F2Part X Rules and Guidance

Annotations:
Amendments (Textual)
F2

Pt. 9A substituted for ss. 138-164 (24.1.2013 for specified purposes, 1.4.2013 in so far as not already in force) by Financial Services Act 2012 (c. 21), ss. 24(1), 122(3) (with Sch. 20); S.I. 2013/113, art. 2(1)(c), Sch. Pt. 3; S.I. 2013/423, art. 3, Sch.

F2Chapter I Rule-making Powers

F2138 General rule-making power.

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F2139 Miscellaneous ancillary matters.

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F2139AGeneral rules about remuneration

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F2139BRules about recovery plans

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F2139CRules about resolution plans

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F2139DSections 139B and 139C: interpretation

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F2139ERules about recovery and resolution plans: supplementary provision

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F2139FSpecial provision in relation to resolution plans

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F2140 Restriction on managers of F1certain collective investment schemes.

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F2141 Insurance business rules.

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F2142 Insurance business: regulations supplementing Authority’s rules.

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F2143 Endorsement of codes etc.

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F2 Specific rules

F2144 Price stabilising rules.

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F2145 Financial promotion rules.

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F2146 Money laundering rules.

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F2147 Control of information rules.

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F2 Modification or waiver

F2148 Modification or waiver of rules.

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F2 Contravention of rules

F2149 Evidential provisions.

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F2150 Actions for damages.

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F2151 Limits on effect of contravening rules.

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F2 Procedural provisions

F2152 Notification of rules to the Treasury.

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F2153 Rule-making instruments.

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F2154 Verification of rules.

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F2155 Consultation.

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F2156 General supplementary powers.

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