Search Legislation

Advanced Search

The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018

Help about what version

What Version

  • Draft legislation
Help about opening options

Opening Options

Draft Legislation:

This is a draft item of legislation. This draft has since been made as a UK Statutory Instrument: The Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2018 (revoked) No. 1403

  1. Introductory Text

  2. PART 1 General

    1. 1.Citation and commencement

  3. PART 2 Amendment of secondary legislation: European Communities Act 1972

    1. 2.The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017

    2. 3.The Data Reporting Services Regulations 2017

  4. PART 3 Amendment of secondary legislation: European Union (Withdrawal) Act 2018

    1. CHAPTER 1 The Regulated Activities Order

      1. 4.Amendments to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001

    2. CHAPTER 2 The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017

      1. 5.The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017

      2. 6.Introductory provisions

      3. 7.Interpretation

      4. 8.Exempt and third country investment firms

      5. 9.Algorithmic trading

      6. 10.Direct electronic access

      7. 11.Acting as a general clearing member

      8. 12.Synchronisation of business clocks

      9. 13.Interpretation of Part 4

      10. 14.Removal of persons from the management board

      11. 15.Miscellaneous FCA functions

      12. 16.Administration and Enforcement of Parts 3, 4 and 5

    3. CHAPTER 3 The Data Reporting Services Regulations 2017

      1. 17.The Data Reporting Services Regulations 2017

      2. 18.Introductory provisions

      3. 19.Authorisation of data reporting services

      4. 20.Temporary authorisation

      5. 21.Operating requirements

      6. 22.Administration and enforcement

      7. 23.Miscellaneous

  5. PART 4 Amendment of EU Regulations

    1. CHAPTER 1 Amendment of Markets in Financial Instruments Regulation

      1. 24.Markets in Financial Instruments Regulation

      2. 25.Subject matter and scope

      3. 26.Definitions

      4. 27.Transparency for trading venues

      5. 28.Transparency for systematic internalisers and investment firms trading OTC

      6. 29.Transaction reporting

      7. 30.Derivatives

      8. 31.Non-discriminatory clearing access for financial instruments

      9. 32.Supervisory measures on product intervention and positions

      10. 33.Provision of services and performance of activities by third-country firms following an equivalence decision

      11. 34.Delegated and implementing acts

      12. 35.Final provisions

      13. 36.Professional clients

      14. 37.Transfer of Functions

    2. CHAPTER 2 Commission Delegated Regulation 2017/565

      1. 38.Commission Regulation 2017/565

      2. 39.Application, scope and definitions

      3. 40.Systematic internalisers

      4. 41.Algorithmic trading and electronic access

      5. 42.Organisation requirements

      6. 43.Conflicts of interest

      7. 44.Investment research and marketing

      8. 45.Underwriting and placing

      9. 46.Information to clients

      10. 47.Investment Advice

      11. 48.Best execution

      12. 49.Eligible counterparties

      13. 50.Record-keeping

      14. 51.SME growth market

      15. 52.Operating obligations for trading venues

      16. 53.Position reporting in commodity derivatives

      17. 54.Data provision obligations for data reporting service providers

      18. 55.Final provisions

      19. 56.Annexes

    3. CHAPTER 3 Commission Delegated Regulation 2017/567

      1. 57.Commission Delegated Regulation 2017/567

      2. 58.Interpretation

      3. 59.Determining liquid markets for equity instruments

      4. 60.Data publication obligations for systematic internalisers

      5. 61.Supervisory measures on product intervention and position management

  6. Signature

  7. Explanatory Note

Back to top

Options/Help

Print Options

You have chosen to open The Whole Instrument

The Whole Instrument you have selected contains over 200 provisions and might take some time to download. You may also experience some issues with your browser, such as an alert box that a script is taking a long time to run.

Would you like to continue?

You have chosen to open The Whole Instrument as a PDF

The Whole Instrument you have selected contains over 200 provisions and might take some time to download.

Would you like to continue?

You have chosen to open the Whole Instrument

The Whole Instrument you have selected contains over 200 provisions and might take some time to download. You may also experience some issues with your browser, such as an alert box that a script is taking a long time to run.

Would you like to continue?

Close

Legislation is available in different versions:

Latest Available (revised):The latest available updated version of the legislation incorporating changes made by subsequent legislation and applied by our editorial team. Changes we have not yet applied to the text, can be found in the ‘Changes to Legislation’ area.

Original (As Enacted or Made): The original version of the legislation as it stood when it was enacted or made. No changes have been applied to the text.

Close

Opening Options

Different options to open legislation in order to view more content on screen at once

Close

Draft Explanatory Memorandum

Draft Explanatory Memorandum sets out a brief statement of the purpose of a Draft Statutory Instrument and provides information about its policy objective and policy implications. They aim to make the Draft Statutory Instrument accessible to readers who are not legally qualified and accompany any Statutory Instrument or Draft Statutory Instrument laid before Parliament from June 2004 onwards.

Close

More Resources

Access essential accompanying documents and information for this legislation item from this tab. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as enacted version that was used for the print copy
  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • correction slips
  • links to related legislation and further information resources
Close

Impact Assessments

Impact Assessments generally accompany all UK Government interventions of a regulatory nature that affect the private sector, civil society organisations and public services. They apply regardless of whether the regulation originates from a domestic or international source and can accompany primary (Acts etc) and secondary legislation (SIs). An Impact Assessment allows those with an interest in the policy area to understand:

  • Why the government is proposing to intervene;
  • The main options the government is considering, and which one is preferred;
  • How and to what extent new policies may impact on them; and,
  • The estimated costs and benefits of proposed measures.
Close

More Resources

Use this menu to access essential accompanying documents and information for this legislation item. Dependent on the legislation item being viewed this may include:

  • the original print PDF of the as made version that was used for the print copy
  • correction slips

Click 'View More' or select 'More Resources' tab for additional information including:

  • lists of changes made by and/or affecting this legislation item
  • confers power and blanket amendment details
  • all formats of all associated documents
  • links to related legislation and further information resources

The data on this page is available in the alternative data formats listed: