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4.—(1) Subject to paragraphs (2), (3) and (6), the trustees or managers of an occupational pension scheme that falls within paragraph 1 of Schedule 1 must give information in accordance with regulations 6, 8 to 22, 24 and 25.
(2) Regulations 9, 10, 12, 13 and 15 do not apply to a public service pension scheme(1) if—
(a)there are no requirements for assets related to the intended rate or amount of benefit under the scheme to be set aside in advance (disregarding requirements relating to additional voluntary contributions);
(b)it is made under Article 9 of the Superannuation (Northern Ireland) Order 1972(2) (superannuation of persons employed in local government service, etc.), or
(c)it is made under Part 2 of the Ministerial Salaries and Members’ Pensions Act (Northern Ireland) 1965(3) or Article 3 of the Assembly Pensions (Northern Ireland) Order 1976(4).
(3) Regulation 17 does not apply to a stakeholder pension scheme within the meaning of Article 3(5) of the 1999 Order.
(4) Subject to paragraph (6), the trustees or managers of a pension scheme that is—
(a)an occupational pension scheme that does not fall within paragraph 1 of Schedule 1, or
(b)established under the Salvation Army Act 1963(6),
must give information in accordance with regulation 7.
(5) Subject to paragraphs (3) and (6), the managers of a personal pension scheme that falls within paragraph 2 of Schedule 1 must give information in accordance with regulations 10, 17 to 19, 21 and 23.
(6) Paragraphs (1), (4) and (5) do not require the trustees or managers of a scheme to give information to—
(a)a member or prospective member if no person who employs that member in relevant employment has informed the trustees or managers of the scheme that that member is a member or prospective member;
(b)a recognised trade union if no person who employs a member or prospective member in relation to whom the trade union is a recognised trade union has informed the trustees or managers of the scheme that the trade union is a recognised trade union, or
(c)a member of an occupational pension scheme where all the members are trustees or managers of the scheme.
(7) When any information is given in accordance with paragraph (1), (4) or (5), it must be accompanied by the postal address and electronic address to which a person should send requests for further information or any other enquiry.
Commencement Information
I1Reg. 4 in operation at 6.4.2014, see reg. 1(1)
See section 1 of the Pension Schemes (Northern Ireland) Act 1993
S.I. 1972/1073 (N.I. 10); Article 9 was amended by Article 34 of the Local Government (Northern Ireland) Order 2005 (S.I. 2005/1968 (N.I. 18))
Article 3 was amended by Article 262(3) of the Pensions (Northern Ireland) Order 2005, Article 16(2) of S.I. 2006/745 and paragraph 37(a) of Schedule 4 to the Pensions Act (Northern Ireland) 2008
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