Investments

Use and investment of fund money9

1

The Committee must invest any fund money that is not needed immediately to make payments from the fund.

2

The Committee may vary its investments.

3

The Committee’s investment policy must be formulated with a view—

a

to the advisability of investing fund money in a wide variety of investments; and

b

to the suitability of particular investments and types of investments.

4

The Committee must obtain proper advice at reasonable intervals about its investments.

5

The Committee must consider such advice in taking any steps about its investments.

Statement of investment principles10

1

The Committee must, after consultation with such persons as it considers appropriate, prepare, maintain and publish a written statement of the principles governing its decisions about investments.

2

The statement must cover its policy on—

a

the types of investments to be held,

b

the balance between different types of investments,

c

risk,

d

the expected return on investments,

e

the realisation of investments,

f

the extent (if at all) to which social, environmental or ethical considerations are taken into account in the selection, retention and realisation of investments, and

g

the exercise of the rights (including voting rights) attaching to investments, if it has any such policy.

3

The first such statement must be published on or before 1st December 2000.

4

The written statement must be revised by the Committee in accordance with any material change in its policy on the matters referred to in paragraph (2) and published .

Investments under section 11 of the Trustee Investments Act 196111

1

The Committee may invest in any investment made in accordance with a section 11 scheme without any restriction as to quantity.

2

A “section 11 scheme” is a scheme under section 11 of the Trustee Investments Act 196112 (which enables the Treasury to approve schemes for local authorities to invest collectively).

Restrictions on investments12

1

The limits which apply to certain sorts of investments are set out in the Schedule.

2

The percentages set out in the headings in Part I of the Schedule are the limits on the amount of each description of investment listed under those headings.

3

The percentages referred to in paragraph (2) are percentages of the total value of all existing investments in the fund before making the investment which is subject to the limit.

4

The limits set out in the Schedule only apply at the time the investment is made.

5

The exceptions to the limits are specified in Part II of the Schedule.