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Financial Services and Markets Act 2000
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- 2000 c. 8
- SCHEDULE 11A
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Changes over time for: SCHEDULE 11A
Version Superseded: 30/01/2024
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Point in time view as at 01/07/2021.
Changes to legislation:
Financial Services and Markets Act 2000, SCHEDULE 11A is up to date with all changes known to be in force on or before 07 November 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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Section [F285(6A)]
[F1SCHEDULE 11AU.K.TRANSFERABLE SECURITIES
This schedule has no associated Explanatory Notes
Textual Amendments
F1Sch. 11A inserted (1.7.2005) by The Prospectus Regulations 2005 (S.I. 2005/1433), reg. 2(2), Sch. 2
F2Word in Sch. 11A shoulder reference substituted (21.7.2019) by The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 (S.I. 2019/1043), regs. 1(1), 35(4) (with reg. 40)
F3PART 1U.K.
Textual Amendments
F3Sch. 11A Pt. 1 omitted (21.7.2019) by virtue of The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 (S.I. 2019/1043), regs. 1(1), 35(2) (with reg. 40)
F31U.K.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F32U.K.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F33U.K.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F34U.K.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F35U.K.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
F36U.K.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
PART 2U.K.
7F4(1). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .U.K.
(2)[F5The bodies recognised for the purposes of Article 1(2)(e) of the prospectus regulation are]
(a)a charity
[F6(i)as defined by section 1(1) of the Charities Act 2011, or
(ii)within the meaning of] section 35 of the Charities Act (Northern Ireland) 1964 (c. 33 (N.I.));
[F7(b)a body entered in the Scottish Charity Register;]
(c)a housing association within the meaning of—
(i)section 5(1) of the Housing Act 1985 (c. 68),
(ii)section 1 of the Housing Associations Act 1985 (c. 69), or
(iii)Article 3 of the Housing (Northern Ireland) Order 1992 (S.I. 1992/1725 (N.I. 15));
[F8(d)a registered society that—
(i)is registered under the Co-operative and Community Benefit Societies Act 2014 as a community benefit society,
(ii)is a pre-commencement society within the meaning of that Act that was registered in accordance with section 2(2)(a)(ii) of that Act, or
(iii)is registered in accordance with section 1(2)(b) of the Industrial and Provident Societies Act (Northern Ireland) 1969;]
F9(e). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .]
Textual Amendments
F4Sch. 11A para. 7(1) omitted (21.7.2019) by virtue of The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 (S.I. 2019/1043), regs. 1(1), 35(3)(a) (with reg. 40)
F5Words in Sch. 11A para. 7(2) substituted (21.7.2019) by The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 (S.I. 2019/1043), regs. 1(1), 35(3)(b) (with reg. 40)
F6Words in Sch. 11A para. 7(2)(a) substituted (14.3.2012) by Charities Act 2011 (c. 25), ss. 354(1)(2), 355, Sch. 7 para. 86 (with s. 20(2), Sch. 8)
F7Sch. 11A para. 7(2)(b) substituted (1.4.2006) by The Charities and Trustee Investment (Scotland) Act 2005 (Consequential Provisions and Modifications) Order 2006 (S.I. 2006/242), arts. 1(3), 5, Sch. para. 7
F8Sch. 11A para. 7(2)(d) substituted (1.8.2014) by Co-operative and Community Benefit Societies Act 2014 (c. 14), s. 154, Sch. 4 para. 72 (with Sch. 5)
F9Sch. 11A para. 7(2)(e) omitted (31.12.2020) by virtue of The Official Listing of Securities, Prospectus and Transparency (Amendment etc.) (EU Exit) Regulations 2019 (S.I. 2019/707), regs. 1(2), 38(6) (with savings in S.I. 2019/680, reg. 11 (as amended by S.I. 2019/1234, regs. 1(3), 29(2))); 2020 c. 1, Sch. 5 para. 1(1)
F108U.K.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Textual Amendments
F10Sch. 11A para. 8 omitted (21.7.2019) by virtue of The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 (S.I. 2019/1043), regs. 1(1), 35(3)(c) (with reg. 40)
F119U.K.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Textual Amendments
F11Sch. 11A para. 9 omitted (21.7.2019) by virtue of The Financial Services and Markets Act 2000 (Prospectus) Regulations 2019 (S.I. 2019/1043), regs. 1(1), 35(3)(c) (with reg. 40)
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