| Article 4 | Failure by exporter to notify parties and non-parties of import prior to first international transboundary movement of a GMO intended for deliberate release; |
| Failure to provide the minimum specified information in the notification; and |
| Failure to ensure that the information contained in the notification is accurate. |
| Article 6 | Failure to keep for a minimum of 5 years records of notifications under article 4 of the Council Regulation; acknowledgements of receipt of notifications; and decisions of the Party or non-Party of import; and |
| Failure to send copies of these records to the Competent Authority and to the Commission. |
| Article 7(2) | Failure to copy to the Secretariat any reminder sent to Parties or non-Parties of import. |
| Article 12(1) | Failure to ensure that specified information is contained in a document accompanying the GMO; and |
| Failure to ensure that this information is transmitted to the importer. |
| Article 12(2) | Failure to supply the specified supplemental information in relation to GMOs intended for direct use as food or feed. |
| Article 12(3) | Failure to supply the specified supplemental information in relation to GMOs intended for contained use. |
| Article 12(4) | Failure to supply the specified supplemental information in relation to GMOs intended for deliberate release and any other GMOs to which the Council Regulation applies. |
| Article 13 | Failure to notify Parties of the transit of genetically modified organisms through their territory. |