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Version Superseded: 21/07/2019
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Financial Services and Markets Act 2000,
PART 1
is up to date with all changes known to be in force on or before 01 September 2024. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
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Textual Amendments
F1Sch. 11A inserted (1.7.2005) by The Prospectus Regulations 2005 (S.I. 2005/1433), reg. 2(2), Sch. 2
1U.K.Units (within the meaning in section 237(2)) in an open-ended collective investment scheme.
2U.K.Non-equity transferable securities issued by
(a)the government of an EEA State;
(b)a local or regional authority of an EEA State;
(c)a public international body of which an EEA State is a member;
(d)the European Central Bank;
(e)the central bank of an EEA State.
3U.K.Shares in the share capital of the central bank of an EEA State.
4U.K.Transferable securities unconditionally and irrevocably guaranteed by the government, or a local or regional authority, of an EEA State.
5(1)Non-equity transferable securities, issued in a continuous or repeated manner by a credit institution, which satisfy the conditions in sub-paragraph (2).U.K.
(2)The conditions are that the transferable securities—
(a)are not subordinated, convertible or exchangeable;
(b)do not give a right to subscribe to or acquire other types of securities and are not linked to a derivative instrument;
(c)materialise reception of repayable deposits; and
(d)are covered by a deposit guarantee under directive 94/19/EC of the European Parliament and of the Council on deposit-guarantee schemes.
6U.K.Non-fungible shares of capital—
(a)the main purpose of which is to provide the holder with a right to occupy any immoveable property, and
(b)which cannot be sold without that right being given up.]
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