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Introductory Text
PART 1 INTRODUCTION
1.Citation and commencement
2.Interpretation
3.Default arrangement
PART 2 RESTRICTIONS ON CHARGES
4.Restrictions on charges
5.Prohibited charge structures
6.Limits on charges
7.Assessment of charges
8.Alternative assessment of charges
9.Member agreement for services
10.Charge limits adjustment
11.Non-contributing members
12.Amendment of the Stakeholder Pension Schemes Regulations
13.Amendment of the Occupational and Personal Pension Schemes (Consultation by Employers) Regulations and the Occupational Pension Schemes (Modification of Schemes) Regulations
PART 3
CHAPTER 1 GOVERNANCE OF RELEVANT SCHEMES
14.Definition of “relevant scheme”
15.Appointment of service providers
16.Appointment of chair of trustees or managers
17.Annual statement regarding governance
18.Requirements for processing financial transactions
19.Assessment of charges and costs
20.Requirements relating to default arrangement
CHAPTER 2 ADDITIONAL GOVERNANCE REQUIREMENTS FOR RELEVANT MULTI-EMPLOYER SCHEMES
21.Definition of “relevant multi-employer scheme”
22.Additional requirements for relevant multi-employer schemes
23.Administration Regulations: further amendment
PART 4 COMPLIANCE
24.Amendment of the Register of Occupational and Personal Pension Schemes Regulations
25.Amendment of Article 9(7) of the 2005 Order
26.Compliance notices
27.Third party compliance notices
28.Penalty notices
29.Penalty notices: recovery
30.Penalty notices: recovery from bodies corporate
31.Review of penalty notices
32.References to First-tier Tribunal or Upper Tribunal
Signature
Explanatory Note