6(3)

Company failing to deliver to registrar notice or other document, following alteration of its objects.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

F312(3B)

Person making false statement under section 12(3A) which he knows to be false or does not believe to be true

1.On indictment

2.Summary

2 years or a fine; or both

6 months or the statutory maximum; or both

18(3)

Company failing to register change in memorandum or articles.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

19(2)

Company failing to send to one of its members a copy of the memorandum or articles, when so required by the member.

Summary

One-fifth of the statutory maximum.

20(2)

Where company’s memorandum altered, company issuing copy of the memorandum without the alteration.

Summary.

One-fifth of the statutory maximum for each occasion on which copies are so issued after the date of the alteration.

28(5)

Company failing to change name on direction of Secretary of State.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

F430(5C)

Person making false statement under section 30(5A) which he knows to be false or does not believe to be true

1.On indictment

2.Summary

2 years or a fine; or both

6 months or the statutory maximum; or both

31(5)

Company altering its memorandum or articles, so ceasing to be exempt from having “limited” as part of its name.

Summary.

The statutory maximum.

One-tenth of the statutory maximum.

31(6)

Company failing to change name, on Secretary of State’s direction, so as to have “limited” (or Welsh equivalent) at the end.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

Section of Act creating offence

General nature of offence

Mode of prosecution

Punishment

Daily default fine (where applicable)

32(4)

Company failing to comply with Secretary of State’s direction to change its name, on grounds that the name is misleading.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

33

Trading under misleading name (use of “public limited company” or Welsh equivalent F5etc. when not so entitled); purporting to be a private company.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

3 4

Trading or carrying on business with improper use of “limited” or “cyfyngedig”.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

F6 34A

Trading with improper use of “community interest company” etc.

Trading with improper use of “community interest company” etc.

Level 3 on the standard scale

One-tenth of level 3 on the standard scale.

F743(3B)

Person making false statement under section 43(3A) which he knows to be false or does not believe to be true

1.On indictment

2.Summary

2 years or a fine; or both

6 months or the statutory maximum; or both

F849(8B)

Person making false statement under section 49(8A) which he knows to be false or does not believe to be true

1.On indictment

2.Summary

2 years or a fine; or both

6 months or the statutory maximum; or both

54(10)

Public company failing to give notice, or copy of court order, to registrar, concerning application to re-register as private company.

Summary

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

56(4)

. . . F9

. . . F9

. . . F9

61

. . . F9

. . . F9

. . . F9

. . . F9

64(5)

. . . F9

. . . F9

. . . F9

. . . F9

70(1)

. . . F9

. . . F9

. . . F9

. . . F9

78(1)

. . . F9

. . . F9

. . . F9

. . . F9

80(9)

Directors exercising company’s power of allotment without the authority required by section 80(1).

1. On indictment.

A fine.

2. Summary.

The statutory maximum.

Section of Act creating offence

General nature of offence

Mode of prosecution

Punishment

Daily default fine (where applicable)

81(2)

. . . F9

. . . F9

. . . F9

82(5)

. . . F9

. . . F9

. . . F9

86(6)

. . . F9

. . . F9

. . . F9

. . . F9

87(4)

. . . F9

. . . F9

. . . F9

. . . F9

88(5)

Officer of company failing to deliver return of allotments, etc., to registrar.

1. On indictment.

A fine.

2. Summary.

The statutory maximum.

One-tenth of the statutory maximum.

95(6)

Knowingly or recklessly authorising or permitting misleading, false or deceptive material in statement by directors under section 95(5).

1. On indictment.

2 years or a fine; or both.

2. Summary.

6 months or the statutory maximum; or both.

97(4)

. . . F9

. . . F9

. . . F9

. . . F9

110(2)

Making misleading, false or deceptive statement in connection with valuation under section 103 or 104.

1. On indictment.

2 years or a fine; or both.

2. Summary.

6 months or the statutory maximum; or both.

111(3)

Officer of company failing to deliver copy of asset valuation report to registrar.

1. On indictment.

A fine.

2. Summary.

The statutory maximum.

One-tenth of the statutory maximum.

Section of Act creating offence

General nature of offence

Mode of prosecution

Punishment

Daily default fine (where applicable)

111(4)

Company failing to deliver to registrar copy of resolution under section 104(4), with respect to transfer of an asset as consideration for allotment.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

114

Contravention of any of the provisions of sections 99 to 104, 106.

1. On indictment.

A fine.

2. Summary.

The statutory maximum.

117(7)

F10. . .

F10. . .

F10. . .

F10. . .

F10. . .

117(7A)

F10. . .

F10. . .

F10. . .

122(2)

Company failing to give notice to registrar of reorganisation of share capital.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

123(4)

Company failing to give notice to registrar of increase of share capital.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

127(5)

Company failing to forward to registrar copy of court order, when application made to cancel resolution varying shareholders’ rights.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

128(5)

Company failing to send to registrar statement or notice required by section 128 (particulars of shares carrying special rights).

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

129(4)

Company failing to deliver to registrar statement or notice required by section 129 (registration of newly created class rights).

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

141

Officer of company concealing name of creditor entitled to object to reduction of capital, or wilfully misrepresenting nature or amount of debt or claim, etc.

1. On indictment.

A fine.

2. Summary.

The statutory maximum.

142(2)

Director authorising or permitting non-compliance with section 142 (requirement to convene company meeting to consider serious loss of capital).

1. On indictment.

A fine.

2. Summary.

The statutory maximum.

Section of Act creating offence

General nature of offence

Mode of prosecution

Punishment

Daily default fine (where applicable)

143(2)

Company acquiring its own shares in breach of section 143.

1. On indictment.

In the case of the company, a fine.

In the case of an officer of the company who is in default, 2 years or a fine; or both.

2. Summary.

In the case of the company, the statutory maximum.

In the case of an officer of the company who is in default, 6 months or the statutory maximum; or both.

149(2)

Company failing to cancel its own shares, acquired by itself, as required by section 146(2); or failing to apply for re-registration as private company as so required in the case there mentioned.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

151(3)

Company giving financial assistance towards acquisition of its own shares.

1. On indictment.

Where the company is convicted, a fine.

Where an officer of the company is convicted, 2 years or a fine; or both.

2. Summary.

Where the company is convicted, the statutory maximum.

Where an officer of the company is convicted, 6 months or the statutory maximum; or both.

156(6)

Company failing to register statutory declaratio n F11 or statement under section 155.

Summary.

The statutory maximum.

One-fiftieth of the statutory maximum.

156(7)

Director making statutory declaration F11 or statement under section 155, without having reasonable grounds for opinion expressed in it.

1. On indictment.

2 years or a fine; or both.

F12162G

Contravention of any provision of sections 162A–162F (dealings by company in treasury shares, etc)

Section of Act creating offence

General nature of offence

Mode of prosecution

Punishment

Daily default fine (where applicable)

169(6)

Default by company’s officer in delivering to registrar the return required by section 169 (disclosure by company of purchase of own shares).

1. On indictment.

A fine.

2. Summary

The statutory maximum.

One-tenth of the statutory maximum.

169(7)

Company failing to keep copy of contract, etc., at registered office; refusal of inspection to person demanding it.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

F13169A(4)

Default by company’s officer in delivering to registrar the return required by section 169A (disclosure by company of cancellation or disposal of treasury shares)

One-tenth of the statutory maximum.

173(6)

Director making statutory declaration under section 173 without having reasonable grounds for the opinion expressed in the declaration.

1. On indictment.

2 years or a fine; or both.

2. Summary.

6 months or the statutory maximum; or both.

175(7)

Refusal of inspection of statutory declaration and auditors’ report under section 173, etc.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

176(4)

Company failing to give notice to registrar of application to court under section 176, or to register court order.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

183(6)

F10. . .

F10. . .

F10. . .

F10. . .

185(5)

F10. . .

F10. . .

F10. . .

F10. . .

189(1)

F10. . .

F10. . .

F10. . .

F10. . .

F10. . .

189(2)

F10. . .

F10. . .

F10. . .

F10. . .

F10. . .

191(4)

F10. . .

F10. . .

F10. . .

F10. . .

Section of Act creating offence

General nature of offence

Mode of prosecution

Punishment

Daily default fine (where applicable)

210(3)

F14. . .

F14. . .

F14. . .

F14. . .

F14. . .

211(10)

F14. . .

F14. . .

F14. . .

F14. . .

214(5)

F14. . .

F14. . .

F14. . .

F14. . .

F14. . .

215(8)

F14. . .

F14. . .

F14. . .

F14. . .

F14. . .

216(3)

F14. . .

F14. . .

F14. . .

F14. . .

F14. . .

217(7)

F14. . .

F14. . .

F14. . .

F14. . .

218(3)

F14. . .

F14. . .

F14. . .

F14. . .

219(3)

F14. . .

F14. . .

F14. . .

F14. . .

F15221(5) or 222(4)

F10. . .

F10. . .

F10. . .

F10. . .

F10. . .

F15222(6)

F10. . .

F10. . .

F10. . .

F10. . .

F10. . .

F15231(6)

F10. . .

F10. . .

F10. . .

F10. . .

F15232(4)

F10. . .

F10. . .

F10. . .

F16233(5)

F10. . .

F10. . .

F10. . .

F10. . .

F10. . .

F15233(6)

F10. . .

F10. . .

F10. . .

F15234(5)

F10. . .

F10. . .

F10. . .

F10. . .

F10. . .

F17234ZA(6)

F18. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F18. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F18. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F18. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F19234A(4)

F10. . .

F10. . .

F10. . .

234AA(5)

F20. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F20. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F20. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

234AB(4)

F20. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F20. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F20. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

234B(3)

F10. . .

F10. . .

F10. . .

234B(6)

F10. . .

F10. . .

F10. . .

F19236(4)

F10. . .

F10. . .

F10. . .

F15238(5)

F10. . .

F10. . .

F10. . .

F10. . .

F10. . .

F15239(3)

F10. . .

F10. . .

F10. . .

F10. . .

F15240(5)

F21. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F21. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F21. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F15241(2) or 242(2)

F10. . .

F10. . .

F10. . .

F10. . .

F22241A(9)

F10. . .

F10. . .

F10. . .

241A(10)

F10. . .

F10. . .

F10. . .

F23245(1)

F10. . .

F10. . .

F10. . .

F10. . .

F10. . .

F23245(2)

F10. . .

F10. . .

F10. . .

F10. . .

F10. . .

F24 245E(3)

F10. . .

F10. . .

F10. . .

F10. . .

245G(7)

F10. . .

F10. . .

F10. . .

F10. . .

F19251(6)

F10. . .

F10. . .

F10. . .

F25255(5)

F10. . .

F10. . .

F10. . .

F25260(3)

F25Director of special category company failing to secure compliance with special disclosure provision.

F251. On indictment.

F25A fine.

F252. Summary.

F25The statutory maximum.

287(3)

. . . F26

288(4)

Default in complying with section 288 (keeping register of directors and secretaries, refusal of inspection).

Summary.

The statutory maximum.

One-tenth of the statutory maximum.

291(5)

Acting as director of a company without having the requisite share qualification.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

294(3)

Director failing to give notice of his attaining retirement age; acting as director under appointment invalid due to his attaining it.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

295(7)

. . . F27

. . . F27

. . . F27

Section of Act creating offence

General nature of offence

Mode of prosecution

Punishment

Daily default fine (where applicable)

302(1)

. . . F27

. . . F27

. . . F27

305(3)

Company default in complying with section 305 (directors’ names to appear on company correspondence, etc.).

Summary.

One-fifth of the statutory maximum.

306(4)

Failure to state that liability of proposed director or manager is unlimited; failure to give notice of that fact to person accepting office.

1. On indictment.

A fine.

2. Summary.

The statutory maximum.

314(3)

F28. . .

F28. . .

F28. . .

317(7)

F29. . .

F29. . .

F29. . .

F29. . .

F29. . .

318(8)

F28. . .

F28. . .

F28. . .

F28. . .

F30322B(4)

F28. . .

F28. . .

F28. . .

323(2)

F28. . .

F28. . .

F28. . .

F28. . .

F28. . .

324(7)

F28. . .

F28. . .

F28. . .

F28. . .

F28. . .

Section of Act creating offence

General nature of offence

Mode of prosecution

Punishment

Daily default fine (where applicable)

326(2), (3), (4), (5).

F28. . .

F28. . .

F28. . .

F28. . .

328(6)

F28. . .

F28. . .

F28. . .

F28. . .

F28. . .

329(3)

F28. . .

F28. . .

F28. . .

F28. . .

342(1)

F28. . .

F28. . .

F28. . .

F28. . .

F28. . .

342(2)

F28. . .

F28. . .

F28. . .

F28. . .

F28. . .

342(3)

F28. . .

F28. . .

F28. . .

F28. . .

F28. . .

343(8)

F28. . .

F28. . .

F28. . .

F28. . .

F28. . .

348(2)

F29. . .

F29. . .

F29. . .

F29. . .

349(2)

F29. . .

F29. . .

F29. . .

Section of Act creating offence

General nature of offence

Mode of prosecution

Punishment

Daily default fine (where applicable)

349(3)

F29. . .

F29. . .

F29. . .

349(4)

F29. . .

F29. . .

F29. . .

350(1)

Company failing to have its name engraved on company seal.

Summary.

One-fifth of the statutory maximum.

350(2)

Officer of company, etc., using company seal without name engraved on it.

Summary.

One-fifth of the statutory maximum.

351(5)(a)

F29. . .

F29. . .

F29. . .

351(5)(b)

F29. . .

F29. . .

F29. . .

351(5)(ba)

F29. . .

F29. . .

F29. . .

351(5)(c)

F29. . .

F29. . .

F29. . .

F29. . .

352(5)

Company default in complying with section 352 (requirement to keep register of members and their particulars).

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

F31352A(3)

F31Company default in complying with section 352A (statement that company has only one member)

F31Summary

F31Level 2 on the standard scale.

F31One-tenth of level 2 on the standard scale.

353(4)

Company failing to send notice to registrar as to place where register of members is kept.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

354(4)

Company failing to keep index of members.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

356(5)

F28. . .

F28. . .

F28. . .

Section of Act creating offence

General nature of offence

Mode of prosecution

Punishment

Daily default fine (where applicable)

363 F32(3)

Company with share capital failing to make annual return.

Summary.

The statutory maximum.

One-tenth of the statutory maximum.

364(4)

Company without share capital failing to complete and register annual return in due time.

Summary.

The statutory maximum.

One-tenth of the statutory maximum.

365(3)

. . . F33

. . . F33

. . . F33

. . . F33

366(4)

F28. . .

F28. . .

F28. . .

F28. . .

F28. . .

367(3)

F28. . .

F28. . .

F28. . .

F28. . .

F28. . .

367(5)

F28. . .

F28. . .

F28. . .

F28. . .

372(4)

F28. . .

F28. . .

F28. . .

372(6)

F28. . .

F28. . .

F28. . .

376(7)

F28. . .

F28. . .

F28. . .

F28. . .

F28. . .

380(5)

Company failing to comply with section 380 (copies of certain resolutions etc. to be sent to registrar of companies).

Summary

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

Section of Act creating offence

General nature of offence

Mode of prosecution

Punishment

Daily default fine (where applicable)

380(6)

Company failing to include copy of resolution to which section 380 applies in articles; failing to forward copy to member on request.

Summary.

One-fifth of the statutory maximum for each occasion on which copies are issued or, as the case may be, requested.

F34381B(2)

F28. . .

F28. . .

F28. . .

382(5)

F28. . .

F28. . .

F28. . .

F28. . .

F35382B(2)

F28. . .

F28. . .

F28. . .

383(4)

F28. . .

F28. . .

F28. . .

384(5)

. . . F36

. . . F36

. . . F36

. . . F36

386(2)

. . . F37

. . . F37

. . . F37

. . . F37

F38387(2)

F10. . .

F10. . .

F10. . .

F10. . .

389(10)

Person acting as company auditor knowing himself to be disqualified; failing to give notice vacating office when he becomes disqualified.

1. On indictment.

A fine.

2. Summary.

The statutory maximum.

One-tenth of the statutory maximum.

389B(1)

F10. . .

F10. . .

F10. . .

F10. . .

389B(2)

F10. . .

F10. . .

F10. . .

F10. . .

389B(4)

F10. . .

F10. . .

F10. . .

F10. . .

390(7)

. . . F39

. . . F39

. . . F39

391(2)

F10. . .

F10. . .

F10. . .

F10. . .

391(4)

. . . F40

. . . F40

. . . F40

Section of Act creating offence

General nature of offence

Mode of prosecution

Punishment

Daily default fine (where applicable)

392(2)

. . . F41

. . . F41

. . . F41

F42392(3)

F10. . .

F10. . .

F10. . .

F10. . .

F10. . .

F10. . .

F42392A(5)

F10. . .

F10. . .

F10. . .

F10. . .

F10. . .

393

. . . F43

. . . F43

. . . F43

F44394A(1)

F10. . .

F10. . .

F10. . .

F10. . .

F10. . .

F44394A(4)

F10. . .

F10. . .

F10. . .

F10. . .

F10. . .

F10. . .

399(3)

Company failing to send to registrar particulars of charge created by it, or of issue of debentures which requires registration.

1. On indictment.

A fine.

2. Summary.

The statutory maximum.

One-tenth of the statutory maximum.

400(4)

Company failing to send to registrar particulars of charge on property acquired.

1. On indictment.

A fine.

2. Summary.

The statutory maximum.

One-tenth of the statutory maximum.

402(3)

Authorising or permitting delivery of debenture or certificate of debenture stock, without endorsement on it of certificate of registration of charge.

Summary.

One-fifth of the statutory maximum.

F45 403(2A)

Person making false statement under section 403(1A) which he knows to be false or does not believe to be true

F451.On indictment

2.Summary

2 years or a fine; or both

6 months or the statutory maximum; or both

405(4)

Failure to give notice to registrar of appointment of receiver or manager, or of his ceasing to act.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

407(3)

Authorisation or permitting omission from company register of charges.

1. On indictment.

A fine.

2. Summary.

The statutory maximum.

408(3)

Officer of company refusing inspection of charging instrument, or of register of charges.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

415(3)

Scottish company failing to send to registrar particulars of charge created by it, or of issue of debentures which requires registration.

1. On indictment.

A fine.

2. Summary.

The statutory maximum.

One-tenth of the statutory maximum.

Section of Act creating offence

General nature of offence

Mode of prosecution

Punishment

Daily default fine (where applicable)

416(3)

Scottish company failing to send to registrar particulars of charge on property acquired by it.

1. On indictment.

A fine.

2. Summary.

The statutory maximum.

One-tenth of the statutory maximum.

F46 419(5A)

Person making false statement under section 419(1A) or (1B) which he knows to be false or does not believe to be true

1.On indictment

2.Summary

2 years or a fine; or both

6 months or the statutory maximum; or both

422(3)

Scottish company authorising or permitting omission from its register of charges.

1. On indictment.

A fine.

2. Summary.

The statutory maximum.

423(3)

Officer of Scottish company refusing inspection of charging instrument, or of register of charges.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

425(4)

F10. . .

F10. . .

F10. . .

426(6)

F10. . .

F10. . .

F10. . .

F10. . .

F10. . .

426(7)

F10. . .

F10. . .

F10. . .

427(5)

F10. . .

F10. . .

F10. . .

F10. . .

F47429(6)

F48. . .

F48. . .

F48. . .

F48. . .

F48. . .

F48. . .

F47430A(6)

F48. . .

F48. . .

F48. . .

F48. . .

F48. . .

F48. . .

444(3)

F48. . .

F48. . .

F48. . .

F48. . .

F48. . .

447(6)

F49. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F49. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F49. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F49. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F49. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F50448(7)

F48. . .

F48. . .

F48. . .

F48. . .

F48. . .

Section of Act creating offence

General nature of offence

Mode of prosecution

Punishment

Daily default fine (where applicable)

F51449(6)

F48. . .

F48. . .

F48. . .

F48. . .

450

F48. . .

F48. . .

F48. . .

F48. . .

F48. . .

F52451

F48. . .

F48. . .

F48. . .

F48. . .

F53453A(5)

F48. . .

F48. . .

F48. . .

F48. . .

455(1)

F48. . .

F48. . .

F48. . .

F48. . .

F48. . .

455(2)

F48. . .

F48. . .

F48. . .

F48. . .

F48. . .

458

F48. . .

F48. . .

F48. . .

F48. . .

F48. . .

461(5)

F48. . .

F48. . .

F48. . .

F48. . .

467(4),(5),469(2), 470(3), 478(5), 480(2), 481(7), 482(5), 489, 490, 493(2), 495(7), 496(6), 497(7), 498(4), 528(7), 568(3), 573(2), 577(4), 577(6), 583(2), 584(2), 585(3), 585(6)(7), 588(5), 594(2), 595(4), 595(7)(8), 600(2), 624(2), 624(5), 625—629, 634, 635, 637(2), 640(4), 641(2), 651(3), 697(1), 697(2), 703(1), 710(4)

. . . F54

. . . F54

. . . F54

. . . F54

651(3)

Person obtaining court order to declare company’s dissolution void, then failing to register the order.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

F55 652E(1)

F55 Person breaching or failing to perform duty imposed by section 652B or 652C.

F55 1. On indictment.

F55 A fine.

F55 2. Summary.

F55 Thestatutory maximum.

F55 652E(2)

F55 Person failing to perform duty imposed by section 652B(6) or 652(2) with intent to conceal the making of application under section 652A.

F551. On indictment.

F55 7 years or a fine; or both .

F55 2 . Summary.

F55 6 months or the statutorymaximum; or both.

F56 652F(1)

F56Personfurnishing false or misleading informationin connectionwith applicationunder section 652A.

F56 1. On indictment.

F56 A fine.

F56 2. Summary.

F56 Thestatutory maximum.

F56 652F(2)

F56 Person making falseapplication undersection 652A.

F56 1. On indictment.

F56 A fine.

F56 2. Summary.

F56 Thestatutory maximum.

F57685(6A)

Person making false statement under section 685(4A) which he knows to be false or does not believe to be true

1.On indictment

2.Summary

2 years or a fine; or both

6 months or the statutory maximum; or both

F58686(3A)

Person making false statement under section 686(2A) which he knows to be false or does not believe to be true

1.On indictment

2.Summary

2 years or a fine; or both

6 months or the statutory maximum; or both

F59691(4A)

Person making false statement under section 691(3A) which he knows to be false or does not believe to be true

1.On indictment

2.Summary

2 years or a fine; or both

6 months or the statutory maximum; or both

697(1)

Oversea company failing to comply with any of sections 691 to 693 or 696.

Summary.

For an offence which is not a continuing offence, one-fifth of the statutory maximum.

For an offence which is a continuing offence, one-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

Section of Act creating offence

General nature of offence

Mode of prosecution

Punishment

Daily default fine (where applicable)

697(2)

Oversea company contravening section 694(6) (carrying on business under its corporate name after Secretary of State’s directions).

1. On indictment.

A fine.

2. Summary.

The statutory maximum.

One-tenth of the statutory maximum.

F60697(3)

F60Oversea Company failing to comply with Section 695A or Schedule 21A

F60Summary

F60For an offence which is not a continuing offence, one fifth of level 5 of the standard scale.

F60For an offence which is a continuing offence one fifth of level 5 of the standard scale.

F60£100

703(1)

Oversea company failing to comply with F61requirements as to accounts and reports.

1. On indictment.

A fine.

2. Summary.

The statutory maximum.

One-tenth of the statutory maximum.

F60703R(1)

F60Company failing to register winding up or commencement of insolvency proceedings etc.

F601.On indictment.

F60A fine

F602.Summary.

F60The statutory maximum.

F60£100

F60703R(2).

F60Liquidator failing to register appointment, termination of winding up or striking-off of company.

F601.On indictment.

F60A fine.

F602.Summary

F60The statutory maximum.

F60£100

710(4)

. . . F54

. . . F54

. . . F54

720(4)

F48. . .

F48. . .

F48. . .

F48. . .

722(3)

Company failing to comply with section 722(2), as regards the manner of keeping registers, minute books and accounting records.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

Sch. 14, Pt.II, para. 1(3)

Company failing to give notice of location of overseas branch register, etc.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

Sch. 14, Pt.II, para. 4(2)

Company failing to transmit to its registered office in Great Britain copies of entries in overseas branch register, or to keep a duplicate of overseas branch register.

Summary.

One-fifth of the statutory maximum.

One-fiftieth of the statutory maximum.

F60Sch. 21C, Pt.I, para. 7

F60Credit or financial institution failing to deliver accounting documents.

F601.On indictment.

F60A fine.

F602.Summary

F60The statutory maximum.

F60£100

F60Sch. 21C, Pt.II, para. 15

F60Credit or financial institution failing to deliver accounts and reports.

F601.On indictment.

F60A fine.

F602.Summary

F60The statutory maximum.

F60£100

F60Sch. 21D, Pt.I, para. 5

F60Company failing to deliver accounting documents.

F601.On indictment.

F60A fine.

F602.Summary

F60The statutory maximum.

F60£100

F60Sch. 21D, Pt.I, para. 13

F60Company failing to deliver accounts and reports.

F601.On indictment.

F60A fine.

F602.Summary

F60The statutory maximum.

F60£100