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SCHEDULES

SCHEDULE 9U.K. Exemptions

Part IIU.K. The Groups

Group 5— FinanceU.K.

F15AU.K.The underwriting of an issue within item 1 or any transaction within item 6..

Textual Amendments

F1Sch. 9 Pt. II Group 5 Item 5, 5A substituted (10.3.1999) for Item 5 by S.I. 1999/594, art. 3