SCHEDULE 3AREGULATED SECTOR AND SUPERVISORY AUTHORITIES
F1PART 2SUPERVISORY AUTHORITIES
4
(1)
Each of the following is a supervisory authority—
(a)
the Bank of England;
(b)
the Financial Services Authority;
(c)
the Council of Lloyd’s;
F2(d)
the Office of Fair Trading;
(e)
a body which is a designated professional body for the purposes of Part 20 of the Financial Services and Markets Act 2000 F3;
F4(f)
the Pensions Regulator;
(g)
the F5Gambling Commission.
(2)
The Secretary of State is also a supervisory authority in the exercise, in relation to a person carrying on a business in the regulated sector, of his functions under the enactments relating to companies or insolvency or under the Financial Services and Markets Act 2000.
(3)
The Treasury are also a supervisory authority in the exercise, in relation to a person carrying on a business in the regulated sector, of their functions under the enactments relating to companies or insolvency or under the Financial Services and Markets Act 2000.