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SCHEDULES

[F1SCHEDULE 11AU.K.TRANSFERABLE SECURITIES

Textual Amendments

PART 2U.K.

9(1)Transferable securities included in an offer where [F2[F3the total consideration for the transferable securities being offered in the EEA States] is less than 5,000,000 euros (or an equivalent amount)].U.K.

(2)Sub-paragraphs (3) to (5) of paragraph 8 apply for the purposes of this paragraph but with the references in sub-paragraph (3) to “sub-paragraph (2)(a)” being read as references to “paragraph 9(1)”.]

Textual Amendments

F2Words in Sch. 11A para. 9(1) substituted (31.7.2011) by The Prospectus Regulations 2011 (S.I. 2011/1668), reg. 1(3)

F3Words in Sch. 11A para. 9(1) substituted (1.7.2012) by The Prospectus Regulations 2012 (S.I. 2012/1538), regs. 1(1), 2(5)