PART VIIIN.I.INDUSTRIAL ACTION

Requirement of ballot before action by trade unionN.I.

Notice of ballot and sample voting paper for employersN.I.

105.—(1) The trade union must take such steps as are reasonably necessary to ensure that—

(a)not later than the seventh day before the opening day of the ballot, the notice specified in paragraph (2), and

(b)not later than the third day before the opening day of the ballot, the sample voting paper specified in[F1 paragraph (2F)],

is received by every person who it is reasonable for the union to believe (at the latest time when steps could be taken to comply with sub-paragraph (a)) will be the employer of persons who will be entitled to vote in the ballot.

(2) The notice referred to in sub-paragraph (a) of paragraph (1) is a notice in writing—

(a)stating that the union intends to hold the ballot,

(b)specifying the date which the union reasonably believes will be the opening day of the ballot, and

[F2(c)containing—

(i)the lists mentioned in paragraph (2A) and the figures mentioned in paragraph (2B), together with an explanation of how those figures were arrived at, or

(ii)where some or all of the employees concerned are employees from whose wages the employer makes deductions representing payments to the union, either those lists and figures and that explanation or the information mentioned in paragraph (2C).]

[F3(2A) The lists are—

(a)a list of the categories of employee to which the employees concerned belong, and

(b)a list of the workplaces at which the employees concerned work.

(2B) The figures are—

(a)the total number of employees concerned,

(b)the number of the employees concerned in each of the categories in the list mentioned in paragraph (2A)(a), and

(c)the number of the employees concerned who work at each workplace in the list mentioned in paragraph (2A)(b).

(2C) The information referred to in paragraph (2)(c)(ii) is such information as will enable the employer readily to deduce—

(a)the total number of employees concerned,

(b)the categories of employee to which the employees concerned belong and the number of the employees concerned in each of those categories, and

(c)the workplaces at which the employees concerned work and the number of them who work at each of those workplaces.

(2D) The lists and figures supplied under this Article, or the information mentioned in paragraph (2C) that is so supplied, must be as accurate as is reasonably practicable in the light of the information in the possession of the union at the time when it complies with paragraph (1)(a).

(2E) For the purposes of paragraph (2D) information is in the possession of the union if it is held, for union purposes—

(a)in a document, whether in electronic form or any other form, and

(b)in the possession or under the control of an officer or employee of the union.

(2F) The sample voting paper referred to in sub-paragraph (b) of paragraph (1) is—

(a)a sample of the form of voting paper which is to be sent to the employees concerned, or

(b)where the employees concerned are not all to be sent the same form of voting paper, a sample of each form of voting paper which is to be sent to any of them.

(2G) Nothing in this Article requires a union to supply an employer with the names of the employees concerned.

(2H) In this Article references to the “employees concerned” are references to those employees of the employer in question who the union reasonably believes will be entitled to vote in the ballot.

(2I) For the purposes of this Article, the workplace at which an employee works is—

(a)in relation to an employee who works at or from a single set of premises, those premises, and

(b)in relation to any other employee, the premises with which his employment has the closest connection.]

F4(3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F4(3A) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F4(3B) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(4) In this Article references to the opening day of the ballot are references to the first day when a voting paper is sent to any person entitled to vote in the ballot.

(5) This Article, in its application to a ballot in which merchant seamen to whom Article 111(3) applies are entitled to vote, shall have effect with the substitution in[F5 paragraph (2F)], for references to the voting paper which is to be sent to the employees, of references to the voting paper which is to be sent or otherwise provided to them.