SCHEDULES

SCHEDULE 12 U.K. Transfer schemes: certificates

Part II U.K. Banking Business Transfer Schemes

Certificates as to consent of home state regulator U.K.

9 U.K. A certificate under this paragraph is one given by the [F1 appropriate regulator] and certifying that the home State regulator of [F2 the transferor concerned] or of the transferee has been notified of the proposed scheme and that—

(a) the home State regulator has responded to the notification; or

(b) the period of three months beginning with the notification has elapsed.

Textual Amendments

F1 Words in Sch. 12 para. 9 substituted (1.4.2013) by Financial Services Act 2012 (c. 21), s. 122(3), Sch. 6 para. 17 (with Sch. 20); S.I. 2013/423, art. 3, Sch.

F2 Words in Sch. 12 substituted (1.3.2014) by Financial Services (Banking Reform) Act 2013 (c. 33), s. 148(5), Sch. 1 para. 2; S.I. 2014/377, art. 2(1)(a), Sch. Pt. 1