SCHEDULES

SCHEDULE 9CMA's Rules

Parallel exemptions

9

Rules may make provision as to—

(a)

the circumstances in which the F1CMA may—

(i)

impose conditions or obligations in relation to a parallel exemption,

(ii)

vary or remove any such conditions or obligations,

(iii)

impose additional conditions or obligations, or

(iv)

cancel the exemption;

(b)

as to the procedure to be followed by the F1CMA if F2it is acting under section 10(5);

(c)

the form and manner in which notice of a decision to take any of the steps in sub-paragraph (a) is to be given;

(d)

the circumstances in which an exemption may be cancelled with retrospective effect.