OffencesU.K.
177 Offences.U.K.
(1)If a person other than the investigator (“the defaulter”) fails to comply with a requirement imposed on him under this Part the person imposing the requirement may certify that fact in writing to the court.
(2)If the court is satisfied that the defaulter failed without reasonable excuse to comply with the requirement, it may deal with the defaulter (and in the case of a body corporate, any director or [other] officer) as if he were in contempt [; and “officer”, in relation to a limited liability partnership, means a member of the limited liability partnership.].
(3)A person who knows or suspects that an investigation is being or is likely to be conducted under this Part is guilty of an offence if—
(a)he falsifies, conceals, destroys or otherwise disposes of a document which he knows or suspects is or would be relevant to such an investigation, or
(b)he causes or permits the falsification, concealment, destruction or disposal of such a document,
unless he shows that he had no intention of concealing facts disclosed by the documents from the investigator.
(4)A person who, in purported compliance with a requirement imposed on him under this Part—
(a)provides information which he knows to be false or misleading in a material particular, or
(b)recklessly provides information which is false or misleading in a material particular,
is guilty of an offence.
(5)A person guilty of an offence under subsection (3) or (4) is liable—
(a)on summary conviction, to imprisonment for a term not exceeding six months or a fine not exceeding the statutory maximum, or both;
(b)on conviction on indictment, to imprisonment for a term not exceeding two years or a fine, or both.
(6)Any person who intentionally obstructs the exercise of any rights conferred by a warrant under section 176 is guilty of an offence and liable on summary conviction to imprisonment for a term not exceeding three months or a fine not exceeding level 5 on the standard scale, or both.
[(7)In this section—
“court” means—
(b)
in Scotland, the Court of Session;
“investigator appointed by the FCA” means an investigator appointed by the FCA under section 167, 168 or 169;
“officer of the FCA” means an officer authorised by the FCA for the purposes of section 165(3).]
Textual Amendments
Modifications etc. (not altering text)