Liability Company (Amendment etc.) (EU Exit) Regulations 2019

    24. 63.The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019

    25. 64.The Financial Services (Miscellaneous) (Amendment) (EU Exit) Regulations 2019

    26. 65.The Capital Requirements (Amendment) (EU Exit) Regulations 2019

    27. 66.The Prospectus (Amendment etc.) (EU Exit) Regulations 2019

    28. 67.The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) (No. 2) Regulations 2019

    29. 68.The Financial Services (Miscellaneous Amendments) (EU Exit) Regulations 2020

    30. 69.The Over the Counter Derivatives, Central Counterparties and Trade Repositories (Amendment, etc., and Transitional Provision) (EU Exit) Regulations 2020

    31. 70.The Equivalence Determinations for Financial Services (Amendment etc.) (EU Exit) Regulations 2020

    32. 71.Amendments to cross references to retained EU Regulations

  7. PART 6 Amendment or revocation of retained direct EU legislation

    1. 72.Regulation (EC) No 924/2009

    2. 73.Regulation (EU) No 231/2013

    3. 74.Regulation (EU) No 575/2013

    4. 75.Regulation (EU) 2015/2365

    5. 76.Regulation (EU) 2019/877

    6. 77.Regulation (EU) 2019/2088

    7. 78.Regulation (EU) 2020/852

  8. Signature

    1. SCHEDULE

      Cross references to EU regulations forming part of retained EU law

      1. 1.(1) For the text specified in sub-paragraph (2) substitute “forms...

  9. Explanatory Note

Back to top

Options/Help

Print Options

Close

Legislation is available in different versions:

Latest Available (revised):The latest available updated version of the legislation incorporating changes made by subsequent legislation and applied by our editorial team. Changes we have not yet applied to the text, can be found in the ‘Changes to Legislation’ area.

Original (As Enacted or Made): The original version of the legislation as it stood when it was enacted or made. No changes have been applied to the text.

Close

Opening Options

Different options to open legislation in order to view more content on screen at once

Close

Explanatory Memorandum

Explanatory Memorandum sets out a brief statement of the purpose of a Statutory Instrument and provides information about its policy objective and policy implications. They aim to make the Statutory Instrument accessible to readers who are not legally qualified and accompany any Statutory Instrument or Draft Statutory Instrument laid before Parliament from June 2004 onwards.

Close

More Resources

Access essential accompanying documents and information for this legislation item from this tab. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as enacted version that was used for the print copy
  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • correction slips
  • links to related legislation and further information resources
Close

Timeline of Changes

This timeline shows the different points in time where a change occurred. The dates will coincide with the earliest date on which the change (e.g an insertion, a repeal or a substitution) that was applied came into force. The first date in the timeline will usually be the earliest date when the provision came into force. In some cases the first date is 01/02/1991 (or for Northern Ireland legislation 01/01/2006). This date is our basedate. No versions before this date are available. For further information see the Editorial Practice Guide and Glossary under Help.

Close

More Resources

Use this menu to access essential accompanying documents and information for this legislation item. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as made version that was used for the print copy
  • correction slips

Click 'View More' or select 'More Resources' tab for additional information including:

  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • links to related legislation and further information resources