1 Citation and commencement
1 These Regulations may be cited as the Water Environment (Floods Directive) Regulations (Northern Ireland) 2009 and shall come into operation on 14th December 2009.
Reg. 1 in operation at 14.12.2009, see reg. 1(1)

2 Interpretation
1 The Interpretation Act (Northern Ireland) 1954 shall apply to these Regulations as it applies to an Act of the Assembly.
1954 c.33 (N.I.)
2 In these Regulations—
...
“the 2017 Regulations” means the Water Environment (Water Framework Directive) Regulations (Northern Ireland) 2017;
the Department means the Department for Infrastructure;
“flood” means the temporary covering by water from any source of land not normally covered by water, but does not include a flood solely from a sewerage system;
...
“flood risk” means the combination of the probability of a flood and of the potential adverse consequences, associated with a flood, for human health, the environment, cultural heritage and economic activity;
“flood solely from a sewerage system” means the temporary covering of land by sewage caused solely by a failure or blockage of a sewerage system or which is not connected with any loading on the system by abnormal external hydraulic factors (for example by heavier than usual rainfall or higher than usual river levels);
“Implementation body” means—
(a) Waterways Ireland; or
(b) The Foyle, Carlingford and Irish Lights Commission;
“international river basin district” has the same meaning as in the 2017 Regulations;
“Northern Ireland” has the meaning given by section 98(1) of the Northern Ireland Act 1998;
“public body” means—
(a) a Northern Ireland department;
(b) a department of the Government of the United Kingdom;
(c) a body established by or under a statutory provision;
(d) a statutory undertaker (within the meaning of the Planning (Northern Ireland) Order 1991); or
S.I. 1991/1220 (N.I. 11)
(e) an implementation body;
“river basin district” has the same meaning as in the 2017 Regulations;
“statutory provision” has the meaning given in section 1(f) of the Interpretation Act (Northern Ireland) 1954; and
“the Water Framework Directive” means Directive 2000/60/EC of the European Parliament and of the Council establishing a framework for Community action in the field of water policy.
Words in reg. 2(2) omitted (with application in accordance with reg. 1(b), 4(1) of the amending Rule) by virtue of The Water Environment (Water Framework Directive) Regulations (Northern Ireland) 2017 (S.R. 2017/81), reg. 1(a), Sch. 4 para. 2(2)(a) (with reg. 37)
Words in reg. 2(2) inserted (with application in accordance with reg. 1(b), 4(1) of the amending Rule) by The Water Environment (Water Framework Directive) Regulations (Northern Ireland) 2017 (S.R. 2017/81), reg. 1(a), Sch. 4 para. 2(2)(b) (with reg. 37)
Words in reg. 2(2) substituted (27.7.2018) by The Water Environment (Floods Directive) (Amendment) Regulations (Northern Ireland) 2018 (S.R. 2018/137), regs. 1(1), 2(2)
Words in reg. 2 omitted (31.12.2020) by virtue of The Water and Floods (Amendment) (Northern Ireland) (EU Exit) Regulations 2019 (S.I. 2019/32), regs. 1(1), 4(2); 2020 c. 1, Sch. 5 para. 1(1)
Words in reg. 2(2) substituted (with application in accordance with reg. 1(b), 4(1) of the amending Rule) by The Water Environment (Water Framework Directive) Regulations (Northern Ireland) 2017 (S.R. 2017/81), reg. 1(a), Sch. 4 para. 2(2)(c) (with reg. 37)
1998 c.47
Words in reg. 2(2) substituted (with application in accordance with reg. 1(b), 4(1) of the amending Rule) by The Water Environment (Water Framework Directive) Regulations (Northern Ireland) 2017 (S.R. 2017/81), reg. 1(a), Sch. 4 para. 2(2)(d) (with reg. 37)
O.J. No. L327, 22.12.2000, p.1 as last amended by Directive 2009/31/EC of the European Parliament and of the Council (O.J. No. L140, 5.6.2009, p.114)
3 Any other word or expression used both in these Regulations and in the Floods Directive or in the Water Framework Directive has the same meaning in these Regulations as it has in those Directives.
Reg. 2 in operation at 14.12.2009, see reg. 1(1)

3 Competent authority
The Department is the competent authority for the purposes of the implementation of these Regulations.
Reg. 3 in operation at 14.12.2009, see reg. 1(1)
Words in reg. 3 substituted (31.12.2020) by The Water and Floods (Amendment) (Northern Ireland) (EU Exit) Regulations 2019 (S.I. 2019/32), regs. 1(1), 4(3); 2020 c. 1, Sch. 5 para. 1(1)

4 General duties
1 A Northern Ireland department, each district council, each water undertaker, each sewerage undertaker, each implementation body and the Northern Ireland Fire and Rescue Service Board shall exercise their relevant functions in a manner which secures compliance with the requirements of these Regulations.
Words in reg. 4(1) substituted (31.12.2020) by The Water and Floods (Amendment) (Northern Ireland) (EU Exit) Regulations 2019 (S.I. 2019/32), regs. 1(1), 4(4)(a); 2020 c. 1, Sch. 5 para. 1(1)
2 In exercising its relevant functions, the Department shall ensure that the implementation of the requirements of these Regulations is co-ordinated between the bodies mentioned in paragraph (1).
Words in reg. 4(2) substituted (31.12.2020) by The Water and Floods (Amendment) (Northern Ireland) (EU Exit) Regulations 2019 (S.I. 2019/32), regs. 1(1), 4(4)(b); 2020 c. 1, Sch. 5 para. 1(1)
3 In this regulation “relevant functions” means functions under these Regulations and, so far as material—
(a) in the case of a district council, under every statutory provision conferring functions on a district council;
(b) in any other case, under the statutory provisions listed in Schedule 1.
Reg. 4 in operation at 14.12.2009, see reg. 1(1)

5 Preliminary flood risk assessments
1 The Department shall prepare a preliminary flood risk assessment for the river basin district and the part of each international river basin district lying within Northern Ireland.
2 In the case of an international river basin district the Department shall ensure that relevant information is exchanged with the relevant competent authority in the Republic of Ireland, in connection with the preparation of a preliminary flood risk assessment under paragraph (1).
3 A preliminary flood risk assessment shall be prepared by 22nd December 2011.
4 A preliminary flood risk assessment—
(a) shall be prepared to provide an assessment of potential risks; and
(b) shall be based on available or readily derivable information such as records and studies on long term developments (including, in particular, information on any impact of climate change on the occurrence of floods).
5 A preliminary flood risk assessment shall include the matters mentioned in Schedule 2.
6 A preliminary flood risk assessment and any map included in it by virtue of paragraph 1 of Schedule 2, may also include such other information as the Department considers appropriate.
Reg. 5 in operation at 14.12.2009, see reg. 1(1)

6 Preliminary flood risk assessments: review
1 The Department shall—
(a) by 22nd December 2018 review and, if necessary, update each preliminary flood risk assessment prepared under regulation 5; and
(b) by the end of the period of 6 years beginning with that date, and of each subsequent period of 6 years, review and, if necessary, update the latest preliminary flood risk assessment updated after review under this regulation.
2 The Department shall take into account in any review under this regulation the likely impact of climate change on the occurrence of floods.
3 Regulation 5(2) and (4) to (6) and Schedule 2 apply in relation to the review and updating of a preliminary flood risk assessment.
Reg. 6 in operation at 14.12.2009, see reg. 1(1)

7 Preliminary flood risk assessments: availability for public inspection
The Department shall make available for public inspection copies of the preliminary flood risk assessment for the time being applicable for the river basin district or the part of each international river basin district lying within Northern Ireland.
Reg. 7 in operation at 14.12.2009, see reg. 1(1)

8 Areas of significant flood risk
1 On the basis of a preliminary flood risk assessment but subject to paragraph (2), the Department shall—
(a) for the river basin district; and
(b) for the part of each international river basin district lying within Northern Ireland,
identify any area for which it concludes that potential significant flood risks exist or might be considered likely to occur.
2 The identification under paragraph (1) of any area within a part of an international river basin district lying within Northern Ireland shall be co-ordinated with the relevant competent authority in the Republic of Ireland.
Reg. 8 in operation at 14.12.2009, see reg. 1(1)

9 Area of significant flood risk: reviews
1 Where the Department updates a preliminary flood risk assessment for the river basin district or the part of any international river basin district lying within Northern Ireland under regulation 6(1), it shall review and, if necessary, update the identification of areas within that district or part for which it has concluded that potential significant flood risks exist or might be considered likely to occur.
2 Regulation 8(2) applies in relation to a review and updating of an identification of areas under paragraph (1).
Reg. 9 in operation at 14.12.2009, see reg. 1(1)

10 Preparation of flood hazard maps and flood risk maps
1 Subject to paragraph (3), the Department shall prepare, in relation to the river basin district and the part of each international river basin district lying within Northern Ireland, flood hazard maps and flood risk maps in accordance with this regulation and regulations 11 and 12.
2 Flood hazard maps and flood risk maps shall be prepared—
(a) by 22nd December 2013;
(b) for the areas identified under regulation 8(1); and
(c) at such scale as the Department considers appropriate.
3 In the case of an international river basin district the Department shall ensure that information is exchanged with the relevant competent authority in the Republic of Ireland before flood hazard maps and flood risk maps are prepared under paragraph (1).
Reg. 10 in operation at 14.12.2009, see reg. 1(1)

11 Flood hazard maps
1 Subject to paragraphs (2) and (3), a flood hazard map (or more than one such map taken together) shall show—
(a) the geographical areas which could be flooded according to the following scenarios—
(i) floods with a low probability (or extreme event scenarios);
(ii) floods with a medium probability (likely return period of 100 years or more); and
(iii) floods with a high probability; and
(b) the following elements for each of those scenarios—
(i) the flood extent;
(ii) water depths or water level, whichever is appropriate; and
(iii) where appropriate, the flow velocity or the relevant water flow.
2 But a flood hazard map need not show information referred to in paragraph (1) as respects a flood with a high probability where the Department considers such a flood would be unlikely to have significant adverse consequences for the area which could be flooded by it.
3 The Department may decide that for a coastal area which, in its opinion, is adequately protected from coastal floods, the preparation of a flood hazard map (or more than one such map taken together) may be limited to the scenario referred to in paragraph (1)(a)(i).
Reg. 11 in operation at 14.12.2009, see reg. 1(1)

12 Flood risk maps
1 The potential adverse consequences associated with each flood scenario for which any information referred to in regulation 11(1) is shown in a flood hazard map shall be shown in a flood risk map (or more than one flood risk map taken together) by reference to the matters mentioned in paragraph (2).
2 The matters are—
(a) the indicative number of inhabitants who potentially could be affected;
(b) the type of economic activity in the area which could be flooded;
(c) installations ..., which might cause accidental pollution if any flood scenario referred to in paragraph (1) occurred;
Words in reg. 12(2)(c) omitted (21.12.2018) by virtue of The Water Environment (Floods Directive) (Amendment No. 2) Regulations (Northern Ireland) 2018 (S.R. 2018/196), regs. 1, 2(2)
(d) protected areas which potentially could be affected if any flood scenario referred to in paragraph (1) occurred;
(e) any area which is within a protected area and could be affected by pollution from any installation referred to in sub-paragraph (c); and
(f) such other information as the Department considers useful including the indication of areas where floods with a high content of transported sediments or debris floods can occur and information on other significant sources of pollution.
3 In this regulation “protected area” has the meaning assigned to it by regulation 2 of the 2017 Regulations.
Words in reg. 12(3) substituted (21.12.2018) by The Water Environment (Floods Directive) (Amendment No. 2) Regulations (Northern Ireland) 2018 (S.R. 2018/196), regs. 1, 2(3)
Reg. 12 in operation at 14.12.2009, see reg. 1(1)

13 Flood hazard maps and flood risk maps: review
1 The Department shall—
(a) by 22nd December 2019 review and, if necessary, update each flood hazard map and each flood risk map prepared under regulation 10; and
(b) by the end of the period of 6 years beginning with that date, and of each subsequent period of 6 years, review and, if necessary, update the latest flood hazard map and flood risk map updated after review under this regulation.
2 Regulations 10(2)(b) and (c) and (3), 11 and 12 apply in relation to the review and updating of a flood hazard map and a flood risk map.
Reg. 13 in operation at 14.12.2009, see reg. 1(1)

14 Flood hazard maps and flood risk maps: availability for public inspection
The Department shall make available for public inspection copies of each flood hazard and each flood risk map for the time being applicable to the river basin district or the part of each international river basin district lying within Northern Ireland.
Reg. 14 in operation at 14.12.2009, see reg. 1(1)

15 Flood hazard maps and flood risk maps: co-ordination with the 2017 Regulations
1 The development of the first flood hazard maps and flood risk maps and their subsequent reviews shall be—
(a) co-ordinated with, and may be integrated into, the reviews required by regulations 5(2) and 7(2) of the 2017 Regulations; and
(b) carried out in such a way that the information they contain is consistent with the information provided under the 2017 Regulations.
Reg. 15 substituted (with application in accordance with reg. 1(b), 4(1) of the amending Rule) by The Water Environment (Water Framework Directive) Regulations (Northern Ireland) 2017 (S.R. 2017/81), reg. 1(a), Sch. 4 para. 2(3) (with reg. 37)

16 Flood risk management plans
1 The Department shall prepare a flood risk management plan for the river basin district or a set of such plans co-ordinated at the level of that district.
2 The Department shall ensure co-ordination with the relevant competent authority in the Republic of Ireland with the aim of preparing a single flood risk management plan for each international river basin district or a set of such plans co-ordinated at the level of each international river basin district.
3 Where it appears to the Department that plans for an international river basin district cannot be prepared in accordance with paragraph (2), the Department shall prepare a flood risk management plan or a set of such plans for the part of the international river basin district lying within Northern Ireland.
4 Plans prepared under paragraph (3) shall—
(a) as far as possible, be co-ordinated at the level of the international river basin district; and
(b) not include measures which, by their extent and impact, significantly increase flood risks upstream or downstream in the Republic of Ireland unless the measures have been co-ordinated with the relevant competent authority in the Republic of Ireland and an agreed solution has been found.
5 For the purposes of preparing a flood risk management plan, the Department shall—
(a) set objectives for the management of flood risks for the areas identified under regulation 8(1) focusing on the reduction of potential adverse consequences of flooding for human health, the environment, cultural heritage and economic activity; and
(b) identify measures to achieve those objectives.
6 A flood risk management plan shall include the matters specified in Part I of Schedule 3.
7 A flood risk management plan may contain or be accompanied by such other maps, diagrams, illustrations and descriptive matter as the Department considers appropriate for the purpose of explaining or illustrating any matter in the plan.
8 Any such maps, diagrams, illustrations and descriptive matter are to be treated as forming part of the plan and references to such a plan are to be construed accordingly.
9 A flood risk management plan shall be prepared and published by 22nd December 2015.
Reg. 16 in operation at 14.12.2009, see reg. 1(1)

17 Flood risk management plans: objectives and measures
1 In setting objectives and identifying measures under regulation 16(5)—
(a) the Department shall take account of, so far as relevant—
(i) any impact of climate change on the occurrence of floods within the river basin district to which the plan relates;
(ii) the preliminary flood risk assessment prepared under regulation 5 for the river basin district to which the plan relates;
(iii) the flood hazard maps and the flood risk maps prepared under regulation 10 for the river basin district to which the plan relates;
(iv) the cost of implementing proposed measures;
(v) the benefits (in terms of reducing the potential adverse consequences of flooding for human health, the environment, cultural heritage and economic activity or otherwise) that are likely to be derived from implementing proposed measures;
(vi) flood extent and flood conveyance routes and areas which have the potential to retain flood water such as natural flood plains;
(vii) soil and water management;
(viii) anything done under or in pursuance of the Planning Act (Northern Ireland) 2011 which affects development or the use of land within the river basin district to which the plan relates;
Words in reg. 17(1)(a)(viii) substituted (21.12.2018) by The Water Environment (Floods Directive) (Amendment No. 2) Regulations (Northern Ireland) 2018 (S.R. 2018/196), regs. 1, 2(4)
(ix) the environmental objectives , within the meaning of regulation 2(2) of the 2017 Regulations;
Words in reg. 17(1)(a)(ix) substituted (31.12.2020) by The Water and Floods (Amendment) (Northern Ireland) (EU Exit) Regulations 2019 (S.I. 2019/32), regs. 1(1), 4(5); 2020 c. 1, Sch. 5 para. 1(1)
(x) the conservation of nature whether within or outside the river basin district to which the plan relates; and
(xi) navigation and port infrastructure; and
(b) shall consider, so far as is appropriate, structural and non-structural measures and the reduction of the likelihood of flooding as means of achieving objectives.
2 A flood risk management plan—
(a) shall address all aspects of flood risk management focusing on prevention, protection, preparedness, emergency response, recovery and review including flood forecasts and early warning systems and take into account the characteristics of the particular river basin or sub-basin; and
(b) may also include the promotion of sustainable land use practices, improvement of water retention as well as the controlled flooding of certain areas in the case of a flood.
3 In this regulation any reference to the river basin district to which the plan relates includes an international river basin district or, as the case may be, the part of such a district lying within Northern Ireland.
4 For the purposes of paragraph (1)(b), a measure is structural if it involves the carrying out of any operation on land.
Reg. 17 in operation at 14.12.2009, see reg. 1(1)

18 Flood risk management plans: co-ordination with the 2017 Regulations
1 The development of the first flood risk management plans and their subsequent reviews shall be co-ordinated with, and may be integrated into, the reviews of the river basin management plans required by regulation 26 of the 2017 Regulations.
2 The active involvement of the parties and bodies listed in regulation 19(4) in the development of the first flood risk management plans and their subsequent reviews shall be co-ordinated, as appropriate, with the active involvement of the persons listed in regulation 27(6) of the 2017 Regulations.
Reg. 18 substituted (with application in accordance with reg. 1(b), 4(1) of the amending Rule) by The Water Environment (Water Framework Directive) Regulations (Northern Ireland) 2017 (S.R. 2017/81), reg. 1(a), Sch. 4 para. 2(4) (with reg. 37)

19 Flood risk management plans: public participation
1 The Department shall, in respect of the preparation of a flood risk management plan—
(a) not less than three years before the beginning of the period to which the plan is to relate, publish a timetable and work programme for the preparation of the plan, including a statement of the consultation measures to be taken; and
(b) not less than one year before the beginning of the period to which the plan is to relate, publish a draft of the plan.
2 The Department shall publish the documents referred to in paragraph (1) in a manner calculated to bring them to the attention of persons and bodies likely to be affected by them and, in particular, shall—
(a) make copies of each document accessible to the public free of charge at its headquarters and through its website;
Words in reg. 19(2)(a) substituted (27.7.2018) by The Water Environment (Floods Directive) (Amendment) Regulations (Northern Ireland) 2018 (S.R. 2018/137), regs. 1(1), 2(3)
(b) publish a notice—
(i) stating the fact of publication;
(ii) specifying the arrangements made for making copies of the documents available for public inspection; and
(iii) stating that any person may make representations to the Department in relation to the documents published within a period specified in the notice;
(c) consult the persons and bodies referred to in paragraph (4);
(d) take such steps as it considers appropriate to provide opportunities for the general public and the persons and bodies referred to in paragraph (4) to participate in discussion and the exchange of information or views in relation to the preparation of the plan and, in particular, shall give access to background documents and information used in such preparation; and
(e) invite the public and the persons and bodies referred to in paragraph (4) to make representations in relation to the draft plan.
3 A notice required by paragraph (2)(b) shall be published—
(a) in the Belfast Gazette;
(b) at least once in each of two successive weeks in one or more newspapers circulating in the river basin district; and
(c) on the Department’s website.
4 The persons and bodies to be consulted are—
(a) the Drainage Council;
(b) each district council any part of whose area is within the river basin district;
(c) the harbour authority for each harbour in the river basin district;
(d) the Department of Communities.
Reg. 19(4)(d)(e) substituted (27.7.2018) for reg. 19(4)(d)-(f) by The Water Environment (Floods Directive) (Amendment) Regulations (Northern Ireland) 2018 (S.R. 2018/137), regs. 1(1), 2(4)
(e) the Department of Agriculture, Environment and Rural Affairs.
(g) each water undertaker and each sewerage undertaker;
(h) Waterways Ireland;
(i) the Foyle, Carlingford and Irish Lights Commission;
(j) the relevant competent authority in the Republic of Ireland (in the case of a plan affecting an international river basin district);
(k) such persons or bodies as appear to the Department in relation to the river basin district—
(i) to be representative of the interests of those carrying on any business which relies upon flood risk management; or
(ii) to have an interest in flood risk management; and
(l) such other persons or bodies as the Department considers appropriate.
5 The Department shall take into account any representations relating to each of the documents referred to in paragraph (1) which are received by the Department within a period of six months beginning with the date of publication of the document or such longer period as the Department may allow.
6 In this regulation—
(a) “harbour” and “harbour authority” have the meanings given by section 38 of the Harbours Act (Northern Ireland) 1970; and
1970 c.1 (N.I. 1)
(b) “the river basin district” includes an international river basin district or, as the case may be, the part of an international river basin district lying within Northern Ireland.
Reg. 19 in operation at 14.12.2009, see reg. 1(1)

20 Flood risk management plan: publication
1 The Department shall—
(a) publish a flood risk management plan in such manner as it considers appropriate;
(b) make copies of it available for public inspection;
(c) make copies of it available to the public; and
(d) publicise the publication of the plan.
2 In making copies of a plan available to the public under paragraph (1)(c), the Department may charge a reasonable fee for each copy.
Reg. 20 in operation at 14.12.2009, see reg. 1(1)

21 Flood risk management plans: review
1 The Department shall—
(a) by 22nd December 2021 review and, if necessary, update each flood risk management plan prepared under regulation 16; and
(b) by the end of the period of 6 years beginning with that date, and each subsequent period of 6 years, review and, if necessary, update the latest flood risk management plan updated under this regulation.
2 An updated plan shall include (in addition to the matters required to be included by regulation 16(6)) the matters specified in Part 2 of Schedule 3.
3 The Department shall take into account in any review under this regulation the likely impact of climate change on the occurrence of floods.
4 Regulations 16(2) to (8) and 17 to 20 apply in relation to the preparation of an updated flood risk management plan.
Reg. 21 in operation at 14.12.2009, see reg. 1(1)

22 Provision of information and assistance by public bodies
A public body shall, on being requested to do so by the Department, provide the Department with such information in its possession or under its control and such assistance as the Department may reasonably seek in connection with the exercise of any of the Department’s functions under these Regulations.
Reg. 22 in operation at 14.12.2009, see reg. 1(1)

23 Guidance to public bodies
The Department may give guidance to any public body on the implementation of these Regulations, and the body to whom guidance is issued shall have regard to it.
Reg. 23 in operation at 14.12.2009, see reg. 1(1)
Words in reg. 23 substituted (31.12.2020) by The Water and Floods (Amendment) (Northern Ireland) (EU Exit) Regulations 2019 (S.I. 2019/32), regs. 1(1), 4(6); 2020 c. 1, Sch. 5 para. 1(1)
Sealed with the Official Seal of the Department of Agriculture and Rural Development on 20th November 2009.
John C Clarke A senior officer of the Department of Agriculture and Rural Development