The Financial Services (Miscellaneous) (Amendment) (EU Exit) (No. 3) Regulations 2019

The Financial Regulators’ Powers (Technical Standards etc.) (Amendment) (EU Exit) Regulations 2018

8.—(1) In the Financial Regulators’ Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018(1) the Schedule is amended as follows.

(2) After paragraph 11, insert—

“Fourth Money Laundering Directive

11A.   Commission Delegated Regulation (EU) 2019/758 of 31 January 2019 supplementing Directive (EU) 2015/849 of the European Parliament and of the Council with regard to regulatory technical standards for the minimum action and the type of additional measures credit and financial institutions must take to mitigate money laundering and terrorist financing risk in certain third countries(2).”.

(3) After paragraph 67, insert—

“67A.   Commission Implementing Regulation (EU) 2019/410 of 29 November 2018 laying down implementing technical standards with regard to the details and structure of the information to be notified, in the field of payment services, by competent authorities to the European Banking Authority pursuant to Directive (EU) 2015/2366 of the European Parliament and of the Council(3).

67B.   Commission Delegated Regulation (EU) 2019/411 of 29 November 2018 supplementing Directive (EU) 2015/2366 of the European Parliament and of the Council with regard to regulatory technical standards setting technical requirements on development, operation and maintenance of the electronic central register within the field of the payment services and on access to the information contained therein(4).”.

(4) After paragraph 69, insert—

“Securities Financing Transactions Regulation

69A.   Commission Delegated Regulation (EU) 2019/357 of 13 December 2018 supplementing Regulation (EU) 2015/2365 of the European Parliament and of the Council with regard to regulatory technical standards on access to details of securities financing transactions (SFTs) held in trade repositories(5).

69B.   Commission Delegated Regulation (EU) 2019/358 of 13 December 2018 supplementing Regulation (EU) 2015/2365 of the European Parliament and of the Council with regard to regulatory technical standards on the collection, verification, aggregation, comparison and publication of data on securities financing transactions (SFTs) by trade repositories(6).

69C.   Commission Delegated Regulation (EU) 2019/359 of 13 December 2018 supplementing Regulation (EU) 2015/2365 of the European Parliament and of the Council with regard to regulatory technical standards specifying the details of the application for registration and extension of registration as a trade repository(7).

69D.   Commission Implementing Regulation (EU) 2019/364 of 13 December 2018 laying down implementing technical standards with regard to the format of applications for registration and extension of registration of trade repositories in accordance with Regulation (EU) 2015/2365 of the European Parliament and of the Council(8).

69E.   Commission Implementing Regulation (EU) 2019/365 of 13 December 2018 laying down implementing technical standards with regard to the procedures and forms for exchange of information on sanctions, measures and investigations in accordance with Regulation (EU) 2015/2365 of the European Parliament and of the Council(9).”

“Securitisation Regulation

69F.   Commission Delegated Regulation (EU) 2019/885 of 5 February 2019 supplementing Regulation (EU) 2017/2402 of the European Parliament and of the Council with regard to regulatory technical standards specifying information to be provided to a competent authority in an application for authorisation of a third party assessing STS compliance”.

(5) After paragraph 113A, insert—

“113B.   Commission Delegated Regulation (EU) 2019/348 of 25 October 2018 supplementing Directive 2014/59/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the criteria for assessing the impact of an institution’s failure on financial markets, on other institutions and on funding conditions (10).”

(6) After paragraph 184, insert—

“Securities Financing Transactions Regulation

184A.   Commission Delegated Regulation (EU) 2019/356 of 13 December 2018 supplementing Regulation (EU) 2015/2365 of the European Parliament and of the Council with regard to regulatory technical standards specifying the details of securities financing transactions (SFTs) to be reported to trade repositories(11).

184B.   Commission Implementing Regulation (EU) 2019/363 of 13 December 2018 laying down implementing technical standards with regard to the format and frequency of reports on the details of securities financing transactions (SFTs) to trade repositories in accordance with Regulation (EU) 2015/2365 of the European Parliament and of the Council and amending Commission Implementing Regulation (EU) No 1247/2012 with regard to the use of reporting codes in the reporting of derivative contracts(12).”.

(1)

S.I. 2018/1115, amended by S.I. 2019/576.

(2)

OJ L 125, 14.5.2019, p. 4-10.

(3)

OJ L 73, 15.3.2019, p. 20-83.

(4)

OJ L 73, 15.3.2019, p. 84-92.

(5)

OJ L 81, 22.3.2019, p. 22-29.

(6)

OJ L 81, 22.3.2019, p. 30-44.

(7)

OJ L 81, 22.3.2019, p. 45-57.

(8)

OJ L 81, 22.3.2019, p. 125-127.

(9)

OJ L 81, 22.3.2019, p. 128-133.

(10)

OJ L 63, 4.3.2019, p. 1-11.

(11)

OJ L 81, 22.3.2019, p. 1-21.

(12)

OJ L 81, 22.3.2019, p. 85-124.