Channel Tunnel Rail Link Act 1996

Functions of the Rail Regulator U.K.

21 Duties as to exercise of regulatory functions. U.K.

(1) The Rail Regulator shall have an overriding duty to exercise his regulatory functions in such a manner as not to impede the performance of any development agreement.

(2) In exercising his regulatory functions in relation to the use by a rail link undertaker of any existing network—

(a) for trains used in connection with the construction of the rail link, or

(b) for trains used to provide international services,

the Rail Regulator shall also be under a duty to have regard to the financial position of the rail link undertaker.

(3) The Rail Regulator may by notice require a person to whose financial position he is required by subsection (2) above to have regard to furnish to him, in such form and manner as may be specified in the notice, such information relating to that person’s financial position as may be so specified, being information which the Rail Regulator considers necessary for the purpose of facilitating the performance of his duty under that subsection.

(4) If any person makes default in complying with a notice under subsection (3) above, the High Court may, on the application of the Rail Regulator, make such order as it thinks fit for requiring the default to be made good.

(5) An order under subsection (4) above may provide that all the costs or expenses of and incidental to the application under that subsection shall be borne by the person in default or, in the case of a company or other association, by any of its officers who are responsible for its default.

(6) In this section—

• “existing”, in relation to a network, means not comprised in the rail link;

• “international services” means services involving travel through the Channel Tunnel;

• “network” has the same meaning as in Part I of the M1 Railways Act 1993; and

references to the Rail Regulator’s regulatory functions are to the functions assigned or transferred to him under or by virtue of Part I of the Railways Act 1993 [F1 other than any functions assigned to him by virtue of section 67(3) of that Act (“Competition Act functions”).

(7) The Regulator may, when exercising any Competition Act function, have regard to any matter to which he would have regard if—

(a) he were under the duty imposed by subsection (1) or (2) above in relation to that function; and

(b) the matter is one to which [F2 the Office of Fair Trading] could have regard if [F3 it] were exercising that function.]

Textual Amendments

F1 Words in s. 21(6) and subsection (7) inserted (1.3.2000) by 1998 c. 41, ss. 54, 66(5), Sch. 10 Pt. IV para. 16(2) (with s. 73); S.I. 2000/344, art. 2

F2 Words in s. 21(7)(b) substituted (1.4.2003) by Enterprise Act 2002 (c. 40), s. 279, Sch. 25 para. 35(2)(a); S.I. 2003/766, art. 2, Sch. (with art. 3) (as amended (20.7.2007) by S.I. 2007/1846, reg. 3(2), Sch.)

F3 Word in s. 21(7)(b) substituted (1.4.2003) by Enterprise Act 2002 (c. 40), s. 279, Sch. 25 para. 35(2)(b); S.I. 2003/766, art. 2, Sch. (with art. 3) (as amended (20.7.2007) by S.I. 2007/1846, reg. 3(2), Sch.)

Modifications etc. (not altering text)

C1 S. 21 extended (22.3.2001) by S.I. 2001/1451, art. 7(2)

Marginal Citations

M1 1993 c. 43.

22 Restriction of functions in relation to competition etc. U.K.

F4 (1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

(2) The functions of the Rail Regulator, so far as relating to monopoly situations which exist or may exist in relation to the supply of railway services, shall not be exercisable by him in relation to the supply by a rail link undertaker of railway services, so far as relating to the rail link.

[F5 (3) The Rail Regulator shall not be entitled to exercise any functions assigned to him by section 67(3) of the M2 Railways Act 1993 (by virtue of which he exercises concurrently with [F6 the Office of Fair Trading] certain functions under Part I of the Competition Act 1998 so far as relating to matters connected with the supply of railway services) in relation to—

(a) any agreements, decisions or concerted practices of the kind mentioned in section 2(1) of that Act that have been entered into or taken by, or

(b) any conduct of the kind mentioned in section 18(1) of that Act that has been engaged in by,

a rail link undertaker in connection with the supply of railway services, so far as relating to the rail link.]

(4) Section 67(4) of the M3 Railways Act 1993 (duty of [F7 the Office of Fair Trading] to consult the Rail Regulator about the exercise of concurrent functions) shall not have effect to require [F8 the Office of Fair Trading] to consult the Regulator about the exercise of any function which the Regulator is prevented by subsection (2) or (3) above from exercising.

(5) In this section, “railway services” has the same meaning as in the Railways Act 1993.

Textual Amendments

F4 S. 22(1) repealed (1.4.2003) by Enterprise Act 2002 (c. 40), s. 279, Sch. 25 para. 35(3)(a), Sch. 26; S.I. 2003/766, art. 2, Sch. (with art. 3) (as amended (20.7.2007) by S.I. 2007/1846, reg. 3(2), Sch.)

F5 S. 22(3) substituted (1.3.2000) by 1998 c. 41, ss. 54, 66(5), Sch. 10 Pt. IV para. 16(3) (with s. 73); S.I. 2000/344, art. 2

F6 Words in s. 22(3) substituted (1.4.2003) by Enterprise Act 2002 (c. 40), s. 279, Sch. 25 para. 35(3)(b); S.I. 2003/766, art. 2, Sch. (with art. 3) (as amended (20.7.2007) by S.I. 2007/1846, reg. 3(2), Sch.)

F7 Words in s. 22(4) substituted (1.4.2003) by Enterprise Act 2002 (c. 40), s. 279, Sch. 25 para. 35(3)(c)(i); S.I. 2003/766, art. 2, Sch. (with art. 3) (as amended (20.7.2007) by S.I. 2007/1846, reg. 3(2), Sch.)

F8 Words in s. 22(4) substituted (1.4.2003) by Enterprise Act 2002 (c. 40), s. 279, Sch. 25 para. 35(3)(c)(ii); S.I. 2003/766, art. 2, Sch. (with art. 3) (as amended (20.7.2007) by S.I. 2007/1846, reg. 3(2), Sch.)

Modifications etc. (not altering text)

C2 S. 22 extended (22.3.2001) by S.I. 2001/1451, art. 7(2)

Marginal Citations

M2 1993 c. 43.

M3 1993 c. 43.