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The Financial Services Act 2021 (Prudential Regulation of Credit Institutions and Investment Firms) (Consequential Amendments and Miscellaneous Provisions) Regulations 2022
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- UK Statutory Instruments
- 2022 No. 838
- PART3
- Regulation 11
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Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
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11. In regulation 6 (requirements applying to exempt investment firms) of the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017(1)—
(a)in paragraph (3)(c)(iii), before “the markets in financial instruments directive” insert “Part 9C rules, CRR rules,”;
(b)in paragraph (6), after the definition of “the capital requirements regulation” insert—
““CRR rules” has the meaning given in section 144A of the Act;
“Part 9C rules” has the meaning given in section 143F(1) of the Act;”.
(1)
S.I. 2017/701. Relevant amendments were made to regulation 6 by S.I. 2017/1255 and S.I. 2021/1376.
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