Part XVI The Ombudsman Scheme
Information
231 Ombudsman’s power to require information.
(1)
An ombudsman may, by notice in writing given to a party to a complaint, require that party—
(a)
to provide specified information or information of a specified description; or
(b)
to produce specified documents or documents of a specified description.
(2)
The information or documents must be provided or produced—
(a)
before the end of such reasonable period as may be specified; and
(b)
in the case of information, in such manner or form as may be specified.
(3)
This section applies only to information and documents the production of which the ombudsman considers necessary for the determination of the complaint.
(4)
If a document is produced in response to a requirement imposed under this section, the ombudsman may—
(a)
take copies or extracts from the document; or
(b)
require the person producing the document to provide an explanation of the document.
(5)
If a person who is required under this section to produce a document fails to do so, the ombudsman may require him to state, to the best of his knowledge and belief, where the document is.
(6)
If a person claims a lien on a document, its production under this Part does not affect the lien.
(7)
“Specified” means specified in the notice given under subsection (1).
232 Powers of court where information required.
(1)
If a person (“the defaulter”) fails to comply with a requirement imposed under section 231, the ombudsman may certify that fact in writing to the court and the court may enquire into the case.
(2)
If the court is satisfied that the defaulter failed without reasonable excuse to comply with the requirement, it may deal with the defaulter (and, in the case of a body corporate, any director or F1other officer) as if he were in contempt F2; and “officer”, in relation to a limited liability partnership, means a member of the limited liability partnership..
(3)
“Court” means—
(a)
the High Court;
(b)
in Scotland, the Court of Session.
F3232AScheme operator's duty to provide information to FCA
If the scheme operator considers that it has information that, in its opinion, would or might be of assistance to the FCA in advancing one or more of the FCA's operational objectives, it must disclose that information to the FCA.
233 Data protection.
“(4A)
Personal data processed for the purpose of discharging any function which is conferred by or under Part XVI of the Financial Services and Markets Act 2000 on the body established by the Financial Services Authority for the purposes of that Part are exempt from the subject information provisions in any case to the extent to which the application of those provisions to the data would be likely to prejudice the proper discharge of the function.”