4(1)Each of the following is a supervisory authority—
(a)the Bank of England;
(b)the Financial Services Authority;
(c)the Council of Lloyd’s;
[F1(d)the Office of Fair Trading;]
(e)a body which is a designated professional body for the purposes of Part 20 of the Financial Services and Markets Act 2000 [F2;
[F3(f)the Pensions Regulator;]
(g)the Gaming Board for Great Britain].
(2)The Secretary of State is also a supervisory authority in the exercise, in relation to a person carrying on a business in the regulated sector, of his functions under the enactments relating to companies or insolvency or under the Financial Services and Markets Act 2000.
(3)The Treasury are also a supervisory authority in the exercise, in relation to a person carrying on a business in the regulated sector, of their functions under the enactments relating to companies or insolvency or under the Financial Services and Markets Act 2000.
Textual Amendments
F1Words in Sch. 3A para. 4(1) substituted (1.4.2003) by 2002 c. 40, s. 278(1), Sch. 25 para. 41(2); S.I. 2003/766, art. 2, Sch. (with art. 3)
F2Sch. 3A Pt. 2 para. 4(1)(f)(g) and semi-colon inserted (1.3.2004) by The Terrorism Act 2000 (Business in the Regulated Sector and Supervisory Authorities) Order 2003 (S.I. 2003/3076), {arts. 1, 3}
F3Sch. 3A Pt. 2 para. 4(1)(f) substituted (6.4.2005) by Pensions Act 2004 (c. 35), s. 319(1), Sch. 12 para. 78; S.I. 2005/695, art. 2(7), Sch. 1 (with arts. 5, 6)