SCHEDULES

F4SCHEDULE 1EARLY LEAVERS: REVALUATION OF ACCRUED BENEFITS

Section 40.

Annotations:

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

5

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

6

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

7

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

8

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

9

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

10

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

11

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

SCHEDULE 2OTHER AMENDMENTS TO DO WITH PARTS 1 AND 2

Section 47.

Pension Schemes (Northern Ireland) Act 1993 (c. 49)

F11

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2

In section 79 (scope of provisions about revaluation of benefits excluding guaranteed minimum pensions), in subsection (4), for paragraph (a) (but not the “and” at the end) substitute—

a

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4

In section 120 (duty of the Department for Employment and Learning to pay unpaid contributions to schemes), for subsection (3A) substitute—

3A

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

5

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Pensions (Northern Ireland) Order 1995 (NI 22)

6

The 1995 Order is amended as follows.

7

In Article 37 (payment of surplus to employer) in paragraph (1A)—

a

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

b

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

8

In Article 38 (power to defer winding up), in paragraph (3), for sub-paragraph (a) (but not the “or” at the end) substitute—

a

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

9

In Article 51 (annual increase in rate of pension), in paragraph (1)(a)(iii), for “is not a money purchase scheme” substitute “ is not a defined contributions scheme ”.

10

In Article 51A (restrictions on increase where annuity tied to investments), in paragraph (1), for “money purchase scheme” substitute “ defined contributions scheme ”.

11

In Article 73 (preferential liabilities on winding up), for paragraph (2) substitute—

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2A

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

12

In Article 75 (employer debt where deficiency in assets on winding up etc), for paragraph (1) substitute—

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

1A

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

1B

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

13

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

14

For the italic cross-heading above Article 85 substitute “ Schemes providing money purchase benefits ”.

15

In the heading to Article 86 (schedules of payments to money purchase schemes: supplementary), for “to money purchase schemes” substitute “ in respect of money purchase benefits under certain schemes ”.

16

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

17

In Article 121 (interpretation), in paragraph (1), at the appropriate places insert—

collective benefit” has the meaning given by section 8 of the Pension Schemes Act (Northern Ireland) 2016;

defined benefits scheme” has the meaning given by section 2 of the Pension Schemes Act (Northern Ireland) 2016;

defined contributions scheme” has the meaning given by section 4 of the Pension Schemes Act (Northern Ireland) 2016;

occupational”, in relation to a defined benefits scheme, shared risk scheme or defined contributions scheme, means an occupational pension scheme of that description;

shared risk scheme” has the meaning given by section 3 of the Pension Schemes Act (Northern Ireland) 2016;

18

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Welfare Reform and Pensions (Northern Ireland) Order 1999 (NI 11)

F119

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Pensions (Northern Ireland) Order 2005 (NI 1)

20

The 2005 Order is amended as follows.

21

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

22

In Article 9 (improvement notices), in paragraph (7)—

a

omit the “, or” at the end of sub-paragraph (e);

b

after sub-paragraph (f) insert

, or

g

the Pension Schemes Act (Northern Ireland) 2016.

F223

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

24

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

5

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

25

In Article 34 (contribution notices where avoidance of employer debt), for paragraph (1) substitute—

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

1A

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

1B

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

26

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F227

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

28

1

Article 85 (codes of practice) is amended as follows.

2

In paragraph (2)(i), for “money purchase schemes” substitute “ certain schemes ”.

3

In paragraph (6), in the definition of “the pensions legislation”—

a

omit the “or” at the end of paragraph (c);

b

after paragraph (d) insert—

e

Schedule 18 to the Pensions Act (Northern Ireland) 2015, or

f

the Pension Schemes Act (Northern Ireland) 2016.

29

In Article 110 (schemes eligible for pension protection), for paragraph (1) substitute—

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

1A

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

1B

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

30

For Article 200 (application of scheme funding rules in Part 4), substitute—

Pension schemes to which this Part applies

200

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

31

In Article 231 (representative of non-European scheme to be treated as trustee), in paragraph (3)—

a

omit the “or” at the end of sub-paragraph (c);

b

after sub-paragraph (d) insert

, or

e

the Pension Schemes Act (Northern Ireland) 2016.

32

In Article 235 (pension protection on transfer of employment: form of protection), in paragraph (2)—

a

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

b

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

33

In Article 267 (duty of trustees or managers to act consistently with law of host EEA state), in paragraph (4)—

a

omit the “or” at the end of sub-paragraph (c);

b

after sub-paragraph (d) insert

, or

e

the Pension Schemes Act (Northern Ireland) 2016.

F334

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Pensions (No. 2) Act (Northern Ireland) 2008 (c. 13)

35

The Pensions (No2) Act (Northern Ireland) 2008 is amended as follows.

36

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

37

In section 21 (quality requirement: UK defined benefits schemes) for “A defined benefits scheme” substitute “ An occupational defined benefits scheme ”.

38

In section 23A (alternative quality requirements for UK defined benefits schemes), in subsection (1), for “a defined benefits scheme” substitute “ an occupational defined benefits scheme ”.

39

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

40

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

5

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

6

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

41

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

42

For the heading to section 29 substitute “ Transitional periods for certain schemes ”.

43

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

5

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

6

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

7

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

8

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

9

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

10

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

44

In section 35 (compliance notices), in subsection (5), for “a defined benefits scheme or a hybrid scheme” substitute “ an occupational defined benefits scheme or a shared risk scheme ”.

45

In section 38 (calculation and payment of contributions), in subsection (2)(e), for “a money purchase scheme, a hybrid scheme or a personal pension scheme” substitute “ a defined contributions scheme or a shared risk scheme ”.

46

1

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Pensions Act (Northern Ireland) 2015 (c. 5)

F347

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .