PART 5 Funding statements, benefit statements and illustrations
SCHEDULES
1.The conditions persons must meet to become members of the...
4.A statement relating to the matters mentioned in paragraph 3—...
4A.Where the member has flexible benefits, a statement explaining the...
4B.Subject to paragraph 4C Where the member has safeguarded benefits...
6.A statement that explains whether transfers can be made into...
7.The arrangements, if any, for the payment by members of...
9.Where the scheme is the National Employment Savings Trust Corporation...
10.A statement that— (a) the Money and Pensions Service is...
11.The postal address and electronic address at which each of...
12.Except where the scheme has no relevant employment which is...
15.The following information about benefits payable under the scheme (referred...
16.Where the member has money purchase benefits, a statement that...
16A.Where the member has rights to cash balance benefits, a...
17.Except where the scheme is a public service pension scheme,...
18.(1) The scheme’s internal dispute resolution arrangements.
19.The following information about benefits payable under the scheme (referred...
20.A statement that explains whether transfers can be made into...
22.A statement relating to the matters mentioned in paragraph 21—...
22A.Where the member has flexible benefits, a statement explaining the...
22B.Subject to paragraph 22C Where the member has safeguarded benefits...
23.(1) The scheme’s internal dispute resolution arrangements.
24.A statement that— (a) the Money and Pensions Service is...
25.The postal address and electronic address at which each of...
28.Where the member has money purchase benefits, a statement that...
28A.Where the member has rights to cash balance benefits, a...
Information to be given on request
PART 3 Information on funding principles and actuarial valuations etc.
8.The latest statement of funding principles where required under Article...
11.Any recovery plan prepared under Article 205 of the 2005...
12.The latest payment schedule under Article 85 of the 1995...
13.The latest statement of principles governing decisions about investments where...
14.A summary of the winding up procedure under Article 210A...
PART 5 Information that applies to the scheme
18.The provisions of the scheme in relation to the appointment...
19.The names of the professional advisers and of such banks,...
20.The postal address and electronic address to which enquiries about...
21.The number of beneficiaries and active, deferred and pensioner members...
24.A statement as to whether the accounts have been prepared...
25.If the auditor’s statement made in accordance with regulations made...
27.Who has managed the investments of the scheme during the...
28.Whether the trustees have produced a statement of the principles...
29.Except in relation to a wholly insured scheme, a statement...
32.Except where the scheme is a trust scheme that applies...
34.Where the scheme is a relevant scheme within the meaning...
34A.Where the trustees are required to publish a report on...
2.In the case of the first summary funding statement issued...
3.In the case of any subsequent summary funding statement, an...
4.The actuary’s estimate of solvency contained in the last actuarial...
5.A summary of any recovery plan prepared under Article 205...
6.A statement explaining— (a) whether the scheme has been modified...
7.Where there has been a modification, directions or a schedule...
8.A statement explaining whether any payment to the employer under...
10.Where the trustees are required to publish a report on...
Statements of benefits: non money purchase benefits
Statements of benefits: money purchase benefits and cash balance benefits
PART 1 Information for all money purchase members
1.The amount of contributions (before any deductions are made) credited...
2.Where an occupational pension scheme was a contracted-out scheme at...
3.(1) Where a personal pension scheme was an appropriate scheme...
4.The value of the member’s accrued rights under the scheme...
5A.Where the scheme is a relevant scheme within the meaning...
5B.In relation to the information that must be published on...
5C.Where the trustees are required to publish a report on...
6.For money purchase benefits, an illustration of the amount of...
6A.For cash balance benefits, an illustration of the amount of...
8.(1) The assumptions are— (a) where the calculation relates to...
9.A statement that the information given under this Part is...
12.A statement that any amounts in the information given under...
13.The member’s retirement date used for the purposes of the...
14.The illustration date used for the purposes of the information...
PART 3 Further information to be given on pension illustration
Information to be given by schemes that relates to accessing benefits
PART 1 Information to be given to persons having an opportunity to select an annuity
1.A statement that the person has an opportunity to select...
2.A statement that the person has an opportunity to select...
3.A statement that different annuities have different features and different...
4.Either— (a) an explanation of the characteristic features of the...
5.A statement that the person should consider taking advice about...
PART 2 Information on accessing benefits for members and survivors
PART 3 Information to be given to members having an opportunity to transfer flexible benefits
Information to be given by schemes about winding up
PART 1 Information to be given by occupational pension schemes during winding up
PART 2 Information to be given by occupational pension schemes after winding up
PART 3 Information to be given by personal pension schemes after winding up
1.In the Occupational Pension Schemes (Preservation of Benefit) Regulations (Northern...
2.In regulation 3(3) of the Occupational Pension Schemes (Contracting-out) Regulations...
3.In regulation 11 of the Occupational Pension Schemes (Transfer Values)...
4.In the Occupational Pension Schemes (Winding Up) Regulations (Northern Ireland)...
5.In the Occupational Pension Schemes (Requirement to obtain Audited Accounts...
6.In regulation 6(5)(b)(ii) of the Occupational Pension Schemes (Discharge of...
7.After regulation 10 of the Pensions on Divorce etc. (Provision...
8.In the Pension Sharing (Pension Credit Benefit) Regulations (Northern Ireland)...
9.In the Stakeholder Pension Schemes Regulations (Northern Ireland) 2000—
10.In regulation 5A of the Personal Pension Schemes (Payments by...
11.In regulation 7 of the Occupational Pension Schemes (Winding Up...
12.In regulation 13 of the Occupational Pension Schemes (Independent Trustee)...
13.In the Occupational Pension Schemes (Winding up, etc.) Regulations (Northern...
14.In regulation 11 of the Occupational and Personal Pension Schemes...
15.In the Occupational Pension Schemes (Payments to Employer) Regulations (Northern...
16.In regulation 20 of the Pensions (2008 Act) (Abolition of...
Information to be given on the pensions guidance and members’ benefits
PART 1 Information on the pensions guidance
1.A statement that pensions guidance is available to help the...
2.A statement that the pensions guidance may be accessed on...
3.The phone number and website address at which the pensions...
4.A statement that the pensions guidance is free and impartial....
5.A statement that the person should access the pensions guidance...