http://www.legislation.gov.uk/nisr/1997/251/schedule/6/paragraph/5/madeOpen-Ended Investment Companies (Investment Companies with Variable Capital) Regulations (Northern Ireland) 1997InvestmentFinancial advice servicesGovernment Printer for Northern Ireland2020-07-16FINANCIAL SERVICES The Regulations make provision for the formation in Northern Ireland of a class of body corporate referred to in the Regulations as an investment company with variable capital. The Regulations also make provision for the authorisation of investment companies with variable capital and for their subsequent supervision. SCHEDULE 6 Auditors Appointment 5 If, in any case, no auditors are appointed as required in paragraph 4, SIB may appoint a person to fill the vacancy.
This XML file does not appear to have any style information associated with it. The document tree is shown below.
<Legislation xmlns="http://www.legislation.gov.uk/namespaces/legislation" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" DocumentURI="http://www.legislation.gov.uk/nisr/1997/251/made" IdURI="http://www.legislation.gov.uk/id/nisr/1997/251" NumberOfProvisions="166" xsi:schemaLocation="http://www.legislation.gov.uk/namespaces/legislation http://www.legislation.gov.uk/schema/legislation.xsd" SchemaVersion="1.0">
<ukm:Metadata xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" xmlns:atom="http://www.w3.org/2005/Atom" xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata">
<dc:identifier>http://www.legislation.gov.uk/nisr/1997/251/schedule/6/paragraph/5/made</dc:identifier>
<dc:title>Open-Ended Investment Companies (Investment Companies with Variable Capital) Regulations (Northern Ireland) 1997</dc:title>
<dc:subject>Investment</dc:subject>
<dc:subject>Financial advice services</dc:subject>
<dc:publisher>Government Printer for Northern Ireland</dc:publisher>
<dc:modified>2020-07-16</dc:modified>
<dc:subject scheme="SIheading">FINANCIAL SERVICES</dc:subject>
<dc:description>The Regulations make provision for the formation in Northern Ireland of a class of body corporate referred to in the Regulations as an investment company with variable capital. The Regulations also make provision for the authorisation of investment companies with variable capital and for their subsequent supervision.</dc:description>
<atom:link rel="self" href="http://www.legislation.gov.uk/nisr/1997/251/schedule/6/paragraph/5/made/data.xml" type="application/xml"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/resources" href="http://www.legislation.gov.uk/nisr/1997/251/resources" title="More Resources"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/act" href="http://www.legislation.gov.uk/nisr/1997/251/made" title="whole act"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/introduction" href="http://www.legislation.gov.uk/nisr/1997/251/introduction/made" title="introduction"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/signature" href="http://www.legislation.gov.uk/nisr/1997/251/signature/made" title="signature"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/note" href="http://www.legislation.gov.uk/nisr/1997/251/note/made" title="note"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/body" href="http://www.legislation.gov.uk/nisr/1997/251/body/made" title="body"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/schedules" href="http://www.legislation.gov.uk/nisr/1997/251/schedules/made" title="schedules"/>
<atom:link rel="alternate" type="application/rdf+xml" href="http://www.legislation.gov.uk/nisr/1997/251/schedule/6/paragraph/5/made/data.rdf" title="RDF/XML"/>
<atom:link rel="alternate" type="application/akn+xml" href="http://www.legislation.gov.uk/nisr/1997/251/schedule/6/paragraph/5/made/data.akn" title="AKN"/>
<atom:link rel="alternate" type="application/xhtml+xml" href="http://www.legislation.gov.uk/nisr/1997/251/schedule/6/paragraph/5/made/data.xht" title="HTML snippet"/>
<atom:link rel="alternate" type="text/html" href="http://www.legislation.gov.uk/nisr/1997/251/schedule/6/paragraph/5/made/data.htm" title="Website (XHTML) Default View"/>
<atom:link rel="alternate" type="text/csv" href="http://www.legislation.gov.uk/nisr/1997/251/schedule/6/paragraph/5/made/data.csv" title="CSV"/>
<atom:link rel="alternate" type="application/pdf" href="http://www.legislation.gov.uk/nisr/1997/251/schedule/6/paragraph/5/made/data.pdf" title="PDF"/>
<atom:link rel="alternate" type="application/akn+xhtml" href="http://www.legislation.gov.uk/nisr/1997/251/schedule/6/paragraph/5/made/data.html" title="HTML5 snippet"/>
<atom:link rel="http://purl.org/dc/terms/tableOfContents" hreflang="en" href="http://www.legislation.gov.uk/nisr/1997/251/contents/made" title="Table of Contents"/>
<atom:link rel="up" href="http://www.legislation.gov.uk/nisr/1997/251/schedule/6/made" title="Schedule 6"/>
<atom:link rel="prev" href="http://www.legislation.gov.uk/nisr/1997/251/schedule/6/paragraph/4/made" title="Paragraph; Schedule 6 Paragraph 4"/>
<atom:link rel="prevInForce" href="http://www.legislation.gov.uk/nisr/1997/251/schedule/6/paragraph/4/made" title="Paragraph; Schedule 6 Paragraph 4"/>
<atom:link rel="next" href="http://www.legislation.gov.uk/nisr/1997/251/schedule/6/paragraph/6/made" title="Paragraph; Schedule 6 Paragraph 6"/>
<atom:link rel="nextInForce" href="http://www.legislation.gov.uk/nisr/1997/251/schedule/6/paragraph/6/made" title="Paragraph; Schedule 6 Paragraph 6"/>
<ukm:SecondaryMetadata>
<ukm:DocumentClassification>
<ukm:DocumentCategory Value="secondary"/>
<ukm:DocumentMainType Value="NorthernIrelandStatutoryRule"/>
<ukm:DocumentStatus Value="final"/>
<ukm:DocumentMinorType Value="regulation"/>
</ukm:DocumentClassification>
<ukm:Year Value="1997"/>
<ukm:Number Value="251"/>
<ukm:Made Date="1997-05-22"/>
<ukm:ComingIntoForce>
<ukm:DateTime Date="1997-07-07"/>
</ukm:ComingIntoForce>
<ukm:ISBN Value="0337928517"/>
<ukm:UnappliedEffects>
<ukm:UnappliedEffect Created="2024-02-06T22:09:34Z" AffectingYear="2004" Row="1524" AffectedYear="1997" AffectedURI="http://www.legislation.gov.uk/id/nisr/1997/251" URI="http://www.legislation.gov.uk/id/effect/upload-9e1e2yz5-1918" AffectedNumber="251" RequiresApplied="true" AffectedClass="NorthernIrelandStatutoryRule" AffectingURI="http://www.legislation.gov.uk/id/nisr/2004/335" AffectingNumber="335" Type="revoked" AffectedProvisions="Regulations" AffectingEffectsExtent="N.I." AffectingClass="NorthernIrelandStatutoryRule" EffectId="key-be67a84e1c11d0fcbb3d21f09c403e05" AffectingProvisions="reg. 84(1)">
<ukm:AffectedTitle>Open-Ended Investment Companies (Investment Companies with Variable Capital) Regulations (Northern Ireland) 1997</ukm:AffectedTitle>
<ukm:AffectedProvisions>Regulations</ukm:AffectedProvisions>
<ukm:AffectingTitle>Open-Ended Investment Companies Regulations (Northern Ireland) 2004</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="regulation-84-1" URI="http://www.legislation.gov.uk/id/nisr/2004/335/regulation/84/1">reg. 84(1)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="regulation-1-1-b" URI="http://www.legislation.gov.uk/id/nisr/2004/335/regulation/1/1/b">reg. 1(1)(b)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Applied="false" Date="2004-11-01" Qualification="wholly in force"/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
</ukm:UnappliedEffects>
</ukm:SecondaryMetadata>
<ukm:Statistics>
<ukm:TotalParagraphs Value="168"/>
<ukm:BodyParagraphs Value="75"/>
<ukm:ScheduleParagraphs Value="93"/>
<ukm:AttachmentParagraphs Value="0"/>
<ukm:TotalImages Value="2"/>
</ukm:Statistics>
</ukm:Metadata>
<Secondary>
<Schedules>
<Schedule DocumentURI="http://www.legislation.gov.uk/nisr/1997/251/schedule/6/made" IdURI="http://www.legislation.gov.uk/id/nisr/1997/251/schedule/6" NumberOfProvisions="19" NumberFormat="default" id="schedule-6">
<Number>SCHEDULE 6</Number>
<TitleBlock>
<Title>Auditors</Title>
</TitleBlock>
<ScheduleBody>
<P1group>
<Title>Appointment</Title>
<P1 DocumentURI="http://www.legislation.gov.uk/nisr/1997/251/schedule/6/paragraph/5/made" IdURI="http://www.legislation.gov.uk/id/nisr/1997/251/schedule/6/paragraph/5" id="schedule-6-paragraph-5">
<Pnumber>5</Pnumber>
<P1para>
<Text>If, in any case, no auditors are appointed as required in paragraph 4, SIB may appoint a person to fill the vacancy.</Text>
</P1para>
</P1>
</P1group>
</ScheduleBody>
</Schedule>
</Schedules>
</Secondary>
</Legislation>