SCHEDULES
C1F1SCHEDULE 4ZZAProtection of supplies under section 233B: exclusions
Sch. 4ZZA applied by S.I. 1994/2421, art. 4(3)(a) (as amended (26.6.2020) by Corporate Insolvency and Governance Act 2020 (c. 12), s. 49(1), Sch. 12 para. 5 (with ss. 2(2), 5(2), 14(4)))
PART 2Persons involved in financial services
6Investment banks and investment firms
1
This paragraph applies where either the company or the supplier is an investment bank or an investment firm.
2
In this paragraph—
“investment bank” means a company or other entity that has permission under Part 4A of the Financial Services and Markets Act 2000 to carry on the regulated activity of—
- a
safeguarding and administering investments,
- b
managing an AIF or a UCITS,
- c
acting as trustee or depositary of an AIF or a UCITS,
- d
dealing in investments as principal, or
- e
dealing in investments as agent;
- a
“investment firm” has the same meaning as in the Banking Act 2009 (see section 258A of that Act), disregarding any order made under section 258A(2)(b) of that Act;
“regulated activity” has the meaning given by section 22 of the Financial Services and Markets Act 2000, taken with Schedule 2 to that Act and any order under that section.
Sch. 4ZZA inserted (26.6.2020) by Corporate Insolvency and Governance Act 2020 (c. 12), s. 49(1), Sch. 12 para. 1 (with ss. 2(2), 5(2), 14(4))