SCHEDULE

PART 7provisions of the order coming into operation on 6th april 2005

Provisions of the Order

Subject matter

In so far as not already brought into operation, Articles 15, 17, 19, 20, 26, 32, 34 except paragraphs (4) and (7)(g), 39 except paragraph (7)(e), 40, 41, 48, 53, 55, 56, 64, 88, 92, 97, 98, 104, 106, 107, 109, 110, 113, 114, 117, 118 except paragraph (2)(d), 119, 122 except paragraph (10)(a), 123, 124, 125, 127, 129 to 132, 134 except paragraph (6)(d), 135 except paragraph (a) of the definition of “audited scheme accounts” in paragraph (8) and paragraph (12)(a), 136, 151, 162 except paragraph (1)(b), 185, 188 except paragraph (5), 190 and 235

Provisions relating to the Regulator, the Board of the Pension Protection Fund and miscellaneous provisions

Article 3(1)(a), (3) and (4)

Regulator’s functions

Article 4(1) and (2)

Regulator’s objectives

Article 6

Transfer of OPRA’s functions to the Regulator

Articles 9 to 13

Powers in respect of occupational and personal pension schemes

Article 14, except paragraphs (3)(b) and (4)(b)

Pension liberation: interpretation

Article 16(1), (2), (3)(a) and (b) and (4) to (11)

Pension liberation: restraining orders

Article 18

Powers to wind up occupational pension schemes

Articles 21 to 25, 27 and 28

Provisions relating to freezing orders

Articles 29 to 31 and 33

Trustees of occupational pension schemes

Articles 35, 36, 37(1) to (9), (10)(a) to (e), (11) and (12), and 38(1), (2)(a) and (b) and (3) to (5)

Contribution notices where avoidance of employer debt

Article 42

Financial support directions: clearance statements

Article 43(1) to (3), (4)(a) to (f), and (5)

Contribution notices where non-compliance with financial support direction

Articles 44 and 45 Article 46(1) to (9), (10)(a) to (e) and (11)

The sum specified in an Article 43 contribution notice, content and effect of such a notice Article 43 contribution notice: relationship with employer debt

Article 47

Articles 39 to 46: interpretation

Articles 49 to 52

Transactions at an undervalue

Article 54

Regulator’s right to apply under Article 367 of the Insolvency Order

Articles 57 to 63

Register of schemes, register of prohibited trustees and collecting information relevant to the PPF

Articles 65 to 84 (except Article 81(2))

Duty to report breaches of the law, provisions on reports and on information

Article 85(1), (2)(a) to (j) and (3) to (7)

Codes of practice

Article 86(9) to (11)

Procedure for issue and publication of codes of practice

Article 87

Revocation of codes of practice

Article 89

Publication of procedure in relation to regulatory functions

Article 90(1)(a) and (b)(i), (2) and (3)

Application of standard and special procedure

Article 91(1) to (5), (6)(a) to (t) and (v)

Standard procedure

Articles 93 to 95

Special procedure, compulsory review, and duty to have regard to the interests of members etc.

Article 96(1), (2)(a) to (c) and (3) to (5)

Powers to vary or revoke orders, notices or directions etc.

Article 99

Redetermination etc. by the Tribunal

Article 105(1) to (4), (6), (8), (9)(a) and (10) to (12)

Insolvency event, insolvency date and insolvency practitioner

Article 108

Board’s duty where there is a failure to comply with Article 106

Article 111

Duty to assume responsibility for schemes following insolvency event

Article 112

Duty to assume responsibility for schemes following application or notification

Article 115

Protected liabilities

Article 116 except paragraph (6)

Assessment periods

Article 120

Power to validate contraventions of Article 119

Article 121

Board to act as creditor of the employer

Article 126

Articles 124 and 125: interpretation

Article 128

Approval of valuation

Article 133

Circumstances in which Board ceases to be involved with an eligible scheme

Article 138(1), (2)(a) and (c) and (6) to (15)

Requirement to wind up schemes with sufficient assets to meet protected liabilities

Article 144(1) to (3), (5), (6), and (7) in so far as that paragraph relates to Article 156(1)

Transfer notice

Article 145(2)(c)

Effect of Board assuming responsibility for a scheme

Article 156(1)

Relationship with fraud compensation regime

Article 158(2)(a)(i) and (iii) and (3)(a)

Definition of risk-based pension protection levy

Article 174, and Article 175 in so far as it relates to Article 174

Entry of premises, and penalties

Article 176

Warrants

Article 177

Offence of providing false or misleading information to the Board

Article 178

Use of information

Articles 179 to 184

Disclosure of information

Article 186(1) and (2)

Articles 172 to 185: interpretation

Article 187

Publishing reports etc.

Article 198

Backdating the winding up of eligible schemes

Article 234

Conditions for pension protection on transfer of employment

Article 240

Increase in age at which short service benefit must be payable

Article 242

Paternity leave and adoption leave

Article 243

Inalienability of occupational pension

Article 252

Jurisdiction

Article 253

Investigations

Articles 255 to 257

Annual increases in rates of certain occupational and personal pensions

Article 259

Meaning of “working life” in the Pension Schemes Act

Article 262

Meaning of “stakeholder pension scheme”

Article 274(4) and (5)(b)

Disclosure of state pension information

Article 275

Information obtained by the Regulator

Schedule 1, paragraph 1 and Article 3(2) in so far as it relates to that paragraph

The Regulator

Schedule 3

Restricted information held by the Regulator: certain permitted disclosures to facilitate exercise of functions

Schedule 4, paragraphs 2(2)(f) to (h) and 3 and Article 101(3) in so far as it relates to those paragraphs

The Board of the Pension Protection Fund

Schedule 6, and Article 146, in so far as not already brought into operation

Pension compensation provisions

Schedule 7

Restricted information held by the Board: certain permitted disclosures to facilitate exercise of functions

Schedule 8, paragraphs 1 to 19 and Article 188 in so far as it relates to those paragraphs

Reviewable matters

Schedule 10, paragraphs 19(a) and (c), 20, 21, 70(2)(a) and (4) and Article 290(1) in so far as it relates to those paragraphs

Minor and consequential amendments

Schedule 11, in so far as it relates to –

the Pensions (Northern Ireland) Order 1995, the specified repeals in Articles 51(1), 54(3), and 158(1);

the Child Support, Pensions and Social Security Act (Northern Ireland) 2000, section 50;

and Article 291 in so far as it relates to those provisions

Repeals