C1C2Part I Regulation of Investment Business

Annotations:
Modifications etc. (not altering text)
C1

Pt. I (ss. 1-128) amended (S.) (22.5.2000) by S.I. 2000/121, regs. 1, 37, Sch. 2

C2

Pt. I (ss. 1–128): power to modify conferred (prosp.) by Courts and Legal Services Act 1990 (c. 41, SIF 76:1), ss. 89, 124(3), Sch. 14 para. 9(c)

C3Chapter III Authorised Persons

Annotations:
Modifications etc. (not altering text)
C3

Chapters III–XI (ss. 7–111): certain functions transferred by S.I. 1990/354, art. 5

Persons authorised by recognised professional bodies

19 Revocation of recognition.

1

A recognition order under section 18 above may be revoked by a further order made by the Secretary of State if at any time it appears to him—

a

that section 18(3) above or any requirement of Schedule 3 to this Act is not satisfied in the case of the body to which the recognition order relates; or

b

that the body has failed to comply with any obligation to which it is subject by virtue of this Act.

2

Subsections (2) to (9) of section 11 above shall have effect in relation to the revocation of a recognition order under this section as they have effect in relation to the revocation of a recognition order under subsection (1) of that section.