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SCHEDULES

SCHEDULE 5U.K. The Immigration Services Commissioner

Part IU.K. Regulatory Functions

Determination of complaintsU.K.

8(1)On determining a complaint under the complaints scheme, the Commissioner must give his decision in a written statement.U.K.

(2)The statement must include the Commissioner’s reasons for his decision.

(3)A copy of the statement must be given by the Commissioner to—

(a)the person who made the complaint; and

(b)the person who is the subject of the complaint.

9(1)On determining a complaint under the complaints scheme, the Commissioner may—U.K.

(a)if the person to whom the complaint relates is a registered person [F1or is acting on behalf of] a registered person, record the complaint and the decision on it for consideration when that registered person next applies for his registration to be continued;

(b)if the person to whom the complaint relates is a registered person [F2or is acting on behalf of] a registered person and the Commissioner considers the matter sufficiently serious to require immediate action, require that registered person to apply for continued registration without delay;

[F3(c)refer the complaint and his decision on it to a relevant regulatory body;]

(d)if the person to whom the complaint relates is certified by the Commissioner as exempt under section 84(4)(a) or is employed by, or working under the supervision of, such a person, consider whether to withdraw that person’s exemption;

(e)lay before the Tribunal a disciplinary charge against a relevant person.

(2)Sub-paragraph (3) applies if—

(a)the Tribunal is considering a disciplinary charge against a relevant person; and

(b)the Commissioner asks it to exercise its powers under that sub-paragraph.

(3)The Tribunal may give directions (which are to have effect while it is dealing with the charge)—

[F4(a)imposing restrictions on the provision of immigration advice or immigration services by the relevant person or by a person acting on his behalf or under his supervision;]

[F4(b)prohibiting the provision of immigration advice or immigration services by the relevant person or a person acting on his behalf or under his supervision.]

(4)Relevant person” means a person providing immigration advice or immigration services who is—

(a)a registered person;

[F5(b)a person acting on behalf of a registered person;]

(e)a person certified by the Commissioner as exempt under section 84(4)(a);

(f)a person to whom section 84(4)(d) applies; or

(g)a person employed by, or working under the supervision of, a person to whom paragraph (e) or (f) applies.