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Financial Services Act 1986 (Repealed)
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Changes over time for: Part III
Alternative versions:
- 01/02/1991- Amendment
- 01/02/1993- Amendment
- Stop date 01/12/2001- Amendment
Changes to legislation:
Financial Services Act 1986 (Repealed), Part III is up to date with all changes known to be in force on or before 25 February 2025. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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Commencement Orders yet to be applied to the Financial Services Act 1986 (Repealed)
Commencement Orders bringing legislation that affects this Act into force:
- S.I. 2003/708 art. 2 commences (2001 c. 16)
- S.S.I. 2003/74 art. 2 commences (2000 asp 7)
Part IIIF3U.K. Exempted Actions
Textual Amendments applied to the whole legislation
F3Act repealed (1.12.2001) by S.I. 2001/3649, arts. 1, 3(1)(c) (with art. 292)
| Person taking action | Exempted action |
|---|---|
| 1. The Secretary of State, a designated agency, a recognised self-regulating organisation, a recognised professional body, any other body or person mentioned in paragraph 3(2) of Part I of this Schedule or the competent authority. | Any such decision or proposed decision as is mentioned in Part I of this Schedule. |
| 2. A person (whether or not an individual) described in paragraph 1(a), (b), (c) or (d), paragraph 2(a), (b) or (c) or paragraph 3(a), (b) or (c) of Part II of this Schedule. | Dismissing or excluding an individual from being or becoming an associate of the person in column 1. |
| 3. The issuer of securities listed or subject to an application for listing under Part IV of this Act. | Dismissing or excluding an individual from being or becoming an associate of the issuer. |
| 4. The [F2Friendly Societies Commission], a transferee body or a recognised self-regulating organisation for friendly societies. | Any such decision or proposed decision as is mentioned in Part I of this Schedule. |
Textual Amendments
F2Words in Sch. 14 Pt. III para. 4 substituted (1.2.1993 for specified purposes and 1.1.1994 for all remaining purposes) by Friendly Societies Act 1992 (c. 40), s. 98, Sch. 18 Pt. I para. 9(1)(c) (with ss. 7(5), 93(4)); S.I. 1993/16, art. 2, Sch.4; S.I. 1993/2213, art. 2(1), Sch.5.
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