SCHEDULES

SCHEDULE 2THE RESERVED REGULATORY FUNCTIONS

PART 4FUNCTIONS UNDER THIS ORDER

21

The power to make or extend a restraining order under Article 16.

22

The power to make an order under Article 16(10) permitting payments out of an account that is subject to a restraining order.

23

The power to make a repatriation order under Article 17.

24

The power to make a freezing order under Article 19.

25

The power to make an order under Article 21(3) extending the period for which a freezing order has effect.

26

The power to make an order under Article 22 validating action taken in contravention of a freezing order.

27

The power to make an order under Article 24 directing that specified steps are taken.

28

The power to make an order under Article 26 giving a direction where a freezing order ceases to have effect.

29

The power to make an order under Article 27(3) directing the notification of members.

30

The power to issue a contribution notice under Article 34.

F230A

The power to issue a direction under Article 35A(6) to any person.

31

The power to issue a direction under Article 37(4) to the trustees or managers of an occupational pension scheme.

32

The power to issue a revised contribution notice under Article 37(9).

33

The power to issue a financial support direction under Article 39.

F333A

The power to issue a direction under Article 39A(3) to any person.

34

The power to issue a contribution notice under Article 43.

35

The power to issue a direction under Article 46(4) to the trustees or managers of an occupational pension scheme.

36

The power to issue a revised contribution notice under Article 46(9).

37

The power to make a restoration order under Article 48.

38

The power to issue a contribution notice under Article 51.

39

The power to issue a notice under Article 66 requiring a report to be provided to the Regulator.

40

The power to make a direction under Article 71(8) extending the retention period for documents taken into possession under Article 70.

41

The power to make a direction under Article 73(10) extending the retention period for documents taken into possession under that Article.

42

The power to make an order under Article 210 modifying a scheme, giving directions or imposing a schedule of contributions.

43

The power to issue a ring-fencing notice under Article 268.

44

The power to vary or revoke under Article 96—

a

a determination made by the Determinations Panel whether to exercise one of the other functions listed in this Schedule, or

b

an order, notice or direction made, issued or given in the exercise of one of those functions—

i

by the Panel, or

ii

by the Regulator in compliance with a direction of F1a tribunal under Article 97.