SCHEDULE 6Continuity option 1: transfer out and winding up

Periodic income

7.

(1)

Where a person was a pensioner beneficiary of the scheme immediately prior to the beginning of the winding-up period, or would have become a pensioner beneficiary of the scheme during the winding-up period but for the provisions of this Schedule, the trustees must pay that person a periodic income under and in accordance with this paragraph.

(2)

A payment of periodic income by a scheme under this paragraph is not a payment of benefits (including pension) under the scheme.

(3)

The periodic income is payable to a person who was a pensioner beneficiary of the scheme immediately prior to the beginning of the winding–up period during the period beginning with the date of the winding-up commencement time and continuing until the earlier of the date of the discharge time in relation to that person or the date that person would otherwise have ceased to be a pensioner beneficiary.

(4)

The periodic income is payable to a person who would have become a pensioner beneficiary of the scheme during the winding-up period but for the provisions of this Schedule during the period beginning with the date that person would have become a pensioner beneficiary and continuing until the earlier of the date of the discharge time in relation to that person or the date that person would otherwise have ceased to be a pensioner beneficiary.

(5)

In the case of a person who was a pensioner beneficiary immediately prior to the beginning of the winding-up period, payments of periodic income before the initial quantification has been carried out must be made—

(a)

on the same date that a payment of pension would have been due to be made to that person had the winding-up of the scheme not commenced, and

(b)

at the same rate or amount as the last payment of pension made to that person before the beginning of the winding-up period.

(6)

In the case of a person who would have become a pensioner beneficiary of the scheme during the winding-up period but for the provisions of this Schedule, payments of periodic income before the initial quantification has been carried out must—

(a)

be made on the same date that a payment of pension would have been due to be made to that person had the winding-up of the scheme not commenced, and

(b)

be calculated by reference to the last actuarial valuation carried out before the beginning of the winding-up period.

(7)

After the initial quantification has been carried out, the amount or rate of the periodic income payable to a person must—

(a)

be calculated by reference to the amount that represents the value of the person’s accrued rights to benefits under the scheme;

(b)

until the winding-up quantification has been carried out, be calculated and paid on the basis of the initial estimate;

(c)

after the winding-up quantification has been carried out, be calculated and paid on the basis of the latest of the winding-up quantification or any subsequent quantification;

(d)

be adjusted from time to time to take account of any subsequent quantification carried out up to and including the penultimate quantification.