Modifications etc. (not altering text)
C1Pt. VII (ss. 154-191): functions of the Secretary of State transferred (7.6.1992) to the Treasury by S.I. 1992/1315, art. 2(1)(c) (with art. 6)
Pt. VII (ss. 154-191) applied (E.W.S.) (15.8.1995) by S.I. 1995/2049, reg.3; and applied (with modifications) (E.W.S.) (15.8.1995) by S.I. 1995/2049, regs.3,4,5,19, 26; and applied (with modifications) (15.7.1996) by S.I. 1996/1469, regs.3, 4, 5
C2Pt. VII: power to apply conferred (1.12.2001) by 2000 c. 8, s. 301(1)(a); S.I. 2001/3538, art. 2(1)
The following Table shows provisions defining or otherwise explaining expressions used in this Part (other than provisions defining or explaining an expression used only in the same section or paragraph)—
| [F1Defined Expression | Section |
|---|---|
| administration | Sections 190(6A) and (6B) |
| administrator | Sections 190(6A) and (6B) |
| administrative receiver | Section 190(1) |
| [F2authorised central securities depository services | Section 155(3D)] |
| charge | Section 190(1) |
| clearing member | Section 190(1) |
| clearing member client contract | Section 155(1)(a) |
| clearing member house contract | Section 155(1)(b) |
| client | Section 190(1) |
| client trade | Section 155(1)(c) |
| cover for margin | Section 190(3) |
| [F2CSD regulation | Section 190(1)] |
| default fund contribution | Section 188(3A) |
| default rules (and related expressions) | Section 188 |
| designated non-member | Section 155(2) |
| F3. . . | F3. . . |
| EMIR Level 1 Regulation | Section 190(1) |
| EMIR Level 2 Regulation | Section 190(1) |
| the FCA | Section 190(1) |
| [F4indirect clearing services | Section 190(1)] |
| indirect client | Section 190(1) |
| insolvency law (and similar expressions) | Sections 190(6) and (6B) |
| interim trustee | Sections 190(1) and 190(7)(b) |
| liquidator | Sections 190(6A) and (6B) |
| margin | Section 190(3) |
| market charge | Section 173 |
| market contract | Section 155 |
| [F2member (in relation to a central securities depository) | Section 190(1)] |
| member of a clearing house | Section 190(1) |
| [F5MIFIR Level 2 Regulation | Section 190(1)] |
| notice | Section 190(5) |
| overseas (in relation to investment exchanges [F6, clearing houses and central securities depositories]) | Section 190(1) |
| party (in relation to a market contract) | Section 187 |
| F7. . . | F7. . . |
| the PRA | Section 190(1) |
| qualifying collateral arrangement | Section 155A(1)(a) |
| qualifying property transfers | Section 155A(1)(b) |
| [F2recognised body | Section 190(1)] |
| recognised central counterparty | Section 190(1) |
| recognised clearing house | Section 190(1) |
| [F2recognised CSD | Section 190(1)] |
| recognised investment exchange | Section 190(1) |
| relevant office-holder | Section 189 |
| sequestration | Section 190(7)(a) |
| set off (in relation to Scotland) | Section 190(1) |
| settlement and related expressions (in relation to a market contract) | Section 190 (2) |
| The Stock Exchange | Section 190(1) |
| [F8third country central counterparty | Section 190(1)] |
| [F2third country CSD | Section 190(1)] |
| [F4transfer | Section 189A] |
| [F9interim trustee and trustee in the sequestration of an estate (in relation to Scotland) | section 190(1) and (7)(b)] |
| UK (in relation to investment exchanges) | Section 190(1) |
| winding up | Sections 190(6A) and (6B)] |
Textual Amendments
F1S. 191 Table substituted (1.4.2013) by The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013 (S.I. 2013/504), regs. 1(2), 4(19), Sch. (with regs. 52-58)
F2Words in s. 191 Table inserted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), regs. 1, 3(26)(a) (with regs. 7(4), 9(1))
F3Words in s. 191 omitted (31.12.2020) by virtue of The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019 (S.I. 2019/341), regs. 1(3), 2(8)(a) (with reg. 21) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 23(b) and with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)
F4Words in s. 191 Table inserted (26.8.2013) by The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) (No. 2) Regulations 2013 (S.I. 2013/1908), regs. 1(3)(c), 2(13)
F5Words in s. 191 inserted (3.1.2018) by The Companies Act 1989 (Financial Markets and Insolvency) (Amendment) Regulations 2017 (S.I. 2017/1247), regs. 1, 2(6)
F6Words in s. 191 Table substituted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), regs. 1, 3(26)(b) (with regs. 7(4), 9(1))
F7S. 191 Table: entry omitted (30.11.2016) by virtue of The Bankruptcy (Scotland) Act 2016 (Consequential Provisions and Modifications) Order 2016 (S.I. 2016/1034), art. 1, Sch. 1 para. 6(12)(a)
F8Words in s. 191 inserted (31.12.2020) by The Financial Markets and Insolvency (Amendment and Transitional Provision) (EU Exit) Regulations 2019 (S.I. 2019/341), regs. 1(3), 2(8)(b) (with reg. 21) (as amended by S.I. 2020/1301, regs. 1, 3, Sch. para. 23(b) and with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)
F9S. 191 Table: entry substituted (30.11.2016) by The Bankruptcy (Scotland) Act 2016 (Consequential Provisions and Modifications) Order 2016 (S.I. 2016/1034), art. 1, Sch. 1 para. 6(12)(b)
Commencement Information
I1S. 191 wholly in force at 25.4.1991 see s. 215 and S.I. 1991/878, art. 2, Sch.