Please note that the date you requested in the address for this web page is not an actual date upon which a change occurred to this item of legislation. You are being shown the legislation from , which is the first date before then upon which a change was made.

SCHEDULES

SCHEDULE 11U.K. Offers of Securities

Euro-securitiesU.K.

20(1)The securities offered are Euro-securities and no advertisement relating to the offer is issued in the United Kingdom, or is caused to be so issued—

(a)by the issuer of the Euro-securities;

(b)by any credit institution or other financial institution through which the Euro-securities may be acquired pursuant to the offer; or

(c)by any body corporate which is a member of the same group as the issuer or any of those institutions.

(2)But sub-paragraph (1) does not apply to an advertisement of a prescribed kind.

(3)Euro-securities” means investments which—

(a)are to be underwritten and distributed by a syndicate at least two of the members of which have their registered offices in different countries or territories;

(b)are to be offered on a significant scale in one or more countries or territories, other than the country or territory in which the issuer has its registered office; and

(c)may be acquired pursuant to the offer only through a credit institution or other financial institution.

(4)Credit institution” means a credit institution as defined in [F1Article 1(1)(a)] of [F2the banking consolidation directive].

(5)Financial institution” means a financial institution as defined in Article 1 of [F2the banking consolidation directive].

(6)Underwritten” means underwritten by whatever means, including by acquisition or subscription, with a view to resale.