PART XV SETTLEMENTS

CHAPTER 1C LIABILITY OF TRUSTEES

. . .

F1685BMeaning of “settlor”

(1)

In the Tax Acts, unless the context otherwise requires—

(a)

settlor” in relation to a settlement means the person, or any of the persons, who has made or is treated for the purposes of the Tax Acts as having made the settlement, and

(b)

a person is a settlor of property which—

(i)

is settled property by reason of his having made the settlement (or by reason of an event which causes him to be treated under this Act as having made the settlement), or

(ii)

derives from property to which sub-paragraph (i) applies.

(2)

A person is treated for the purposes of the Tax Acts as having made a settlement if—

(a)

he has made or entered into the settlement, directly or indirectly, or

(b)

the settled property, or property from which the settled property is derived, is or includes property of which he was competent to dispose immediately before his death and the settlement arose on his death, whether by will, on his intestacy, or otherwise.

(3)

A person is, in particular, treated for the purposes of the Tax Acts as having made a settlement if—

(a)

he has provided property directly or indirectly for the purposes of the settlement, or

(b)

he has undertaken to provide property directly or indirectly for the purposes of the settlement.

(4)

Where one person (A) makes or enters into a settlement in accordance with reciprocal arrangements with another person (B), for the purposes of the Tax Acts—

(a)

B shall be treated as having made the settlement, and

(b)

A shall not be treated as having made the settlement by reason only of the reciprocal arrangements.

(5)

In subsection (2)(b) the reference to property of which a deceased person was competent to dispose is a reference to property of the deceased which (otherwise than in right of a power of appointment or of the testamentary power conferred by statute to dispose of entailed interests) he could, if of full age and capacity, have disposed of by his will, assuming that all the property were situated in England and, if he was not domiciled in the United Kingdom, that he was domiciled in England, and includes references to his severable share in any property to which, immediately before his death, he was beneficially entitled as a joint tenant.

(6)

A person who has been a settlor in relation to a settlement shall be treated for the purposes of the Tax Acts as having ceased to be a settlor in relation to the settlement if—

(a)

no property of which he is the settlor is comprised in the settlement,

(b)

he has not undertaken to provide property directly or indirectly for the purposes of the settlement in the future, and

(c)

he has not made reciprocal arrangements with another person for that other person to enter into the settlement in the future.

(7)

For the purpose of this section and sections 685C and 685D property is derived from other property—

(a)

if it derives (directly or indirectly and wholly or partly) from that property or any part of it, and

(b)

in particular, if it derives (directly or indirectly and wholly or partly) from income from that property or any part of it.

(8)

In this section “arrangements” includes any scheme, agreement or understanding, whether or not legally enforceable.